News

What covered companies filed with the SEC, day by day.

‹ Fri, Oct 29, 2010

Monday, November 1, 2010

264 filings · 201 companiesAll checks passed · Updated Nov 3

Tue, Nov 2, 2010 ›

The dayMonday, November 1

AASPAgassi Sports Entertainment Corp.Restated financials16:38

Agassi Sports Entertainment Corp.: Restated financials

LMEDAuditor change (amended)16:17

LataMed AI Corp.: Auditor change (amended)

OPIAgreement ended · New debt · New agreement19:01

Office Properties Income Trust: Agreement ended · New debt · New agreement

GAINAcquisition or sale completed08:34

Gladstone Investment Corporation: Acquisition or sale completed

By time of day

112 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

32 without a time on file

Results

22 announced

Pre-market1

08:00DHCDiversified Healthcare Trust

Market hours6

10:36ESCAEscalade Inc
11:54ECIAEncision Inc
12:49IBOCInternational Bancshares Corp
12:53MCYMercury General Corp
13:39GRCGorman Rupp Co
14:28NRTNorth European Oil Royalty Trust

After-hours15

17:42CNTHPConnecticut Light & Power Co
16:06CGNXCognex Corp
16:14CNACNA Financial Corp
16:14NPKNational Presto Industries Inc
16:25MVISMicrovision, Inc.
16:33SANMSanmina Corp
16:40GOODGladstone Commercial Corp
16:47FNFabrinet
16:51UBOHUnited Bancshares Inc
17:01Cumulus Media Inc
17:07SFDLSecurity Federal Corp
17:13CVICVR Energy Inc

Reports

46 quarterly · 5 annual

CompanyRevenueOn the year

Humana IncHUM · 10-Q · Sep 30 · —
$8.35B+8.2%
American Electric Power Co IncAEP · 10-Q · Sep 30 · —
$4.06B+14.6%
PPG Industries IncPPG · 10-Q · Sep 30 · —
$3.73B5.3%
Estee Lauder Companies IncEL · 10-Q · Sep 30 · —
$2.09B+14.1%
Eastman Chemical CoEMN · 10-Q · Sep 30 · —
$1.51B+12.7%
First American Financial CorpFAF · 10-Q · Sep 30 · 21:06
$1.00B8.8%
First Horizon CorpFHN · 10-Q · Sep 30 · —
$378.85M+23.0%
Patterson UTI Energy IncPTEN · 10-Q · Sep 30 · 12:42
$378.66M+137.2%
BOK Financial CorpBOKF · 10-Q · Sep 30 · —
$318.39M+2.0%
Federated Hermes, Inc.FHI · 10-Q · Sep 30 · —
$242.17M17.5%

Insiders

17 filings

Purchases$182.47K6 filings

Sales$7.83M11 filings

WABCWestamerica Bancorporation · David L Payne, Chairman, President & CEO$2.88MSale · 57,309 sh

TCXTucows Inc · Diker Management LLC, 10% owner$1.75MSale · 2,500,000 sh

IMMRImmersion Corp · Ramius Advisors LLC, 10% owner$1.56MSale · 259,628 sh

—Gold Resource Corp · William W Reid, Chief Executive Officer$654.96KSale · 32,000 sh

IPARInterparfums Inc · Jean Madar, CEO$371.13KSale · 20,900 sh

IPARInterparfums Inc · Philippe Benacin, President$371.13KSale · 20,900 sh

Open insider activity

Filings

112 listed

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40 of 112

Index

Forms filed

Current report8-K50
Insider filing447
Quarterly report10-Q45
Foreign issuer report6-K27
Initial ownership310
Exempt offering noticeD9
CORRESP8
40-17G7
NSAR-B7
UPLOAD5
Amended annual report10-K/A3
Stake amendedSC 13D/A3
Passive stake reportedSC 13G3
Passive stake amendedSC 13G/A3
Prospectus supplement424B52
Current report (amended)8-K/A2
Annual report to shareholdersARS2
Proxy materialDEFA14A2
Amended registration statementF-1/A2
N-CSR2
SC TO-C2
Annual report10-K1
Amended quarterly report10-Q/A1
Annual report20-F1
Prospectus supplement424B31
Insider filing, amended4/A1
8-A12G/A1
CERTNYS1
Proxy statementDEF 14A1
Free writing prospectusFWP1
N-21
N-23C3A1
N-30B-21
N-8A1
N-Q1
NSAR-A1
Late filing noticeNT 10-K1
Preliminary proxy statementPRE 14A1
PRER14C1
S-11/A1
Amended registration statementS-1/A1
Amended shelf registrationS-3/A1
Employee plan registrationS-81
Stake reportedSC 13D1