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What covered companies filed with the SEC, day by day.

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‹ Wed, Sep 14, 2005

Thursday, September 15, 2005

109 filings · 78 companiesAll checks passed · Updated Nov 11

Fri, Sep 16, 2005 ›
The dayThursday, September 15
Delisting noticesREFR17:21

By time of day

20 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

1 announced

Market hours1

  • 12:11MINDMind Technology, Inc

Reports

1 quarterly · 0 annual
  1. Juniata Valley Financial CorpJUVF · 10-Q/A · Jun 30 · 14:52
    ——

Insiders

9 filings
Purchases$224.86K2 filings
Sales$696.52K7 filings
PRSOPeraso Inc. · Wing YU Leung, Executive VP and CTO$265.65KSale · 55,000 sh
AXRAmrep Corp. · Nick G Karabots, Director$213.75KPurchase · 7,500 sh
NORDNordicus Partners Corp · Leslie M Taeger, CFO$192.10KSale · 56,835 sh
DCMDeFi Capital Markets, Inc. · Kovens Michael L, 10% owner$116.27KSale · 6,100 sh
HDSNHudson Technologies Inc · James R Buscemi, Chief Financial Officer$73.50KSale · 33,750 sh
IMKTAIngles Markets Inc · Ingles Markets Inc Investment/profit Sharing Plan Trust, 10% owner$43.51KSale · 2,900 sh
Open insider activity

Agreements

3 filings
  1. 17:16CBAT CBAK Energy Technology Ltd · Unregistered shares sold · New agreement
  2. 15:15IRD Opus Genetics, Inc. · New agreement
  3. 06:24DLHC DLH Holdings Corp. · New agreement

Officers and directors

1 filing
  1. 14:35GLXZ Galaxy Gaming, Inc. · Officers or directors

Filings

20 listed

06:00

  1. 06:24
    DLHC DLH Holdings Corp. · New agreement

12:00

  1. 12:11
    MIND Mind Technology, Inc · Results, market hours

13:00

  1. 13:55
    UELMO Union Electric Co · Announcement
  2. 13:55
    AILIH Ameren Illinois Co · Announcement

14:00

  1. 14:04
    ASTC Astrotech Corp · Merger communication
  2. 14:06
    ASTC Astrotech Corp · Announcement
  3. 14:35
    GLXZ Galaxy Gaming, Inc. · Officers or directors
  4. 14:52
    JUVF Juniata Valley Financial Corp · Amended quarterly report

15:00

  1. 15:12
    KLNG Koil Energy Solutions, Inc. · Late filing notice
  2. 15:15
    IRD Opus Genetics, Inc. · New agreement
  3. 15:37
    IEP Icahn Enterprises L.P. · Current report (amended)
  4. 15:40
    SMBC Southern Missouri Bancorp, Inc. · Code of ethics changed
  5. 15:42
    MBGAF Daimler AG · Stake amended
  6. 15:50
    RSCF Reflect Scientific, Inc. · Stake amended

17:00

  1. 17:14
    AMTX Aemetis, Inc · Late filing notice
  2. 17:16
    CBAT CBAK Energy Technology Ltd · Unregistered shares sold · New agreement
  3. 17:21
    REFR Research Frontiers Inc · Delisting notice

20:00

  1. 20:21
    AWCA Awaysis Capital, Inc. · Auditor change

—

  1. —
    — CBAK Energy Technology, Inc. · Current report
  2. —
    RELL Richardson Electronics, Ltd. · Amended registration statement
20 of 20

Index

Forms filed

  • Insider filing421
  • Initial ownership319
  • Foreign issuer report6-K14
  • Current report8-K12
  • 10QSB4
  • UPLOAD4
  • Insider filing, amended4/A3
  • Proxy materialDEFA14A2
  • N-2/A2
  • NSAR-B/A2
  • Late filing noticeNT 10-Q2
  • Stake amendedSC 13D/A2
  • SUPPL2
  • 10KSB1
  • 10KSB/A1
  • Amended quarterly report10-Q/A1
  • 10QSB/A1
  • 20FR12G/A1
  • Merger communication4251
  • 4971
  • Exchange listing8-A12G1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • CORRESP1
  • Information statementDEF 14C1
  • DEFC14A1
  • REGDEX1
  • RW1
  • Amended registration statementS-1/A1
  • Amended merger registrationS-4/A1
  • Employee plan registrationS-81
  • SB-2/A1
  • SC TO-I/A1

26 companies

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