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What covered companies filed with the SEC, day by day.

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  5. 23
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‹ Wed, Oct 29, 2003

Thursday, October 30, 2003

90 filings · 74 companiesAll checks passed · Updated Nov 12

Fri, Oct 31, 2003 ›
The dayThursday, October 30

By time of day

23 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Reports

1 quarterly · 0 annual
  1. Compx International IncCIX · 10-Q · Sep 30 · 15:21
    ——

Insiders

20 filings
Purchases$87.93K13 filings
Sales$8.49M7 filings
UTSIUtstarcom Holdings Corp. · Ying WU, Executive VP & Vice Chairman$6.35MSale · 170,000 sh
SJTSan Juan Basin Royalty Trust · Bruce Robert W III, 10% owner$1.91MSale · 102,800 sh
MTRMesa Royalty Trust · Bruce Robert W III, 10% owner$110.94KSale · 2,100 sh
NEONNeonode Inc. · William B Heye JR, President & CEO$82.90KSale · 14,500 sh
CNTYCentury Casinos Inc · Miller Lloyd I III, 10% owner$29.00KPurchase · 10,000 sh
RVSBRiverview Bancorp Inc · Phyllis Kreibich, Corporate Secretary$28.56KSale · 1,400 sh
Open insider activity

Filings

23 listed

Index

Forms filed

  • Insider filing423
  • Foreign issuer report6-K20
  • Current report8-K16
  • NSAR-A5
  • Stake amendedSC 13D/A4
  • 4973
  • NSAR-B3
  • Passive stake reportedSC 13G2
  • 10KSB1
  • Quarterly report10-Q1
  • 10QSB1
  • Initial ownership31
  • 35-CERT1
  • 40-17F21
  • 40-17G1
  • Merger communication4251
  • F-3/A1
  • N-23C3A1
  • RW1
  • Stake reportedSC 13D1
  • SUPPL1
  • U-6B-21