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What covered companies filed with the SEC, day by day.

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‹ Wed, Feb 13, 2013

Thursday, February 14, 2013

1,714 filings · 913 companiesAll checks passed · Updated Oct 30

Fri, Feb 15, 2013 ›

Front page6 By time of day Results33 Reports79 Insiders39 Agreements10 Officers and directors20 Filings201 Index

Nothing from your lists

By time of day

201 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

40 without a time on file

Results

33 announced

Nothing from your lists

Reports

66 quarterly · 13 annual

CompanyRevenueOn the year

Trane Technologies plcTT · 10-K · Dec 31 · —
$12.35B+3.0%

Nothing from your lists

Insiders

39 filings

Purchases$220.44K10 filings

Sales$1.56B29 filings

UIUbiquiti Inc. · John Sanford, Chief Technology Officer$1.55BSale · 10,000 sh

Nothing from your lists

Agreements

10 filings

17:28ISCO International Stem Cell CORP · New agreement (amended)
16:49

Nothing from your lists

Officers and directors

20 filings

22:12ESE Esco Technologies Inc · Officers or directors
21:14

Nothing from your lists

Filings

201 listed

Find a company, form or word

17:00

17:31ISCO
ISCO International Stem Cell CORP · New agreement
17:40PPCB
PPCB Propanc Biopharma, Inc. · Late filing notice
17:41ELME
ELME Elme Communities · Results, after-hours

19:00

19:48TWI
TWI Titan International Inc · Current report (amended)

21:00

21:43RZLT
RZLT Rezolute, Inc. · Change in control · Acquisition or sale completed · Shell status changed · New agreement · Officers or directors (amended)

22:00

22:36ET
ET Energy Transfer LP · Officers or directors

23:00

23:00FKYS
FKYS First Keystone Corp · Bylaws or fiscal year changed
23:02—
— Selectis Health, Inc. · Restated financials (amended)
23:28OII
OII Oceaneering International Inc · Results, after-hours

01:00

01:55EGAN
EGAN Egain Corp · Announcement

06:00

06:01IIIN
IIIN Insteel Industries Inc · Shareholder vote

07:00

07:00ASTC
ASTC Astrotech Corp · Quarterly report
07:01ASTC
ASTC Astrotech Corp · Results, pre-market
07:16ULTA
ULTA Ulta Beauty, Inc. · Officers or directors · Results, pre-market
07:31WSO
WSO Watsco Inc · Results, pre-market

08:00

08:27CRAI
CRAI CRA International, Inc. · Results, pre-market
08:35ARKR
ARKR ARK Restaurants Corp · Results, pre-market
08:57SKYW
SKYW Skywest Inc · Results, pre-market

09:00

09:27BELFA
BELFA BEL Fuse Inc · Results, pre-market
09:28NRP
NRP Natural Resource Partners LP · Results, pre-market
09:48PREJF
PREJF Partnerre Ltd · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
09:53MTH
MTH Meritage Homes CORP · Officers or directors
09:54PAR
PAR PAR Technology Corp · Results, market hours

10:00

10:04RZLT
RZLT Rezolute, Inc. · Quarterly report
10:11POOL
POOL Pool Corp · Results, market hours
10:21PTN
PTN Palatin Technologies Inc · Results, market hours
10:23MEGR
MEGR First America Resources Corp · Late filing notice
10:27CETX
CETX Cemtrex Inc · Late filing notice
10:43HTB
HTB HomeTrust Bancshares, Inc. · Quarterly report
10:52MGYR
MGYR Magyar Bancorp, Inc. · Investor disclosure
10:59—
— NewStream Energy Technologies Group Inc · Director nominations

11:00

11:03MVNC
MVNC Marvion Inc. · Quarterly report
11:14AUBN
AUBN Auburn National Bancorporation, Inc · Announcement
11:17MARPS
MARPS Marine Petroleum Trust · Quarterly report
11:19HTHT
HTHT H World Group Ltd · Stake reported
11:22SBFG
SBFG SB Financial Group, Inc. · Agreement ended
11:24—
— Cumulus Media Inc · Stake amended
11:30STRA
STRA Strategic Education, Inc. · Officers or directors · Results, market hours
11:35GTHP
GTHP Guided Therapeutics Inc · Investor disclosure
11:56PRTS
PRTS CarParts.com, Inc. · Stake amended

40 of 201

Index

Forms filed

Passive stake amendedSC 13G/A866
Passive stake reportedSC 13G220
Annual ownership5162
Insider filing4133
Current report8-K82
Quarterly report

186 companies

Find a company

#

3M CoMMM

A

Agnt, Inc.AGNT
Alaska Air Group, Inc.ALK
Algorhythm Holdings, Inc.RIME
American Superconductor CorpAMSC×2
Anavex Life Sciences Corp.AVXL
ARK Restaurants CorpARKR
Artisan Partners Asset Management Inc.APAM
Astrotech CorpASTC×2
Auburn National Bancorporation, IncAUBN
Awaysis Capital, Inc.AWCA

B

B&G Foods, Inc.BGS
Barrett Business Services IncBBSI
BEL Fuse IncBELFA
BGC Group, Inc.BGC
BNB Plus Corp.BNBX
Borgwarner IncBWA
Bridgeline Digital, Inc.BLIN×2
Brookfield Oaktree Holdings, LLCOAK-PA
Build-A-Bear Workshop IncBBW
Bunker Hill Mining Corp.BHLL

C

California First Leasing CorpCFNB
CarParts.com, Inc.PRTS
Carver Bancorp IncCARV
Casey's General Stores IncCASY
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cellectar Biosciences, Inc.CLRB
Cemtrex IncCETX×2
Chimera Investment CorpCIM
Clarus CorpCLAR×2
Clearwater Paper CorpCLW
Commercial Vehicle Group, Inc.CVGI
Consumers Bancorp IncCBKM
Contango Silver & Gold Inc.CTGO
CRA International, Inc.CRAI
Crown Crafts IncCRWS
Cryoport, Inc.CYRX
CSP IncCSPI×2
Cumulus Media Inc
CVD Equipment CorpCVV

D

Daily Journal CorpDJCO
Digital Turbine, Inc.APPS
Distribution Solutions Group, Inc.DSGR×2
DSG Global Inc.

E

Eagle Bancorp Montana, Inc.EBMT
Egain CorpEGAN
Electromed, Inc.ELMD
Elite Pharmaceuticals IncELTP
Elme CommunitiesELME
Eloxx Pharmaceuticals, Inc.ELOX
Emerson Radio CorpMSN×2
Emmaus Life Sciences, Inc.EMMA
Energy Services of America CORPESOA
Energy Transfer LPET
Escalon Medical CorpESMC
Esco Technologies IncESE
Everforth IncEFOR

F

Federal Realty Investment TrustFRT
First America Resources CorpMEGR
First Keystone CorpFKYS
Flux Power Holdings, Inc.FLUX
Forward Industries, Inc.FWDI
Franklin Wireless CorpFKWL
Freedom Holding Corp.FRHC

G

GEE Group Inc.JOB
Genesis Energy LPGEL
Geron CorpGERN
Global AI, Inc.GLAI
Globalstar, Inc.GSAT
Good Gaming, Inc.GMER×3
Good Times Restaurants Inc.GTIM
Greene County Bancorp IncGCBC
Guided Therapeutics IncGTHP

H

H World Group LtdHTHT
Hallador Energy CoHNRG
HomeTrust Bancshares, Inc.HTB×2

I

iBio, Inc.IBIO
IDACORP IncIDA
IES Holdings, Inc.IESC
Immucell CorpICCC
Inotiv, Inc.×2
Insteel Industries IncIIIN
Integrated Biopharma IncINBP
Interface IncTILE
International Stem Cell CORPISCO×2
Intrepid Potash, Inc.IPI
Invesco Quality Municipal Income TrustIQI
Invesco Value Municipal Income TrustIIM
Investview, Inc.INVU×2
iWallet CorpIWAL

J

Jewett Cameron Trading Co LtdJCTC

K

Kelly Services IncKELYA
Kun Peng International Ltd.KPEA

L

Live Ventures IncLIVE
Lunai Bioworks Inc.LNAI

M

Magyar Bancorp, Inc.MGYR
Manhattan Associates IncMANH×2
ManpowerGroup Inc.MAN
Marine Petroleum TrustMARPS
Marvion Inc.MVNC
Marygold Companies, Inc.MGLD
Mastercard IncMA
Medallion Financial CorpMFIN
Meritage Homes CORPMTH
Mexco Energy CorpMXC
Middleby CorpMIDD
Mitek Systems IncMITK
Mobiquity Technologies, Inc.MOBQ
Mobivity Holdings Corp.
Mueller Industries IncMLI
MYR Group Inc.MYRG

N

Nanoviricides, Inc.NNVC
National Bankshares IncNKSH
National Steel CoSID
Natural Gas Services Group IncNGS
Natural Resource Partners LPNRP
NETWORK-1 Technologies, Inc.NTIP
NewStream Energy Technologies Group Inc
NGL Energy Partners LPNGL
Nixxy, Inc.NIXX
North European Oil Royalty TrustNRT
Nu-Med Plus, Inc.NUMD×3

O

Oceaneering International IncOII

P

Palatin Technologies IncPTN
PAR Technology CorpPAR
Partnerre LtdPREJF
Paychex IncPAYX
PCS Edventures!, Inc.PCSV
PDF Solutions IncPDFS
Perma-Pipe International Holdings, Inc.PPIH
Perspective Therapeutics, Inc.CATX×2
Photronics IncPLAB
Pool CorpPOOL
Precision Optics Corporation, Inc.POCI
Prestige Consumer Healthcare Inc.PBH
Procyon CorpPCYN
Propanc Biopharma, Inc.PPCB

R

Realty Income CorpO
Recon Technology, LtdRCON×2
RedHill Biopharma Ltd.RDHL
ReposiTrak, Inc.TRAK
Research Solutions, Inc.RSSS
Rezolute, Inc.RZLT×2
Rigel Pharmaceuticals IncRIGL
Rush Enterprises IncRUSHA
Ryder System IncR

S

SB Financial Group, Inc.SBFG
Scientific Industries IncSCND
Selectis Health, Inc.×2
Sensata Technologies Holding plcST
Silverton Energy, Inc.SLTN
Skywest IncSKYW
Snap-on IncSNA
Southern Missouri Bancorp, Inc.SMBC
SS&C Technologies Holdings IncSSNC
Sterling Infrastructure, Inc.STRL
Strategic Education, Inc.STRA
Sun Life Financial IncSLF
Sundance Strategies, Inc.SUND
Sunhydrogen, Inc.HYSR

T

Techprecision CorpTPCS
Tecogen Inc.TGEN
Tempest Therapeutics, Inc.TPST
TerraVolt Holdings, Inc.GEDC
Thomson Reuters CorpTRI
Titan International IncTWI
Track Group, Inc.TRCK
Trane Technologies plcTT
Trex Co IncTREX
Trio-Tech InternationalTRT
Tucows IncTCX
TuHURA Biosciences, Inc.HURA
TX Rail Products, Inc.TXRP

U

Ubiquiti Inc.UI
Ulta Beauty, Inc.ULTA
Ultralife CorpULBI
United Bancshares IncUBOH

V

Verde Resources, Inc.VRDR
Viking Global Technologies, Inc.VGTK×2
Vistagen Therapeutics, Inc.VTGN

W

Warner Bros. Discovery, Inc.
Warner Music Group Corp.WMG×2
Waste Management IncWM
Watsco IncWSO

X

XPO, Inc.XPO

NewStream Energy Technologies Group Inc·Director nominations·10:59

NewStream Energy Technologies Group Inc: Director nominations

·Restated financials (amended)·23:02

Selectis Health, Inc.: Restated financials (amended)

RZLT·Change in control · Acquisition or sale completed · Shell status changed · New agreement · Officers or directors (amended)·21:43

Rezolute, Inc.: Change in control · Acquisition or sale completed · Shell status changed · New agreement · Officers or directors (amended)

SBFG·Agreement ended·11:22

SB Financial Group, Inc.: Agreement ended

HURA·Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors·15:03

TuHURA Biosciences, Inc.: Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

Delisting noticesC

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market8

07:01ASTCAstrotech Corp
07:16ULTAUlta Beauty, Inc.
07:31

P

·

Shareholder rights changed · Bylaws or fiscal year changed · New agreement

·

09:48

Partnerre Ltd: Shareholder rights changed · Bylaws or fiscal year changed · New agreement

10-Q

64

Foreign issuer report6-K47

Initial ownership313

Annual report10-K12

Late filing noticeNT 10-Q12

Stake amendedSC 13D/A11

UPLOAD11

CORRESP9

EFFECT9

Institutional holdings13F-HR7

Insider filing, amended4/A7

Current report (amended)8-K/A6

Stake reportedSC 13D6

Prospectus supplement424B35

Amended registration statementS-1/A4

13F-NT3

Free writing prospectusFWP3

Amended quarterly report10-Q/A2

Notice of intent to sell1442

Prospectus supplement424B52

Exchange listing8-A12B2

10-12B/A1

Amended annual report20-F/A1

Annual report40-F1

424B71

5/A1

CERTNYS1

CT ORDER1

Exempt offering notice, amendedD/A1

DRS/A1

DRSLTR1

IRANNOTICE1

Preliminary proxy statementPRE 14A1

S-111

Amended merger registrationS-4/A1

W

WSOWatsco Inc

08:27C

CRAICRA International, Inc.

08:35A

ARKRARK Restaurants Corp

08:57S

SKYWSkywest Inc

09:27B

BELFABEL Fuse Inc

09:28N

NRPNatural Resource Partners LP

Market hours13

09:54PARPAR Technology Corp
10:11POOLPool Corp
10:21PTNPalatin Technologies Inc
11:30STRAStrategic Education, Inc.
12:30BBWBuild-A-Bear Workshop Inc
12:33WMGWarner Music Group Corp.
12:53GELGenesis Energy LP
12:53ULBIUltralife Corp
13:00PLABPhotronics Inc
13:00BGCBGC Group, Inc.
13:05ICCCImmucell Corp
14:15CATXPerspective Therapeutics, Inc.

After-hours12

17:41ELMEElme Communities
23:28OIIOceaneering International Inc
16:09EFOREverforth Inc
16:12TILEInterface Inc
16:15UBOHUnited Bancshares Inc
16:53TCXTucows Inc
21:01BGSB&G Foods, Inc.
21:16CLARClarus Corp
21:18BLINBridgeline Digital, Inc.
21:33SSNCSS&C Technologies Holdings Inc
21:37PDFSPDF Solutions Inc
21:42NKSHNational Bankshares Inc

Mastercard IncMA · 10-K · Dec 31 · —

$7.39B

+10.1%

Ryder System IncR · 10-K · Dec 31 · —

$6.42B+2.6%

Kelly Services IncKELYA · 10-K · Dec 30 · —

$5.45B1.8%

Warner Bros. Discovery, Inc.— · 10-K · Dec 31 · —

$4.49B+7.7%

NGL Energy Partners LPNGL · 10-Q · Dec 31 · —

$1.34B+184.3%

Warner Music Group Corp.WMG · 10-Q · Dec 31 · 13:09

$769.00M0.8%

IES Holdings, Inc.IESC · 10-Q · Dec 31 · 21:59

$127.26M+16.8%

CBAK Energy Technology LtdCBAT · 10-Q · Dec 31 · 16:42

$63.73M11.2%

CBAK Energy Technology, Inc.— · 10-Q · Dec 31 · —

$63.73M11.2%

PBHPrestige Consumer Healthcare Inc. · Matthew Mannelly, President and CEO$1.80MSale · 75,000 sh

MYRGMYR Group Inc. · John A. Fluss, Group VP$976.33KSale · 42,345 sh

MANHManhattan Associates Inc · Deepak Raghavan, Director$883.42KSale · 15,312 sh

MANHManhattan Associates Inc · Dennis B Story, Senior Vice President & CFO$859.65KSale · 12,606 sh

MIDDMiddleby Corp · Timothy John Fitzgerald, Chief Financial Officer$857.25KSale · 5,715 sh

Open insider activity

MFIN Medallion Financial Corp · New agreement

16:11A

AMSC American Superconductor Corp · New agreement

15:03T

HURA TuHURA Biosciences, Inc. · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

13:00P

PLAB Photronics Inc · New agreement · Officers or directors · Results, market hours

12:30B

BBW Build-A-Bear Workshop Inc · New agreement · Results, market hours

11:22S

SBFG SB Financial Group, Inc. · Agreement ended

09:48P

PREJF Partnerre Ltd · Shareholder rights changed · Bylaws or fiscal year changed · New agreement

CLAR Clarus Corp · Officers or directors

19:05M

MLI Mueller Industries Inc · Officers or directors

17:23C

CLW Clearwater Paper Corp · Officers or directors

17:15G

GERN Geron Corp · Officers or directors

17:12C

CVV CVD Equipment Corp · Officers or directors

17:08T

TPST Tempest Therapeutics, Inc. · Officers or directors

17:05T

TREX Trex Co Inc · Officers or directors

The dayThursday, February 14