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What covered companies filed with the SEC, day by day.

‹ Mon, Oct 6, 2014

Tuesday, October 7, 2014

Wed, Oct 8, 2014 ›273 filings · 197 companiesAll checks passed · Updated Oct 28

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Thaler Agent

Front page5
Reports7
Results6
Insiders22
Officers and directors10
Agreements7
Also filed60

Front page

4 filings

TILE Interface Inc · Restructuring costs · New debt · New agreement · Results, after-hours16:28

GLUC Glucose Health, Inc. · Auditor change18:24

HUN Huntsman CORP · Acquisition or sale completed · New debt · New agreement23:31

ATLX Atlas Lithium Corp · Acquisition or sale completed12:02

Delisting noticesM

Nothing from your lists

Reports

4 quarterly · 3 annual

MCSMarcus Corp$131.77M +2.1%10-Q · Aug 28 · 16:01

LQMTLiquidmetal Technologies Inc$1.03M +57.8%10-K/A · Dec 31 · —

FLUXFlux Power Holdings, Inc.$358.00K −53.6%10-K · Jun 30 · 16:55

AWCAAwaysis Capital, Inc.—10-K · Jun 30 · 21:05

NKENike, Inc.—10-Q · Oct 2 · —

NGNovagold Resources Inc—10-Q · Oct 6 · —

SNXTD SYNNEX Corp—10-Q · Sep 30 · —

Nothing from your lists

Agreements

7 filings

Also filed

6-K 23
Schedule 13G 9
Schedule 13D 8
Merger communications 1
Proxy statements 4
S-1 4
Prospectuses 8
Shelf registrations 3

Results

6 announced

Market hoursV

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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ACLS

14:41

Nothing from your lists

WBHC

15:58

After-hoursM

Nothing from your lists

Insiders

10 purchases $5.69M · 12 sales $10.57M

ACIWACI Worldwide, Inc. · Philip G Heasley, CEO and President$3.82MSale · 200,000 sh

NMFCNew Mountain Finance Corp · Steven B Klinsky, Director$3.20MPurchase · 212,060 sh

MOSMosaic Co · James T Prokopanko, President and CEO$2.60MSale · 61,116 sh

NMFCNew Mountain Finance Corp · Steven B Klinsky, Director$1.79MPurchase · 117,940 sh

ROSTRoss Stores, Inc. · James S Fassio, President, Chief Dev. Officer$1.54MSale · 20,000 sh

BCPCBalchem Corp · Dino a Rossi, President & CEO$1.33MSale · 24,400 sh

Open insider activity

Nothing from your lists

Officers and directors

10 filings

Nothing from your lists

The dayTuesday, October 7