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What covered companies filed with the SEC, day by day.

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‹ Mon, Apr 2, 2012

Tuesday, April 3, 2012

380 filings · 216 companiesAll checks passed · Updated Oct 31

Wed, Apr 4, 2012 ›
The dayTuesday, April 3

By time of day

80 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

14 without a time on file

Results

3 announced

Pre-market1

  • 08:31LPTHLightpath Technologies Inc

After-hours2

  • 16:28MINDMind Technology, Inc
  • 21:22IESCIES Holdings, Inc.

Reports

1 quarterly · 8 annual
  1. Lesaka Technologies IncLSAK · 10-K/A · Jun 30 · 20:34
    $343.42M+22.5%
  2. Marcus CorpMCS · 10-Q · Feb 23 · —
    $92.08M+9.6%
  3. Red Cat Holdings, Inc.RCAT · 10-K · Dec 31 · 10:52
    $7.60K±0.0%
  4. Transcontinental Realty Investors IncTCI · 10-K · Dec 31 · 14:37
    ——
  5. Usio, Inc.USIO · 10-K · Dec 30 · 20:05
    ——
  6. Eason Technology LtdDXF · 20-F · Dec 31 · —
    ——
  7. Green Planet Bio Engineering Co. Ltd.GPLB · 10-K · Dec 30 · —
    ——
  8. Solidus Communications, Inc.SLDC · 10-K/A · Nov 30 · —
    ——
  9. Hyperscale Data, Inc.GPUS · 10-K · Mar 29 · —
    ——

Insiders

31 filings
Purchases$12.82M14 filings
Sales$4.56M17 filings
ENPHEnphase Energy, Inc. · Point LLC Third, Director$7.38MPurchase · 919,890 sh
ASTIAscent Solar Technologies, Inc. · TFG Radiant Investment Group Ltd, 10% owner$4.00MPurchase · 8,067,390 sh
OXMOxford Industries Inc · J Reese Lanier SR, Director$1.99MSale · 39,181 sh
OSUROrasure Technologies Inc · Douglas A Michels, President & CEO$861.07KSale · 75,000 sh
ECIAEncision Inc · Vern D Kornelsen, Director$440.00KPurchase · 440,000 sh
ECIAEncision Inc · Kornelsen Vern D, 10% owner$414.00KPurchase · 414,000 sh
Open insider activity

Agreements

6 filings
  1. 20:30CLDX Celldex Therapeutics, Inc. · Agreement ended
  2. 20:18CODI Compass Diversified Holdings · New debt · New agreement
  3. 20:15VSH Vishay Intertechnology Inc · New debt · New agreement
  4. 16:15GAIA Gaia, Inc · Acquisition or sale completed · New debt
  5. 09:11ALT Altimmune, Inc. · New debt · New agreement
  6. 18:26AGNC AGNC Investment Corp. · Bylaws or fiscal year changed · New agreement

Officers and directors

6 filings
  1. 21:07GNE Genie Energy Ltd. · Officers or directors
  2. 20:40FABC Fabric.AI, Inc. · Officers or directors
  3. 17:21TLS Telos Corp · Officers or directors
  4. 16:32TCRT Alaunos Therapeutics, Inc. · Officers or directors
  5. 16:30PRLB Proto Labs Inc · Officers or directors
  6. 15:52FBNC First Bancorp · Officers or directors

Filings

80 listed

17:00

  1. 17:31
    LARK Landmark Bancorp Inc · Acquisition or sale completed

18:00

  1. 18:26
    AGNC AGNC Investment Corp. · Bylaws or fiscal year changed · New agreement
  2. 18:43
    DAIO Data I/O Corp · Proxy statement

21:00

  1. 21:24
    USBC Usbc, Inc. · Registration statement
  2. 21:51
    ALCO Alico, Inc. · Announcement

22:00

  1. 22:36
    LWAY Lifeway Foods, Inc. · Investor disclosure

06:00

  1. 06:03
    WILCF G Willi Food International Ltd · Stake amended
  2. 06:30
    GERN Geron Corp · Proxy statement

07:00

  1. 07:01
    ASTC Astrotech Corp · Shareholder vote

08:00

  1. 08:31
    LPTH Lightpath Technologies Inc · Results, pre-market
  2. 08:58
    DX Dynex Capital Inc · Proxy statement

09:00

  1. 09:11
    ALT Altimmune, Inc. · New debt · New agreement
  2. 09:41
    CVI CVR Energy Inc · Stake amended
  3. 09:45
    PHM Pultegroup Inc · Proxy statement
  4. 09:46
    SOWG Sow Good Inc. · Bylaws or fiscal year changed
  5. 09:59
    PESI Perma FIX Environmental Services Inc · Shareholder rights changed · Bylaws or fiscal year changed

10:00

  1. 10:00
    CVI CVR Energy Inc · Stake amended
  2. 10:04
    DNP DNP Select Income Fund Inc · Proxy statement
  3. 10:05
    DPG Duff & Phelps Utility & Infrastructure Fund Inc. · Proxy statement
  4. 10:05
    DTF DTF Tax-Free Income 2028 Term Fund Inc · Proxy statement
  5. 10:27
    VSEC VSE Corp · Proxy statement
  6. 10:37
    WERN Werner Enterprises Inc · Proxy statement
  7. 10:46
    NNBR NN Inc · Announcement
  8. 10:52
    RCAT Red Cat Holdings, Inc. · Annual report

11:00

  1. 11:13
    PTBS Potomac Bancshares Inc · Proxy statement
  2. 11:31
    MITK Mitek Systems Inc · Announcement

12:00

  1. 12:36
    ASPS Altisource Portfolio Solutions S.A. · Proxy statement

13:00

  1. 13:21
    REI Ring Energy, Inc. · Announcement
  2. 13:37
    ASTI Ascent Solar Technologies, Inc. · Stake amended
  3. 13:39
    CNTHP Connecticut Light & Power Co · Announcement
  4. 13:51
    MTH Meritage Homes CORP · Proxy statement

14:00

  1. 14:22
    MITT TPG Mortgage Investment Trust, Inc. · Proxy statement
  2. 14:32
    TCRT Alaunos Therapeutics, Inc. · Announcement
  3. 14:34
    ASTI Ascent Solar Technologies, Inc. · Stake amended
  4. 14:37
    TCI Transcontinental Realty Investors Inc · Annual report
  5. 14:38
    GOVX GeoVax Labs, Inc. · Registration statement

15:00

  1. 15:37
    CVI CVR Energy Inc · Stake amended
  2. 15:52
    FBNC First Bancorp · Officers or directors

16:00

  1. 16:01
    GNTX Gentex Corp · Proxy statement
  2. 16:15
    GAIA Gaia, Inc · Acquisition or sale completed · New debt
40 of 80

Index

Forms filed

  • Insider filing4197
  • Current report8-K38
  • Foreign issuer report6-K27
  • Proxy statementDEF 14A19
  • Stake amendedSC 13D/A9
  • Initial ownership37
  • UPLOAD7
  • Proxy materialDEFA14A6
  • Annual report10-K5
  • Prospectus supplement424B34
  • Insider filing, amended4/A4
  • CORRESP4
  • Annual ownership53
  • Annual report to shareholdersARS3
  • POS AM3
  • Preliminary proxy statementPRE 14A3
  • Amended shelf registrationS-3/A3
  • Passive stake amendedSC 13G/A3
  • Amended annual report10-K/A2
  • Exchange listing8-A12B2
  • CERTNYS2
  • DFAN14A2
  • Registration statementS-12
  • SC TO-T/A2
  • Quarterly report10-Q1
  • Institutional holdings13F-HR1
  • Annual report20-F1
  • Amended annual report20-F/A1
  • 40-17G1
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • 6-K/A1
  • Current report (amended)8-K/A1
  • Exempt offering noticeD1
  • Information statementDEF 14C1
  • EFFECT1
  • F-4/A1
  • F-61
  • Free writing prospectusFWP1
  • NTN 10K1
  • POS EX1
  • Shelf registrationS-31
  • Passive stake reportedSC 13G1
  • Tender offer responseSC 14D91
  • SC 14D9/A1
  • SC TO-C1
  • TH1

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