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What covered companies filed with the SEC, day by day.

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  9. 27
‹ Thu, Dec 23, 2010

Monday, December 27, 2010

143 filings · 103 companiesAll checks passed · Updated Nov 3

Tue, Dec 28, 2010 ›
The dayMonday, December 27

By time of day

28 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Reports

1 quarterly · 5 annual
  1. Optex Systems Holdings IncOPXS · 10-K · Oct 3 · —
    $22.90M—
  2. Global AI, Inc.GLAI · 10-K · Sep 30 · —
    $40.95K—
  3. Anavex Life Sciences Corp.AVXL · 10-K · Sep 30 · 20:16
    ——
  4. DLT Resolution Inc.DLTI · 10-Q · Sep 30 · 21:32
    ——
  5. EQUATOR Beverage CoMOJO · 10-K · Sep 30 · 17:48
    ——
  6. Mobivity Holdings Corp.— · 10-K · Sep 30 · —
    ——

Insiders

21 filings
Purchases$344.01K10 filings
Sales$11.24M11 filings
SCCOSouthern Copper Corp · German Larrea Mota Velasco, Chairman of the Board$4.86MSale · 100,000 sh
INVXInnovex International, Inc. · Larry e Reimert, Co-Chairman of the Board$3.36MSale · 42,632 sh
OISOil States International, Inc · Cindy B Taylor, President & CEO$1.53MSale · 23,523 sh
BROBrown & Brown, Inc. · JIM W Henderson, Former Vice Chairman and COO$847.55KSale · 35,000 sh
IDTIDT Corp · James a Courter, Director$285.03KSale · 10,000 sh
QNSTQuinstreet, Inc · Tom Cheli, Executive Vice President$141.14KSale · 6,989 sh
Open insider activity

Agreements

5 filings
  1. 19:15VALU Value Line Inc · Acquisition or sale completed · New agreement · Officers or directors
  2. 17:10VGTK Viking Global Technologies, Inc. · New agreement
  3. 13:58HRB H&R Block Inc · Agreement ended
  4. 11:37ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement
  5. 17:47ABVC Abvc Biopharma, Inc. · New agreement

Officers and directors

3 filings
  1. 19:15VALU Value Line Inc · Acquisition or sale completed · New agreement · Officers or directors
  2. 15:01AXR Amrep Corp. · Officers or directors
  3. 13:39TWAV TaoWeave, Inc. · Officers or directors

Filings

28 listed

17:00

  1. 17:47
    ABVC Abvc Biopharma, Inc. · New agreement

20:00

  1. 20:16
    AVXL Anavex Life Sciences Corp. · Annual report

21:00

  1. 21:32
    DLTI DLT Resolution Inc. · Quarterly report

07:00

  1. 07:01
    RCON Recon Technology, Ltd · Stake reported

09:00

  1. 09:06
    OCSL Oaktree Specialty Lending Corp · Announcement
  2. 09:13
    GMBL Esports Entertainment Group, Inc. · Auditor change

10:00

  1. 10:06
    OTLC Oncotelic Therapeutics, Inc. · Investor disclosure

11:00

  1. 11:37
    ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement
  2. 11:40
    ORMP Oramed Pharmaceuticals Inc. · Investor disclosure

13:00

  1. 13:05
    DEI Douglas Emmett Inc · Investor disclosure
  2. 13:39
    TWAV TaoWeave, Inc. · Officers or directors
  3. 13:58
    HRB H&R Block Inc · Agreement ended

15:00

  1. 15:01
    GOGR Go Green Global Technologies Corp. · Acquisition or sale completed (amended)
  2. 15:01
    AXR Amrep Corp. · Officers or directors

16:00

  1. 16:08
    FRFHF Fairfax Financial Holdings Ltd · Stake amended
  2. 16:26
    AHNRF Athena Gold Corp · Investor disclosure

17:00

  1. 17:10
    VGTK Viking Global Technologies, Inc. · New agreement
  2. 17:20
    — Windtree Therapeutics Inc · Bylaws or fiscal year changed
  3. 17:48
    MOJO EQUATOR Beverage Co · Annual report

19:00

  1. 19:15
    VALU Value Line Inc · Acquisition or sale completed · New agreement · Officers or directors

22:00

  1. 22:30
    DSS DSS, Inc. · Unregistered shares sold

—

  1. —
    ALT Altimmune, Inc. · Stake amended
  2. —
    NNBR NN Inc · Current report
  3. —
    CPWR Ocean Thermal Energy Corp · Current report
  4. —
    GLAI Global AI, Inc. · Annual report
  5. —
    — Mobivity Holdings Corp. · Annual report
  6. —
    OPXS Optex Systems Holdings Inc · Annual report
  7. —
    IHRT iHeartMedia, Inc. · Current report
28 of 28

Index

Forms filed

  • Insider filing459
  • Current report8-K18
  • Foreign issuer report6-K17
  • UPLOAD8
  • CORRESP6
  • Annual report10-K5
  • Passive stake reportedSC 13G4
  • 40-17G3
  • Prospectus supplement424B22
  • Exempt offering noticeD2
  • NSAR-B2
  • Stake amendedSC 13D/A2
  • Quarterly report10-Q1
  • Employee plan annual report11-K1
  • Delisting251
  • 4971
  • Insider filing, amended4/A1
  • 6-K/A1
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • F-3/A1
  • N-2/A1
  • POS AM1
  • PRE 14C1
  • PRER14A1
  • Stake reportedSC 13D1
  • SC TO-T/A1

35 companies

A

B

D

E

F

G

H

I

M

  • Mobivity Holdings Corp.

N

O

Q

R

S

T

V

W

  • Windtree Therapeutics Inc