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What covered companies filed with the SEC, day by day.

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‹ Tue, Nov 22, 2005

Wednesday, November 23, 2005

123 filings · 88 companiesAll checks passed · Updated Nov 12

Thu, Nov 24, 2005 ›
The dayWednesday, November 23
Delisting noticesPOCI16:56

By time of day

35 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

1 announced

Market hours1

  • 11:00ODCOil-Dri Corp of America

Reports

0 quarterly · 2 annual
  1. Infineon Technologies AGIFNNY · 20-F · Nov 22 · 17:29
    ——
  2. New Concept Energy, Inc.GBR · 10-K/A · Dec 31 · 19:32
    ——

Insiders

23 filings
Purchases$717.39K12 filings
Sales$967.69K11 filings
WVVIWillamette Valley Vineyards Inc · James W Bernau, PRESIDENT$394.32KSale · 62,328 sh
ORBTOrbit International Corp · Bruce Reissman, Executive VP and COO$175.02KSale · 12,500 sh
SPXXNuveen S&P 500 Dynamic Overwrite Fund · Schneider William J$112.00KPurchase · 5,600 sh
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund · Duncan W Richardson, President$109.80KPurchase · 6,000 sh
ETBEaton Vance Tax-Managed Buy-Write Income Fund · Duncan W Richardson, President$92.25KPurchase · 5,000 sh
ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund · Duncan W Richardson, President$92.00KPurchase · 5,000 sh
Open insider activity

Agreements

7 filings
  1. 17:48GTBP GT Biopharma, Inc. · New agreement
  2. 17:03SWKHL SWK Holdings Corp · New agreement · Officers or directors (amended)
  3. 16:16GNSS Genasys Inc. · New agreement
  4. 16:06PNMXO Public Service Co of New Mexico · New agreement
  5. 13:11CNTY Century Casinos Inc · Acquisition or sale completed · New agreement
  6. 12:41MBWM Mercantile Bank Corp · New agreement
  7. 17:33MTEX Mannatech Inc · New agreement

Officers and directors

1 filing
  1. 17:03SWKHL SWK Holdings Corp · New agreement · Officers or directors (amended)

Filings

35 listed

17:00

  1. 17:33
    MTEX Mannatech Inc · New agreement

18:00

  1. 18:16
    WMG Warner Music Group Corp. · Announcement

06:00

  1. 06:07
    AMPH Amphastar Pharmaceuticals, Inc. · Amended registration statement

08:00

  1. 08:18
    EACO Eaco Corp · Acquisition or sale completed

10:00

  1. 10:59
    BOTJ Bank of the James Financial Group Inc · Auditor change (amended)

11:00

  1. 11:00
    ODC Oil-Dri Corp of America · Results, market hours
  2. 11:10
    PROV Provident Financial Holdings Inc · Announcement

12:00

  1. 12:28
    BRN Barnwell Industries Inc · Announcement
  2. 12:41
    MBWM Mercantile Bank Corp · New agreement
  3. 12:50
    MNOV Medicinova Inc · Registration statement

13:00

  1. 13:11
    CNTY Century Casinos Inc · Acquisition or sale completed · New agreement

14:00

  1. 14:01
    OXSQ Oxford Square Capital Corp. · Announcement
  2. 14:10
    USAU U.S. Gold Corp. · Stake amended

15:00

  1. 15:01
    FKYS First Keystone Corp · Announcement
  2. 15:12
    SIFY Sify Technologies Ltd · Stake amended
  3. 15:40
    CNTHP Connecticut Light & Power Co · Announcement
  4. 15:58
    DLHC DLH Holdings Corp. · Stake reported

16:00

  1. 16:01
    OTEX Open Text Corp · Stake amended
  2. 16:06
    PNMXO Public Service Co of New Mexico · New agreement
  3. 16:16
    GNSS Genasys Inc. · New agreement
  4. 16:56
    POCI Precision Optics Corporation, Inc. · Delisting notice

17:00

  1. 17:00
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  2. 17:03
    SWKHL SWK Holdings Corp · New agreement · Officers or directors (amended)
  3. 17:08
    NWBO Northwest Biotherapeutics Inc · Stake amended
  4. 17:14
    IEP Icahn Enterprises L.P. · Announcement
  5. 17:29
    IFNNY Infineon Technologies AG · Annual report
  6. 17:48
    GTBP GT Biopharma, Inc. · New agreement

18:00

  1. 18:09
    MTR Mesa Royalty Trust · Stake amended

19:00

  1. 19:32
    GBR New Concept Energy, Inc. · Amended annual report
  2. 19:43
    TRCK Track Group, Inc. · Unregistered shares sold (amended)

22:00

  1. 22:19
    AEMD Aethlon Medical Inc · Stake reported
  2. 22:22
    AEMD Aethlon Medical Inc · Stake reported

—

  1. —
    — Southern California Gas Co · Current report
  2. —
    CYAN Cyanotech Corp · Current report
  3. —
    — Sotherly Hotels Inc. · Current report (amended)
35 of 35

Index

Forms filed

  • Insider filing448
  • Current report8-K19
  • Foreign issuer report6-K13
  • Initial ownership35
  • N-Q5
  • Stake amendedSC 13D/A5
  • Current report (amended)8-K/A4
  • Stake reportedSC 13D3
  • Prospectus supplement424B32
  • Annual ownership52
  • Amended annual report10-K/A1
  • 10KSB1
  • 10KSB/A1
  • 10QSB/A1
  • Annual report20-F1
  • Initial ownership, amended3/A1
  • 4971
  • Insider filing, amended4/A1
  • 8-A12G/A1
  • 8-K12G31
  • AW1
  • N-2MEF1
  • POS AM1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • S-2/A1
  • SUPPL1

41 companies

A

B

C

D

E

F

G

I

M

N

O

P

S

T

U

W