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What covered companies filed with the SEC, day by day.

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‹ Fri, Aug 27, 2010

Monday, August 30, 2010

205 filings · 171 companiesAll checks passed · Updated Nov 3

Tue, Aug 31, 2010 ›
The dayMonday, August 30
Delisting noticesSBFG17:09

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

1 announced

Pre-market1

  • 07:00ASTCAstrotech Corp

Reports

4 quarterly · 10 annual
  1. Quanex Building Products CORPNX · 10-Q · Jul 31 · 16:40
    $225.20M—
  2. Capitol Federal Financial, Inc.CFFN · 10-Q/A · Jun 30 · 16:20
    $48.64M—
  3. Vaso CorpVASO · 10-K · May 31 · 17:03
    $4.21M—
  4. Patriot Gold CorpPGOL · 10-K · May 31 · 17:47
    ——
  5. Astrotech CorpASTC · 10-K · Jun 30 · 07:01
    ——
  6. Lite Strategy, Inc.LITS · 10-K · Aug 30 · 08:00
    ——
  7. International Tower Hill Mines LtdTHM · 40-F · May 31 · 09:21
    ——
  8. North European Oil Royalty TrustNRT · 10-Q · Jul 31 · 10:35
    ——
  9. Cannabis Bioscience International Holdings, Inc.CBIH · 10-K · May 31 · 21:11
    ——
  10. Biomerica IncBMRA · 10-K · May 31 · 21:24
    ——

Insiders

24 filings
Purchases$582.91K16 filings
Sales$476.24K8 filings
SPHSuburban Propane Partners LP · Mark Wienberg, VP,OperationalSupport&Analysis$245.00KSale · 5,000 sh
BSLBlackstone Senior Floating Rate 2027 Term Fund · Daniel Harlan Smith Jr., CEO, President$150.80KPurchase · 8,000 sh
SGASaga Communications Inc · Tisch Daniel R, 10% owner$130.45KPurchase · 7,790 sh
NTRXEntrex Carbon Market, Inc. · Parrish Medley, President$115.00KSale · 11,500,000 sh
IIIInformation Services Group Inc. · Semler Eric, 10% owner$83.66KPurchase · 57,000 sh
GHMGraham Corp · Alan Fortier, Director$56.12KPurchase · 4,000 sh
Open insider activity

Officers and directors

3 filings
  1. 20:45OESX Orion Energy Systems, Inc. · Officers or directors
  2. 17:03GIC Global Industrial Co · Officers or directors
  3. 09:01NTIC Northern Technologies International Corp · Officers or directors

Filings

43 listed

17:00

  1. 17:47
    PGOL Patriot Gold Corp · Annual report

19:00

  1. 19:21
    GOVX GeoVax Labs, Inc. · Amended registration statement

21:00

  1. 21:56
    HTLD Heartland Express Inc · Stake amended

22:00

  1. 22:52
    HTLD Heartland Express Inc · Stake reported

07:00

  1. 07:00
    ASTC Astrotech Corp · Results, pre-market
  2. 07:01
    ASTC Astrotech Corp · Annual report

08:00

  1. 08:00
    LITS Lite Strategy, Inc. · Annual report

09:00

  1. 09:01
    NTIC Northern Technologies International Corp · Officers or directors
  2. 09:21
    THM International Tower Hill Mines Ltd · Annual report

10:00

  1. 10:19
    PLX Protalix BioTherapeutics, Inc. · Announcement
  2. 10:35
    NRT North European Oil Royalty Trust · Quarterly report

12:00

  1. 12:12
    CYD China Yuchai International Ltd · Stake amended

13:00

  1. 13:58
    TAC Transalta Corp · Stake amended

15:00

  1. 15:22
    CLDT Chatham Lodging Trust · Acquisition or sale completed
  2. 15:26
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  3. 15:32
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement
  4. 15:47
    AVD American Vanguard Corp · Announcement

16:00

  1. 16:06
    OGEN Oragenics Inc · Shareholder vote
  2. 16:13
    HERZ Herzfeld Credit Income Fund, Inc · Proxy statement
  3. 16:20
    CFFN Capitol Federal Financial, Inc. · Amended quarterly report
  4. 16:40
    NX Quanex Building Products CORP · Quarterly report
  5. 16:47
    GGB Gerdau S.A. · Stake amended

17:00

  1. 17:03
    VASO Vaso Corp · Annual report
  2. 17:03
    GIC Global Industrial Co · Officers or directors
  3. 17:07
    CRVO CervoMed Inc. · Restated financials
  4. 17:08
    FENC Fennec Pharmaceuticals Inc. · Stake amended
  5. 17:09
    SBFG SB Financial Group, Inc. · Delisting notice
  6. 17:11
    PPC Pilgrims Pride Corp · Announcement
  7. 17:17
    NVS Novartis AG · Stake amended

19:00

  1. 19:26
    AHNRF Athena Gold Corp · Unregistered shares sold

20:00

  1. 20:39
    IDN Intellicheck, Inc. · Stake amended
  2. 20:40
    IDN Intellicheck, Inc. · Stake amended
  3. 20:45
    OESX Orion Energy Systems, Inc. · Officers or directors

21:00

  1. 21:11
    CBIH Cannabis Bioscience International Holdings, Inc. · Annual report
  2. 21:24
    BMRA Biomerica Inc · Annual report
  3. 21:30
    CBIH Cannabis Bioscience International Holdings, Inc. · Amended registration statement

—

  1. —
    ADM Archer-Daniels-Midland Co · Annual report, FY2010
  2. —
    LHX L3HARRIS Technologies, Inc. · Annual report, FY2010
  3. —
    — AiXin Life International, Inc. · Annual report
  4. —
    NVDA NVIDIA Corp · Quarterly report, Q3 2010
40 of 43

Index

Forms filed

  • Insider filing435
  • NSAR-A31
  • Proxy voting recordN-PX30
  • Foreign issuer report6-K24
  • Current report8-K15
  • Annual report10-K9
  • Stake amendedSC 13D/A9
  • UPLOAD8
  • N-CSRS7
  • CORRESP6
  • Quarterly report10-Q3
  • Asset-backed distribution report10-D2
  • Initial ownership32
  • Free writing prospectusFWP2
  • Amended registration statementS-1/A2
  • Amended quarterly report10-Q/A1
  • Annual report40-F1
  • Prospectus supplement424B31
  • Insider filing, amended4/A1
  • Annual ownership51
  • 6-K/A1
  • Current report (amended)8-K/A1
  • APP NTC1
  • APP ORDR1
  • Annual report to shareholdersARS1
  • CT ORDER1
  • Exempt offering notice, amendedD/A1
  • Proxy statementDEF 14A1
  • EFFECT1
  • N-CSR1
  • NSAR-B1
  • NT-NSAR1
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1
  • SC TO-T/A1

46 companies

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