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What covered companies filed with the SEC, day by day.

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‹ Thu, Oct 30, 2003

Friday, October 31, 2003

85 filings · 74 companiesAll checks passed · Updated Nov 12

Mon, Nov 3, 2003 ›
The dayFriday, October 31

By time of day

23 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Reports

5 quarterly · 1 annual
  1. Espey MFG & Electronics CorpESP · 10-Q · Sep 30 · 13:26
    ——
  2. Oppenheimer Holdings IncOPY · 10-Q · Sep 30 · 16:52
    ——
  3. NLI Holdings, Inc.NL · 10-Q/A · Mar 31 · 17:09
    ——
  4. NLI Holdings, Inc.NL · 10-K/A · Dec 31 · 17:13
    ——
  5. NLI Holdings, Inc.NL · 10-Q/A · Jun 30 · 17:14
    ——
  6. Armata Pharmaceuticals, Inc.ARMP · 10-Q · Sep 30 · —
    ——

Insiders

10 filings
Purchases$67.22K3 filings
Sales$2.02M7 filings
UTSIUtstarcom Holdings Corp. · Michael J Sophie, Sr. VP of Finance & CFO$704.31KSale · 21,839 sh
—Kuber Resources Corp · Chan Clarence SAI YEE, 10% owner$400.00KSale · 1,000,000 sh
STLYHG Holdings, Inc. · Robert J Smith, Sr. VP Operations$337.51KSale · 10,800 sh
STLYHG Holdings, Inc. · Albert L Prillaman, Chairman$305.43KSale · 9,800 sh
STRTStrattec Security Corp · Donald J Harrod, VP-Engineering & Program Dev.$264.99KSale · 4,930 sh
FUNDSprott Focus Trust Inc. · W Whitney George, Vice President$33.81KPurchase · 4,200 sh
Open insider activity

Filings

23 listed

Index

Forms filed

  • Foreign issuer report6-K18
  • Current report8-K14
  • Insider filing411
  • N-CSR6
  • 40-17G5
  • 4974
  • Quarterly report10-Q3
  • 40-APP3
  • Amended quarterly report10-Q/A2
  • 10QSB2
  • 10QSB/A2
  • Initial ownership32
  • Proxy statementDEF 14A2
  • Amended annual report10-K/A1
  • Initial ownership, amended3/A1
  • 6-K/A1
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • N-21
  • N-2/A1
  • N-8A1
  • Preliminary proxy statementPRE 14A1
  • Shelf registrationS-31
  • Stake reportedSC 13D1