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What covered companies filed with the SEC, day by day.

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‹ Fri, Aug 10, 2012

Monday, August 13, 2012

341 filings · 264 companiesAll checks passed · Updated Oct 31

Tue, Aug 14, 2012 ›

Front page3 By time of day Results19 Reports90 Insiders33 Agreements6 Officers and directors1 Filings157 Index

Nothing from your lists

By time of day

157 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

42 without a time on file

Results

19 announced

Nothing from your lists

Reports

84 quarterly · 6 annual

CompanyRevenueOn the year

IES Holdings, Inc.IESC · 10-Q · Jun 30 · 21:05
$116.13M+11.4%

Nothing from your lists

Insiders

33 filings

Purchases$333.88K11 filings

Sales$71.02M22 filings

ECPGEncore Capital Group Inc · Willem Mesdag, Director$33.90MSale · 1,213,799 sh

Nothing from your lists

Agreements

6 filings

17:01TWAV TaoWeave, Inc. · Unregistered shares sold · New agreement
16:59

Nothing from your lists

Officers and directors

1 filing

16:16PPCB Propanc Biopharma, Inc. · Officers or directors

Nothing from your lists

Filings

157 listed

Find a company, form or word

18:00

18:33HTB
HTB HomeTrust Bancshares, Inc. · Results, after-hours
18:58POR
POR Portland General Electric Co · Investor disclosure

19:00

19:06AKR
AKR Acadia Realty Trust · Announcement

20:00

20:08ENPH
ENPH Enphase Energy, Inc. · Quarterly report

22:00

22:51SRGZ
SRGZ Star Gold Corp. · Annual report

23:00

23:00ATOS
ATOS Atossa Therapeutics, Inc. · Amended registration statement

00:00

00:43CELZ
CELZ Creative Medical Technology Holdings, Inc. · Auditor change

01:00

01:53PCSV
PCSV PCS Edventures!, Inc. · Proxy statement
01:57BLNE
BLNE Beeline Holdings, Inc. · Late filing notice

06:00

06:02PECO
PECO Phillips Edison & Company, Inc. · Results, pre-market
06:04GOVX
GOVX GeoVax Labs, Inc. · Quarterly report

08:00

08:19ACNT
ACNT Ascent Industries Co. · New agreement

09:00

09:00ESCA
ESCA Escalade Inc · Results, pre-market
09:27AAT
AAT American Assets Trust, Inc. · Investor disclosure
09:52ODFL
ODFL Old Dominion Freight Line, Inc. · Announcement

10:00

10:15FTFT
FTFT Future FinTech Group Inc. · Quarterly report
10:33KDOZF
KDOZF Kidoz Inc. · Quarterly report
10:35FGBI
FGBI First Guaranty Bancshares, Inc. · Quarterly report
10:38CMTV
CMTV Community Bancorp · Quarterly report

11:00

11:21OXSQ
OXSQ Oxford Square Capital Corp. · Announcement
11:23PFBX
PFBX Peoples Financial Corp · Quarterly report
11:23DCM
DCM DeFi Capital Markets, Inc. · Quarterly report
11:33PLX
PLX Protalix BioTherapeutics, Inc. · Announcement

12:00

12:02ICCC
ICCC Immucell Corp · Results, market hours
12:02ADMG
ADMG Adamant DRI Processing & Minerals Group · Quarterly report
12:10REED
REED Reed's, Inc. · Quarterly report
12:15CLRO
CLRO Clearone Inc · Announcement
12:27SLNG
SLNG Stabilis Solutions, Inc. · Results, market hours
12:28ABCP
ABCP AmBase Corp · Announcement
12:52FF
FF FutureFuel Corp. · Shareholder vote
12:52IVT
IVT InvenTrust Properties Corp. · Investor disclosure
12:56OTLC
OTLC Oncotelic Therapeutics, Inc. · Quarterly report
12:59NEGG
NEGG Newegg Commerce, Inc. · Quarterly report

13:00

13:01UAVS
UAVS AgEagle Aerial Systems Inc. · Announcement
13:03UAVS
UAVS AgEagle Aerial Systems Inc. · Investor disclosure
13:06BRRN
BRRN Bryn Inc. · Annual report
13:16ICCC
ICCC Immucell Corp · Quarterly report
13:51AROC
AROC Archrock, Inc. · New agreement
13:56DOMH
DOMH Dominari Holdings Inc. · Results, market hours
13:56DOMH
DOMH Dominari Holdings Inc. · Quarterly report

40 of 157

Index

Forms filed

Insider filing485
Quarterly report10-Q80
Current report8-K54
Foreign issuer report6-K26
UPLOAD13
CORRESP

148 companies

Find a company

A

Acadia Realty TrustAKR
Acorn Energy, Inc.ACFN
Adamant DRI Processing & Minerals GroupADMG
Adia Med, Inc.ADIA
Adma Biologics, Inc.ADMA
AEI Income & Growth Fund Xxii Ltd PartnershipXAEIU
Aethlon Medical IncAEMD
AgEagle Aerial Systems Inc.UAVS×2
Aircastle LTD
AmBase CorpABCP
American Assets Trust, Inc.AAT
AMN Healthcare Services IncAMN
Amplify Energy Corp.AMPY
AmpliTech Group, Inc.AMPG×2
Apollo Commercial Real Estate Finance, Inc.ARI×2
Apple Hospitality REIT, Inc.APLE
Aqua Power Systems Inc.APSI
Archrock, Inc.AROC
ARK Restaurants CorpARKR
Arrowhead Pharmaceuticals, Inc.ARWR×3
Ascent Industries Co.ACNT
Atossa Therapeutics, Inc.ATOS
Autoscope Technologies CorpAATC

B

Bank of South Carolina Corp
Barfresh Food Group Inc.BRFH
Beeline Holdings, Inc.BLNE
Big Digital Energy, Inc.BGDE
Brainstorm Cell Therapeutics Inc.BCLI
Bryn Inc.BRRN

C

Carver Bancorp IncCARV×2
Chefs' Warehouse, Inc.CHEF×2
Chemung Financial CorpCHMG
Citizens Community Bancorp Inc.CZWI×2
Clearone IncCLRO
Cocrystal Pharma, Inc.COCP
Community BancorpCMTV
CorMedix Inc.CRMD
CPS Technologies CorpCPSH
Creative Medical Technology Holdings, Inc.CELZ
CSB Bancorp, Inc.CSBB
Cuentas Inc.CUEN
Cytosorbents CorpCTSO

D

DeFi Capital Markets, Inc.DCM
Delcath Systems, Inc.DCTH
Dominari Holdings Inc.DOMH×2

E

Encore Capital Group IncECPG×2
Enphase Energy, Inc.ENPH
Ernexa Therapeutics Inc.ERNA
Escalade IncESCA

F

F&M Bank CorpFMBM
Fennec Pharmaceuticals Inc.FENC
First Capital IncFCAP
First Guaranty Bancshares, Inc.FGBI
First United CorpFUNC
Friedman Industries IncFRD
Fullnet Communications IncFULO
Future FinTech Group Inc.FTFT
FutureFuel Corp.FF

G

GBT Technologies Inc.GTCH
GeoVax Labs, Inc.GOVX
Glucose Health, Inc.GLUC

H

HCI Group, Inc.HCI
Healthier Choices Management Corp.HCMC
HireQuest, Inc.HQI
HomeTrust Bancshares, Inc.HTB

I

Idaho Strategic Resources, Inc.IDR
IEH CorpIEHC
IES Holdings, Inc.IESC
Immucell CorpICCC×2
Independence Realty Trust, Inc.IRT
Intellinetics, Inc.INLX
Interpace Biosciences, Inc.IDXG
Intrusion IncINTZ×2
Inuvo, Inc.INUV
InvenTrust Properties Corp.IVT
Investors Title CoITIC
Investview, Inc.INVU
Iveda Solutions, Inc.IVDA

K

Kaanapali Land LLCKANP
Kennametal IncKMT
Kidoz Inc.KDOZF
Kingsway CorpKWY

L

Leatt CorpLEAT
LFTD Partners Inc.LIFD

M

Magnachip Semiconductor CorpMX
Mesa Laboratories IncMLAB
Middleby CorpMIDD×2
MMEX Resources CorpMMEX
MSC Income Fund, Inc.MSIF
Muncy Columbia Financial CorpCCFN

N

Natural Health Trends CorpNHTC×2
Newegg Commerce, Inc.NEGG
Noble Romans IncNROM
Novanta IncNOVT

O

Oak Valley BancorpOVLY
Old Dominion Freight Line, Inc.ODFL
Oncotelic Therapeutics, Inc.OTLC
Orbit International CorpORBT
Originclear, Inc.OCLN
Orthofix Medical Inc.OFIX
Oruka Therapeutics, Inc.ORKA
OSI Systems IncOSIS
Oxford Square Capital Corp.OXSQ

P

Pacific Health Care Organization IncPFHO
Patriot National Bancorp IncPNBK
Paysign, Inc.PAYS
PCS Edventures!, Inc.PCSV
Peoples Financial CorpPFBX
Phillips Edison & Company, Inc.PECO
Portland General Electric CoPOR
Power Solutions International, Inc.PSIX
Princeton Capital CorpPIAC
Propanc Biopharma, Inc.PPCB
ProPhase Labs, Inc.PRPH×2
Protalix BioTherapeutics, Inc.PLX

Q

QS Energy, Inc.QSEP

R

RCM Technologies, Inc.RCMT
Reed's, Inc.REED
Reflect Scientific, Inc.RSCF
Regional Management Corp.RM
RTB Digital, Inc.RTB

S

SANUWAVE Health, Inc.SNWV
Service Properties TrustSVC
Sify Technologies LtdSIFY
Silverton Energy, Inc.SLTN
Sixth Street Specialty Lending, Inc.TSLX
SL Green Realty CorpSLG×2
Smartfinancial Inc.SMBK
Smith Midland CorpSMID×2
Stabilis Solutions, Inc.SLNG
Star Gold Corp.SRGZ
Supernus Pharmaceuticals, Inc.SUPN

T

Table Trac IncTBTC
Talphera, Inc.TLPH
TaoWeave, Inc.TWAV
Telvantis, Inc.RDAR
Tonix Pharmaceuticals Holding Corp.TNXP
Trutankless, Inc.TKLS

U

Ubiquiti Inc.UI
UMeWorld Inc.UMEW
United Bancorp IncUBCP

V

Valmont Industries IncVMI
Vanjia CorpVNJA
Verastem, Inc.VSTM
Vista Gold CorpVGZ
VPR Brands, LP.VPRB

W

Willdan Group, Inc.WLDN

Y

Yunhong Green CTI Ltd.YHGJ

COCPCocrystal Pharma, Inc.·Restated financials · Results, after-hours·17:26

Cocrystal Pharma, Inc.: Restated financials · Results, after-hours

CELZ·Auditor change·00:43

Creative Medical Technology Holdings, Inc.: Auditor change

CHEF·Acquisition or sale completed · New agreement·16:22

Chefs' Warehouse, Inc.: Acquisition or sale completed · New agreement

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Pre-market2

06:02PECOPhillips Edison & Company, Inc.
09:00ESCAEscalade Inc

Market hours4

10

Annual report10-K5

Initial ownership35

Proxy voting recordN-PX5

Passive stake reportedSC 13G5

Amended quarterly report10-Q/A4

Prospectus supplement424B53

Insider filing, amended4/A3

Exempt offering noticeD3

Proxy statementDEF 14A3

EFFECT3

Late filing noticeNT 10-Q3

Stake amendedSC 13D/A3

Institutional holdings13F-HR2

Prospectus supplement424B32

CT ORDER2

N-2/A2

Registration statementS-12

Amended registration statementS-1/A2

Amended merger registrationS-4/A2

Employee plan registrationS-82

Notice of intent to sell1441

15-12G1

Annual report20-F1

Prospectus424B41

424B71

6-K/A1

F-3/A1

F-6EF1

Free writing prospectusFWP1

Shelf registrationS-31

S-3D1

Passive stake amendedSC 13G/A1

12:02

I

ICCCImmucell Corp

12:27S

SLNGStabilis Solutions, Inc.

13:56D

DOMHDominari Holdings Inc.

15:06M

MLABMesa Laboratories Inc

After-hours13

18:33HTBHomeTrust Bancshares, Inc.
16:15NHTCNatural Health Trends Corp
16:15PSIXPower Solutions International, Inc.
16:16IDXGInterpace Biosciences, Inc.
16:17RCMTRCM Technologies, Inc.
16:32SNWVSANUWAVE Health, Inc.
16:51ORBTOrbit International Corp
17:06ERNAErnexa Therapeutics Inc.
17:13ARKRARK Restaurants Corp
17:26COCPCocrystal Pharma, Inc.
18:14PRPHProPhase Labs, Inc.
20:19INTZIntrusion Inc

Chefs' Warehouse, Inc.CHEF · 10-Q · Jun 29 · 14:55

$114.83M

+15.7%

Enphase Energy, Inc.ENPH · 10-Q · Jun 30 · 20:08

$55.70M+88.2%

Regional Management Corp.RM · 10-Q · Mar 31 · —

$49.58M+28.4%

Friedman Industries IncFRD · 10-Q · Jun 30 · 15:45

$39.43M+1.3%

Investors Title CoITIC · 10-Q · Jun 30 · —

$26.08M+10.0%

HireQuest, Inc.HQI · 10-Q · Jun 29 · —

$24.27M+19.6%

Willdan Group, Inc.WLDN · 10-Q · Jun 29 · 16:01

$23.48M9.0%

First Guaranty Bancshares, Inc.FGBI · 10-Q · Jun 30 · 10:35

$13.23M0.2%

Inuvo, Inc.INUV · 10-Q/A · Jun 30 · 20:15

$12.87M+39.7%

MIDDMiddleby Corp · Selim a Bassoul, CEO, Chairman, President$14.90MSale · 137,627 sh

SLGSL Green Realty Corp · Stephen L Green, Chairman$11.89MSale · 147,000 sh

SLGSL Green Realty Corp · Andrew W Mathias, President$3.85MSale · 47,464 sh

VMIValmont Industries Inc · Terry McClain, Sr. VP & CFO$2.53MSale · 20,000 sh

MIDDMiddleby Corp · Timothy John Fitzgerald, Chief Financial Officer$972.00KSale · 9,000 sh

Open insider activity

HCI HCI Group, Inc. · New agreement

16:56U

UI Ubiquiti Inc. · New debt · New agreement

16:22C

CHEF Chefs' Warehouse, Inc. · Acquisition or sale completed · New agreement

13:51A

AROC Archrock, Inc. · New agreement

08:19A

ACNT Ascent Industries Co. · New agreement

The dayMonday, August 13