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What covered companies filed with the SEC, day by day.

  1. 26
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  4. 1
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  9. 9
‹ Wed, Jul 8, 2009

Thursday, July 9, 2009

122 filings · 95 companiesAll checks passed · Updated Nov 5

Fri, Jul 10, 2009 ›
The dayThursday, July 9

By time of day

34 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

2 announced

After-hours2

  • 16:09FCFranklin Covey Co
  • 18:40ENBPENB Financial Corp

Reports

6 quarterly · 1 annual
  1. Saratoga Investment Corp.SAR · 10-K/A · Feb 28 · 18:41
    ——
  2. CHS IncCHSCP · 10-Q · May 31 · 12:22
    ——
  3. Park Aerospace CorpPKE · 10-Q · May 31 · 14:53
    ——
  4. Franklin Covey CoFC · 10-Q · May 30 · 16:42
    ——
  5. Lindsay CorpLNN · 10-Q · May 31 · 17:02
    ——
  6. BAB, Inc.BABB · 10-Q · May 31 · 17:16
    ——
  7. Brookmount Explorations IncBMXI · 10-Q · May 31 · —
    ——

Insiders

6 filings
Purchases$109.44K4 filings
Sales$1.69M2 filings
FLNAFilana Therapeutics, Inc. · Eastbourne Capital Management LLC, 10% owner$1.69MSale · 368,000 sh
VHIValhi Inc · Glenn R Simmons, Vice Chairman of the Board$93.09KPurchase · 14,426 sh
KEQUKewaunee Scientific Corp · William a Shumaker, President and CEO$11.80KPurchase · 1,075 sh
PCSVPCS Edventures!, Inc. · Donald J Farley, Director$3.75KSale · 5,000 sh
UNBUnion Bankshares Inc · Marsha a Mongeon, Vice President CPO & Treasurer$2.30KPurchase · 150 sh
SNFCASecurity National Financial Corp · H. Craig Moody, Director$2.25KPurchase · 1,500 sh
Open insider activity

Agreements

5 filings
  1. 17:25SENEA Seneca Foods Corp · Agreement ended · New agreement · Officers or directors
  2. 16:31GAIN Gladstone Investment Corporation · New agreement
  3. 16:30GLAD Gladstone Capital Corp · New agreement
  4. 14:12ORMP Oramed Pharmaceuticals Inc. · New agreement
  5. 10:27BKYI Bio Key International Inc · New agreement

Officers and directors

4 filings
  1. 17:25SENEA Seneca Foods Corp · Agreement ended · New agreement · Officers or directors
  2. 15:02CMT Core Molding Technologies Inc · Officers or directors
  3. 14:36MDCE Medical Care Technologies Inc. · Officers or directors
  4. 14:30ULBI Ultralife Corp · Officers or directors

Filings

34 listed

18:00

  1. 18:12
    OTEX Open Text Corp · Merger communication
  2. 18:14
    OTEX Open Text Corp · Announcement
  3. 18:41
    SAR Saratoga Investment Corp. · Amended annual report

09:00

  1. 09:05
    HWKN Hawkins Inc · Proxy statement
  2. 09:11
    NFTM Buildablock Corp. · Restated financials · Auditor change

10:00

  1. 10:27
    BKYI Bio Key International Inc · New agreement

12:00

  1. 12:22
    CHSCP CHS Inc · Quarterly report

14:00

  1. 14:12
    ORMP Oramed Pharmaceuticals Inc. · New agreement
  2. 14:30
    ULBI Ultralife Corp · Officers or directors
  3. 14:36
    MDCE Medical Care Technologies Inc. · Officers or directors
  4. 14:36
    SENEA Seneca Foods Corp · Proxy statement
  5. 14:53
    PKE Park Aerospace Corp · Quarterly report

15:00

  1. 15:02
    CMT Core Molding Technologies Inc · Officers or directors

16:00

  1. 16:07
    NATH Nathans Famous, Inc. · Stake amended
  2. 16:09
    NATH Nathans Famous, Inc. · Stake reported
  3. 16:09
    FC Franklin Covey Co · Results, after-hours
  4. 16:30
    GLAD Gladstone Capital Corp · New agreement
  5. 16:31
    GAIN Gladstone Investment Corporation · New agreement
  6. 16:42
    FC Franklin Covey Co · Quarterly report
  7. 16:54
    TOPS Top Ships Inc. · Stake amended
  8. 16:59
    QNTO Quaint OAK Bancorp, Inc. · Investor disclosure
  9. 16:59
    BSET Bassett Furniture Industries Inc · Late filing notice

17:00

  1. 17:02
    LNN Lindsay Corp · Quarterly report
  2. 17:09
    SPCB SuperCom Ltd · Stake amended
  3. 17:16
    BABB BAB, Inc. · Quarterly report
  4. 17:19
    RIGL Rigel Pharmaceuticals Inc · Announcement
  5. 17:25
    SENEA Seneca Foods Corp · Agreement ended · New agreement · Officers or directors
  6. 17:27
    TPHS Trinity Place Holdings Inc. · Late filing notice

18:00

  1. 18:40
    ENBP ENB Financial Corp · Results, after-hours

20:00

  1. 20:15
    MIN Aberdeen Intermediate Income Fund · Stake amended

21:00

  1. 21:25
    SNOA Sonoma Pharmaceuticals, Inc. · Amended registration statement

—

  1. —
    KTN Structured Products Corp Cred Enhance Corts TR for AON CAP a · Current report
  2. —
    FORTY Formula Systems (1985) Ltd · Stake amended
  3. —
    BMXI Brookmount Explorations Inc · Quarterly report
34 of 34

Index

Forms filed

  • Insider filing421
  • Foreign issuer report6-K19
  • Current report8-K15
  • Initial ownership39
  • UPLOAD8
  • N-CSRS7
  • Quarterly report10-Q6
  • Passive stake amendedSC 13G/A6
  • Stake amendedSC 13D/A5
  • CORRESP4
  • Prospectus supplement424B33
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • Late filing noticeNT 10-Q2
  • Amended annual report10-K/A1
  • 40-APP/A1
  • Merger communication4251
  • 4971
  • Annual report to shareholdersARS1
  • DEFM14C1
  • N-2/A1
  • Proxy voting recordN-PX1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1
  • SC TO-T/A1

36 companies

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