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What covered companies filed with the SEC, day by day.

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‹ Thu, Sep 3, 2009

Friday, September 4, 2009

161 filings · 121 companiesAll checks passed · Updated Nov 4

Mon, Sep 7, 2009 ›
The dayFriday, September 4
Delisting noticesLPTH10:37

By time of day

50 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

17 without a time on file

Reports

12 quarterly · 1 annual
  1. Simon Property Group Inc.SPG · 10-Q/A · Jun 30 · —
    $903.61M2.1%
  2. CME Group Inc.CME · 10-Q/A · Jun 30 · —
    $647.80M+15.0%
  3. Innsuites Hospitality TrustIHT · 10-Q · Jul 31 · 22:27
    ——
  4. Hurco Companies IncHURC · 10-Q · Jul 31 · 09:03
    ——
  5. Astrana Health, Inc.ASTH · 10-Q · Jul 31 · 14:48
    ——
  6. Americas Carmart IncCRMT · 10-Q · Jul 31 · 16:07
    ——
  7. Mesabi TrustMSB · 10-Q · Jul 31 · 17:12
    ——
  8. Entergy CorpETR · 10-Q/A · Jul 31 · —
    ——
  9. Aviat Networks, Inc.AVNW · 10-K · Jul 3 · —
    ——
  10. H&R Block IncHRB · 10-Q · Aug 31 · —
    ——

Insiders

18 filings
Purchases$99.06K8 filings
Sales$10.39M10 filings
MDPediatrix Medical Group, Inc. · Michael Fernandez, Director$3.64MSale · 70,800 sh
MDPediatrix Medical Group, Inc. · Roger MD Medel, Chief Executive Officer$3.09MSale · 60,000 sh
CRMTAmericas Carmart Inc · Tilman J Falgout III, Chairman of the Board$2.41MSale · 100,000 sh
MDPediatrix Medical Group, Inc. · Karl B Wagner, Chief Financial Officer$723.42KSale · 13,907 sh
JAKKJakks Pacific Inc · Jack Friedman, Chairman and Co-CEO$330.00KSale · 25,000 sh
SHOEShoe Station Group Inc · Timothy T Baker, EXEC. VP - STORE OPERATIONS$90.42KSale · 6,028 sh
Open insider activity

Agreements

6 filings
  1. 17:13HNOI HNO International, Inc. · New agreement
  2. 15:48GTHP Guided Therapeutics Inc · Agreement ended · New debt · Unregistered shares sold · New agreement
  3. 14:32IVT InvenTrust Properties Corp. · New agreement
  4. 12:08INTI Inhibitor Therapeutics, Inc. · New agreement
  5. 11:49IEHC IEH Corp · New agreement · Officers or directors
  6. 19:18VRTS Virtus Investment Partners, Inc. · Agreement ended · Shareholder rights changed · New debt · New agreement

Officers and directors

5 filings
  1. 16:17TSBK Timberland Bancorp Inc · Officers or directors
  2. 15:19WWR Westwater Resources, Inc. · Officers or directors
  3. 11:49IEHC IEH Corp · New agreement · Officers or directors
  4. 10:37FRHC Freedom Holding Corp. · Officers or directors
  5. 10:25CPHI China Pharma Holdings, Inc. · Officers or directors

Filings

50 listed

18:00

  1. 18:30
    TNBI Tanke Biosciences Corp · Auditor change (amended)
  2. 18:48
    FITY Fifty 1 Labs, Inc. · Restated financials · Auditor change

19:00

  1. 19:18
    VRTS Virtus Investment Partners, Inc. · Agreement ended · Shareholder rights changed · New debt · New agreement

22:00

  1. 22:27
    IHT Innsuites Hospitality Trust · Quarterly report
  2. 22:33
    SQFT Presidio Property Trust, Inc. · Auditor change

23:00

  1. 23:05
    ITP IT Tech Packaging, Inc. · Stake amended

09:00

  1. 09:03
    HURC Hurco Companies Inc · Quarterly report
  2. 09:47
    CTAS Cintas Corp · Proxy statement

10:00

  1. 10:25
    CPHI China Pharma Holdings, Inc. · Officers or directors
  2. 10:37
    LPTH Lightpath Technologies Inc · Delisting notice (amended)
  3. 10:37
    FRHC Freedom Holding Corp. · Officers or directors

11:00

  1. 11:16
    TY Tri-Continental Corp · Investor disclosure
  2. 11:49
    IEHC IEH Corp · New agreement · Officers or directors
  3. 11:51
    MNOV Medicinova Inc · Merger communication
  4. 11:53
    MNOV Medicinova Inc · Announcement

12:00

  1. 12:08
    INTI Inhibitor Therapeutics, Inc. · New agreement

13:00

  1. 13:07
    KOSS Koss Corp · Proxy statement

14:00

  1. 14:32
    IVT InvenTrust Properties Corp. · New agreement
  2. 14:45
    LOPE Grand Canyon Education, Inc. · Announcement
  3. 14:48
    ASTH Astrana Health, Inc. · Quarterly report

15:00

  1. 15:02
    LOPE Grand Canyon Education, Inc. · Amended registration statement
  2. 15:19
    WWR Westwater Resources, Inc. · Officers or directors
  3. 15:19
    RAND Rand Capital Corp · Unregistered shares sold
  4. 15:28
    OXSQ Oxford Square Capital Corp. · Stake amended
  5. 15:48
    GTHP Guided Therapeutics Inc · Agreement ended · New debt · Unregistered shares sold · New agreement

16:00

  1. 16:07
    CRMT Americas Carmart Inc · Quarterly report
  2. 16:17
    TSBK Timberland Bancorp Inc · Officers or directors
  3. 16:40
    — Adapti, Inc. · Auditor change (amended)
  4. 16:42
    UELMO Union Electric Co · Announcement

17:00

  1. 17:12
    MSB Mesabi Trust · Quarterly report
  2. 17:13
    HNOI HNO International, Inc. · New agreement
  3. 17:26
    EMMA Emmaus Life Sciences, Inc. · Announcement

20:00

  1. 20:30
    CLDX Celldex Therapeutics, Inc. · Announcement

—

  1. —
    ETR Entergy Corp · Amended quarterly report, Q2 2009
  2. —
    REFR Research Frontiers Inc · Current report
  3. —
    HCMC Healthier Choices Management Corp. · Current report
  4. —
    AVNW Aviat Networks, Inc. · Annual report
  5. —
    EFOI Energy Focus, Inc · Registration statement
  6. —
    VUZI Vuzix Corp · Amended registration statement
  7. —
    HRB H&R Block Inc · Quarterly report, Q1 2010
40 of 50

Index

Forms filed

  • Insider filing438
  • Current report8-K24
  • Foreign issuer report6-K15
  • N-CSRS15
  • Quarterly report10-Q8
  • CORRESP7
  • Initial ownership36
  • UPLOAD6
  • Current report (amended)8-K/A5
  • Preliminary proxy statementPRE 14A5
  • Amended quarterly report10-Q/A4
  • DFAN14A3
  • Proxy statementDEF 14A2
  • Proxy materialDEFA14A2
  • DFRN14A2
  • Amended registration statementS-1/A2
  • Stake amendedSC 13D/A2
  • Passive stake reportedSC 13G2
  • 10-12G/A1
  • Annual report10-K1
  • Merger communication4251
  • CERTPAC1
  • Exempt offering noticeD1
  • Information statementDEF 14C1
  • EFFECT1
  • F-10/A1
  • N-21
  • N-8A1
  • N-CSR1
  • Registration statementS-11
  • SC TO-I/A1

53 companies

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