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What covered companies filed with the SEC, day by day.

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‹ Thu, Jul 1, 2010

Friday, July 2, 2010

208 filings · 136 companiesAll checks passed · Updated Nov 3

Mon, Jul 5, 2010 ›
The dayFriday, July 2
Delisting noticesWWR15:06

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

12 without a time on file

Results

1 announced

After-hours1

  • 17:36MXCMexco Energy Corp

Reports

1 quarterly · 1 annual
  1. Aethlon Medical IncAEMD · 10-K · Mar 31 · 19:46
    ——
  2. Adobe Inc.ADBE · 10-Q · Jun 25 · —
    ——

Insiders

23 filings
Purchases$145.67K14 filings
Sales$1.19M9 filings
SENEASeneca Foods Corp · John Hancock Life Insurance Co USA, 10% owner$749.15KSale · 23,200 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, CEO and Chairman of the Board$123.35KSale · 22,757 sh
WBHCWilson Bank Holding Co · Jack W Bell, Director$122.36KSale · 3,199 sh
FCFranklin Covey Co · Robert a Whitman, Chief Executive Officer$98.38KSale · 15,000 sh
ISCOInternational Stem Cell CORP · Wright Don, Director$37.40KSale · 40,000 sh
CETCentral Securities Corp · David Charles Colander, Director$36.30KPurchase · 2,000 sh
Open insider activity

Agreements

6 filings
  1. 19:31CENX Century Aluminum Co · Agreement ended · New debt · New agreement
  2. 16:28HDSN Hudson Technologies Inc · New agreement
  3. 14:47OESX Orion Energy Systems, Inc. · Agreement ended · New debt · New agreement
  4. 13:27AAME Atlantic American Corp · New agreement
  5. 12:00MFIN Medallion Financial Corp · New agreement
  6. 11:49BLNK Blink Charging Co. · New agreement

Officers and directors

6 filings
  1. 21:06PDFS PDF Solutions Inc · Officers or directors
  2. 19:11TRAK ReposiTrak, Inc. · Officers or directors
  3. 18:14UONE Urban One, Inc. · Officers or directors
  4. 16:30TPHS Trinity Place Holdings Inc. · Shareholder rights changed · Shareholder vote · Officers or directors
  5. 15:54SGLA Sino Green Land Corp. · Officers or directors
  6. 22:02AVNW Aviat Networks, Inc. · Officers or directors

Filings

43 listed

17:00

  1. 17:36
    MXC Mexco Energy Corp · Results, after-hours

22:00

  1. 22:02
    AVNW Aviat Networks, Inc. · Officers or directors

06:00

  1. 06:10
    FTFT Future FinTech Group Inc. · Shareholder vote

09:00

  1. 09:43
    ESOA Energy Services of America CORP · Proxy statement

11:00

  1. 11:49
    BLNK Blink Charging Co. · New agreement

12:00

  1. 12:00
    MFIN Medallion Financial Corp · New agreement
  2. 12:30
    SVRA Savara Inc · Shareholder vote
  3. 12:31
    IZEA IZEA Worldwide, Inc. · Registration statement
  4. 12:41
    VGTK Viking Global Technologies, Inc. · Stake reported

13:00

  1. 13:27
    AAME Atlantic American Corp · New agreement
  2. 13:29
    DOMH Dominari Holdings Inc. · Registration statement

14:00

  1. 14:47
    OESX Orion Energy Systems, Inc. · Agreement ended · New debt · New agreement

15:00

  1. 15:06
    WWR Westwater Resources, Inc. · Delisting notice
  2. 15:26
    OPI Office Properties Income Trust · Current report (amended)
  3. 15:51
    PLAG Planet Green Holdings Corp. · Announcement
  4. 15:54
    SGLA Sino Green Land Corp. · Officers or directors

16:00

  1. 16:05
    WLDN Willdan Group, Inc. · Auditor change
  2. 16:14
    KINS Kingstone Companies, Inc. · Stake amended
  3. 16:23
    WTBA West Bancorporation Inc · Impairment
  4. 16:28
    RVSB Riverview Bancorp Inc · Amended registration statement
  5. 16:28
    HDSN Hudson Technologies Inc · New agreement
  6. 16:30
    TPHS Trinity Place Holdings Inc. · Shareholder rights changed · Shareholder vote · Officers or directors

17:00

  1. 17:24
    OPI Office Properties Income Trust · Announcement
  2. 17:29
    SWKHL SWK Holdings Corp · Proxy statement

18:00

  1. 18:14
    UONE Urban One, Inc. · Officers or directors

19:00

  1. 19:11
    TRAK ReposiTrak, Inc. · Officers or directors
  2. 19:31
    CENX Century Aluminum Co · Agreement ended · New debt · New agreement
  3. 19:46
    AEMD Aethlon Medical Inc · Annual report
  4. 19:49
    CENX Century Aluminum Co · Stake amended

20:00

  1. 20:57
    RDGL Vivos Inc · Announcement

21:00

  1. 21:06
    PDFS PDF Solutions Inc · Officers or directors

—

  1. —
    GPJA Georgia Power Co · Current report
  2. —
    ADBE Adobe Inc. · Quarterly report, Q2 2010
  3. —
    VIIQ VisitIQ Corp. · Current report
  4. —
    GLAI Global AI, Inc. · Amended registration statement
  5. —
    NSTM NovelStem International Corp. · Current report
  6. —
    OPXS Optex Systems Holdings Inc · Current report
  7. —
    VUZI Vuzix Corp · Current report
  8. —
    BKTH Megola Inc · Current report
  9. —
    ARWR Arrowhead Pharmaceuticals, Inc. · Current report
40 of 43

Index

Forms filed

  • Insider filing493
  • Current report8-K31
  • Foreign issuer report6-K18
  • Initial ownership312
  • CORRESP10
  • UPLOAD5
  • Prospectus supplement424B33
  • Exempt offering noticeD3
  • Prospectus supplement424B52
  • Proxy statementDEF 14A2
  • N-2/A2
  • N-CSR2
  • Preliminary proxy statementPRE 14A2
  • Registration statementS-12
  • Amended registration statementS-1/A2
  • Stake amendedSC 13D/A2
  • Passive stake reportedSC 13G2
  • Annual report10-K1
  • Quarterly report10-Q1
  • 424B11
  • 8-A12B/A1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • Proxy materialDEFA14A1
  • EFFECT1
  • N-23C3A1
  • S-11/A1
  • Shelf registrationS-31
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1
  • SC TO-I/A1
  • SC TO-T/A1

48 companies

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