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What covered companies filed with the SEC, day by day.

‹ Wed, Dec 4, 2019

Thursday, December 5, 2019

Fri, Dec 6, 2019 ›698 filings · 476 companiesAll checks passed · Updated Oct 17

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Thaler Agent

Front page5
Reports31
Results29
Insiders153
Officers and directors23
Agreements15
Also filed114

Front page

4 filings

XERI Xeriant, Inc. · Auditor change13:14

ELF e.l.f. Beauty, Inc. · Agreement ended · Officers or directors13:17

FANG Diamondback Energy, Inc. · Agreement ended · New debt · New agreement22:18

ET Energy Transfer LP · Acquisition or sale completed21:32

Delisting noticesG

Nothing from your lists

Reports

23 quarterly · 8 annual

TDToronto Dominion Bank$41.07B +5.6%40-F · Oct 31 · —

DGDollar General Corp$6.99B +8.9%10-Q · Nov 1 · 07:56

SGUStar Group, L.P.$1.75B +4.5%10-K · Sep 30 · 21:56

ULTAUlta Beauty, Inc.$1.68B +7.9%10-Q · Nov 2 · 17:01

SIGSignet Jewelers Ltd$1.19B −0.3%10-Q · Nov 2 · 12:52

BF-BBrown Forman Corp$989.00M +8.7%10-Q · Oct 31 · 14:10

NGVCNatural Grocers by Vitamin Cottage, Inc.$903.58M +6.4%10-K · Sep 30 · 16:18

EZPWEzcorp Inc$847.23M +4.3%10-K · Sep 30 · 16:07

+ 23 more

Nothing from your lists

Agreements

15 filings

Also filed

6-K 52
Form 144 2
Schedule 13G 19
Schedule 13D 7
Merger communications 4
Proxy statements 11
S-1 3
Prospectuses 16

Results

29 announced

Pre-marketD

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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AXSM

17:11

Nothing from your lists

DLTH

08:54

Market hoursA

After-hoursE

Nothing from your lists

Insiders

40 purchases $25.28M · 113 sales $693.04M

VSTVistra Corp. · Brookfield Asset Management Inc., 10% owner$533.56MSale · 20,801,471 sh

NOVTNovanta Inc · Bershad Stephen W, Director$35.80MSale · 400,000 sh

SUISun Communities Inc · Shiffman Gary a, Chairman & CEO$18.64MSale · 115,000 sh

PPLPPL Corp · Spence William H, Chairman and CEO$13.42MSale · 388,968 sh

KODKEastman Kodak Co · Karfunkel George, Director$11.09MPurchase · 4,437,605 sh

AVTAvnet Inc · Lawrence James a, Director$10.44MSale · 263,891 sh

Open insider activity

Nothing from your lists

Officers and directors

23 filings

PRK21:16+ 7 more

Nothing from your lists

The dayThursday, December 5