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What covered companies filed with the SEC, day by day.

  1. 9
  2. 10
  3. 13
  4. 14
  5. 15
  6. 16
  7. 17
  8. 20
  9. 21
  10. 22
‹ Tue, Sep 21, 2004

Wednesday, September 22, 2004

52 filings · 44 companiesAll checks passed · Updated Nov 12

Thu, Sep 23, 2004 ›
The dayWednesday, September 22

By time of day

17 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Results

2 announced

After-hours2

  • 16:28TPHSTrinity Place Holdings Inc.
  • 16:57PBTPermian Basin Royalty Trust

Reports

0 quarterly · 2 annual
  1. Espey MFG & Electronics CorpESP · 10-K · Jun 30 · 15:13
    ——
  2. Trio-Tech InternationalTRT · 10-K · Jun 30 · 16:56
    ——

Insiders

9 filings
Purchases$392.72K5 filings
Sales$70.82K4 filings
UTSIUtstarcom Holdings Corp. · Hong Liang LU, President and CEO$212.06KPurchase · 15,000 sh
UTSIUtstarcom Holdings Corp. · Michael J Sophie, Sr. VP of Finance & CFO$140.45KPurchase · 10,000 sh
VKIInvesco Advantage Municipal Income Trust II · Van Kampen Funds Inc.$32.42KSale · 2,234 sh
VVRInvesco Senior Income Trust · Van Kampen Funds Inc.$28.61KSale · 3,334 sh
SFDLSecurity Federal Corp · J Chris Verens, President$21.50KPurchase · 1,000 sh
NRTNorth European Oil Royalty Trust · Eisenstat Samuel M$17.66KPurchase · 800 sh
Open insider activity

Agreements

2 filings

Officers and directors

1 filing

Filings

17 listed

Index

Forms filed

  • Insider filing413
  • Current report8-K11
  • Foreign issuer report6-K10
  • Initial ownership33
  • F-3/A3
  • Annual report10-K2
  • Stake reportedSC 13D2
  • 10QSB1
  • Amended annual report20-F/A1
  • Initial ownership, amended3/A1
  • Insider filing, amended4/A1
  • Annual ownership51
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • Employee plan registrationS-81