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What covered companies filed with the SEC, day by day.

‹ Tue, Sep 3, 2013

Wednesday, September 4, 2013

Thu, Sep 5, 2013 ›332 filings · 213 companiesAll checks passed · Updated Oct 28

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Thaler Agent

Front page7
Reports9
Results6
Insiders65
Officers and directors7
Agreements7
Also filed43

Front page

6 filings

AWRE Aware Inc · Restructuring costs12:55

SNFCA Security National Financial Corp · Auditor change16:36

LIFD LFTD Partners Inc. · Auditor change21:09

IVT InvenTrust Properties Corp. · Agreement ended · New agreement17:29

TOON Kartoon Studios, Inc. · Shareholder rights changed · New debt · Unregistered shares sold · New agreement16:04

JANL Janel Corp · Acquisition or sale completed · New agreement20:01

Delisting noticesI

Nothing from your lists

Reports

8 quarterly · 1 annual

NXQuanex Building Products CORP$156.77M −34.1%10-Q · Jul 31 · 16:58

CTRNCiti Trends Inc$137.82M +4.2%10-Q · Aug 3 · 10:01

PLABPhotronics Inc$109.65M −6.0%10-Q · Jul 28 · 21:21

IRIXIridex Corp$9.21M +9.1%10-Q/A · Jun 29 · 19:14

IRIXIridex Corp$8.94M +7.6%10-Q/A · Mar 30 · 19:02

KSSKohl's Corp—10-Q · Aug 31 · —

DGDollar General Corp—10-Q · Aug 26 · —

TTCToro Co—10-Q · Aug 26 · —

+ 1 more

Nothing from your lists

Agreements

7 filings

Also filed

6-K 22
Schedule 13G 5
Schedule 13D 1
Merger communications 3
Proxy statements 2
S-1 3
Prospectuses 3
S-8 4

Results

6 announced

Pre-marketN

Market hoursG

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DOMH

10:35

Nothing from your lists

R

REX

13:11

After-hoursM

Nothing from your lists

Insiders

21 purchases $1.85M · 44 sales $11.99M

ROSTRoss Stores, Inc. · Barbara Rentler, President, Chief Merch Officer$1.71MSale · 25,000 sh

CGNXCognex Corp · Robert Willett, CEO& President$1.45MSale · 25,000 sh

—Aircastle LTD · Corp Marubeni, Director$987.56KPurchase · 60,000 sh

UIUbiquiti Inc. · Robert M VAN Buskirk, Director$729.09KSale · 20,831 sh

PRLBProto Labs Inc · Margaret a Loftus, Director$719.71KSale · 10,000 sh

STAAStaar Surgical Co · Deborah J Andrews, Vice President$643.80KSale · 50,000 sh

Open insider activity

Nothing from your lists

Officers and directors

7 filings

Nothing from your lists

The dayWednesday, September 4