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What covered companies filed with the SEC, day by day.

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‹ Fri, Oct 15, 2010

Monday, October 18, 2010

138 filings · 101 companiesAll checks passed · Updated Nov 3

Tue, Oct 19, 2010 ›
The dayMonday, October 18

By time of day

40 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

3 announced

Pre-market1

  • 09:11MSBMesabi Trust

After-hours2

  • 16:39CCELCryo Cell International Inc
  • 17:03SFBSServisFirst Bancshares, Inc.

Reports

1 quarterly · 2 annual
  1. WD 40 CoWDFC · 10-K · Aug 31 · 16:21
    $321.52M—
  2. Vnue, Inc.RDCT · 10-Q · Aug 31 · 17:13
    ——
  3. Costco Wholesale CorpCOST · 10-K · Oct 1 · —
    ——

Insiders

14 filings
Purchases$24.19M5 filings
Sales$763.88K9 filings
SIGASiga Technologies Inc · MacAndrews & Forbes LLC, 10% owner$24.04MPurchase · 3,851,969 sh
IPARInterparfums Inc · Philippe Benacin, President$268.43KSale · 15,250 sh
IPARInterparfums Inc · Jean Madar, CEO$268.43KSale · 15,250 sh
NTIPNETWORK-1 Technologies, Inc. · Auerbach Jonathan a G, 10% owner$103.70KSale · 64,815 sh
AODabrdn Total Dynamic Dividend Fund · Evans Jill K.$98.08KPurchase · 9,600 sh
EFOIEnergy Focus, Inc · Gelbaum David, 10% owner$53.30KSale · 44,000 sh
Open insider activity

Agreements

4 filings
  1. 16:36DTST Data Storage Corp · Acquisition or sale completed · Unregistered shares sold · New agreement (amended)
  2. 11:50ABVC Abvc Biopharma, Inc. · New agreement (amended)
  3. 11:31ABVC Abvc Biopharma, Inc. · New agreement
  4. 11:18CLDT Chatham Lodging Trust · New debt · New agreement

Officers and directors

2 filings
  1. 20:33NKSH National Bankshares Inc · Officers or directors
  2. 17:01ZIVO Zivo Bioscience, Inc. · Officers or directors

Filings

40 listed

23:00

  1. 23:27
    PAXH Preaxia Health Care Payment Systems Inc. · Late filing notice

06:00

  1. 06:35
    GRBK Green Brick Partners, Inc. · Registration statement

08:00

  1. 08:19
    KRO Kronos Worldwide Inc · Amended registration statement
  2. 08:43
    KRO Kronos Worldwide Inc · Investor disclosure

09:00

  1. 09:11
    MSB Mesabi Trust · Results, pre-market

10:00

  1. 10:46
    PNBK Patriot National Bancorp Inc · Announcement

11:00

  1. 11:18
    CLDT Chatham Lodging Trust · New debt · New agreement
  2. 11:31
    ABVC Abvc Biopharma, Inc. · New agreement
  3. 11:47
    LWLG Lightwave Logic, Inc. · Investor disclosure
  4. 11:50
    ABVC Abvc Biopharma, Inc. · New agreement (amended)

12:00

  1. 12:10
    PETS Petmed Express Inc · Announcement
  2. 12:44
    PNBK Patriot National Bancorp Inc · Stake reported

13:00

  1. 13:07
    LINMF Linear Minerals Corp · Amended annual report
  2. 13:16
    HRB H&R Block Inc · Announcement

14:00

  1. 14:17
    PTBS Potomac Bancshares Inc · Bylaws or fiscal year changed
  2. 14:50
    NATH Nathans Famous, Inc. · Stake amended

16:00

  1. 16:09
    KRO Kronos Worldwide Inc · Investor disclosure
  2. 16:11
    PLUR Pluri Inc. · Unregistered shares sold
  3. 16:21
    WDFC WD 40 Co · Annual report
  4. 16:24
    MG Mistras Group, Inc. · Shareholder vote
  5. 16:27
    DOMH Dominari Holdings Inc. · Investor disclosure
  6. 16:36
    DTST Data Storage Corp · Acquisition or sale completed · Unregistered shares sold · New agreement (amended)
  7. 16:39
    CCEL Cryo Cell International Inc · Results, after-hours
  8. 16:47
    GOVX GeoVax Labs, Inc. · Amended registration statement

17:00

  1. 17:01
    ZIVO Zivo Bioscience, Inc. · Officers or directors
  2. 17:03
    SFBS ServisFirst Bancshares, Inc. · Results, after-hours
  3. 17:10
    NATH Nathans Famous, Inc. · Announcement
  4. 17:13
    RDCT Vnue, Inc. · Quarterly report

20:00

  1. 20:08
    ACHV Achieve Life Sciences, Inc. · Investor disclosure
  2. 20:21
    AUSI Aura Systems Inc · Late filing notice
  3. 20:27
    TWN Taiwan Fund Inc · Investor disclosure (amended)
  4. 20:33
    NKSH National Bankshares Inc · Officers or directors

—

  1. —
    GTCH GBT Technologies Inc. · Current report
  2. —
    PSLV Sprott Physical Silver Trust · Amended registration statement
  3. —
    SDSYA South Dakota Soybean Processors LLC · Current report
  4. —
    PRK Park National Corp · Current report
  5. —
    COST Costco Wholesale Corp · Annual report, FY2010
  6. —
    NEON Neonode Inc. · Current report
  7. —
    BOTY Lingerie Fighting Championships, Inc. · Late filing notice
  8. —
    SLDC Solidus Communications, Inc. · Late filing notice
40 of 40

Index

Forms filed

  • Insider filing439
  • Current report8-K23
  • Foreign issuer report6-K20
  • Insider filing, amended4/A6
  • UPLOAD6
  • CORRESP5
  • Late filing noticeNT 10-Q4
  • Initial ownership33
  • Prospectus supplement424B33
  • Current report (amended)8-K/A3
  • Passive stake reportedSC 13G3
  • Annual report10-K2
  • Exempt offering noticeD2
  • EFFECT2
  • N-2/A2
  • NO ACT2
  • Amended registration statementS-1/A2
  • Quarterly report10-Q1
  • Amended annual report20-F/A1
  • Annual report to shareholdersARS1
  • Information statementDEF 14C1
  • Amended registration statementF-1/A1
  • PRE 14C1
  • Registration statementS-11
  • Amended shelf registrationS-3/A1
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • SC 13E3/A1

42 companies

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