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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 10, 2005

Monday, November 14, 2005

388 filings · 294 companiesAll checks passed · Updated Nov 11

Tue, Nov 15, 2005 ›
The dayMonday, November 14

By time of day

140 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

25 without a time on file

Results

15 announced

Pre-market2

  • 07:09EQSEquus Total Return, Inc.
  • 08:27CVRChicago Rivet & Machine Co

Market hours7

  • 10:26AIFFFirefly Neuroscience, Inc.
  • 10:27NEPHNephros Inc
  • 10:29NRTNorth European Oil Royalty Trust
  • 14:59POCIPrecision Optics Corporation, Inc.
  • 15:17XELBXCel Brands, Inc.
  • 15:26CRMZCreditriskmonitor Com Inc
  • 15:42SGRPSPAR Group, Inc.

After-hours6

  • 16:23PNBKPatriot National Bancorp Inc
  • 16:29SEEDOrigin Agritech LTD
  • 16:46EGANEgain Corp
  • 16:49PDEXPro DEX Inc
  • 17:50MNOVMedicinova Inc
  • 21:14PRPHProPhase Labs, Inc.

Reports

78 quarterly · 3 annual
  1. Comstock Holding Companies, Inc.CHCI · 10-Q · Sep 30 · 17:37
    ——
  2. Mexco Energy CorpMXC · 10-Q · Sep 30 · 17:44
    ——
  3. Astrotech CorpASTC · 10-Q · Sep 30 · 18:07
    ——
  4. Protalix BioTherapeutics, Inc.PLX · 10-Q · Sep 30 · 18:48
    ——
  5. Icahn Enterprises L.P.IEP · 10-Q · Sep 30 · 19:06
    ——
  6. Chicago Rivet & Machine CoCVR · 10-Q · Sep 30 · 06:16
    ——
  7. Lite Strategy, Inc.LITS · 10-Q · Sep 30 · 06:47
    ——
  8. TAP Real Estate Technologies, Inc.RWAX · 10-Q/A · Sep 30 · 07:19
    ——
  9. Acme United CorpACU · 10-Q · Sep 30 · 07:47
    ——
  10. Avalon Holdings CorpAWX · 10-Q · Sep 30 · 08:39
    ——

Insiders

19 filings
Purchases$430.64K7 filings
Sales$1.90M12 filings
FTEKFuel Tech, Inc. · Vincent M Albanese, Vice President of Operating Su$627.25KSale · 65,000 sh
ORBTOrbit International Corp · Bruce Reissman, Executive VP and COO$609.47KSale · 50,000 sh
SWKHLSWK Holdings Corp · Empire Capital Management, L.L.C., 10% owner$201.39KPurchase · 148,176 sh
DMLPDorchester Minerals, L.P. · Lucent Technologies Inc. Master Pension Trust, 10% owner$121.68KSale · 4,791 sh
JPCNuveen Preferred & Income Opportunities Fund · Sussman Bernard$120.50KSale · 10,000 sh
JQCNuveen Credit Strategies Income Fund · Sussman Bernard$118.70KPurchase · 10,000 sh
Open insider activity

Agreements

2 filings
  1. 14:33CDIX Cardiff Lexington Corp · Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
  2. 12:27AUSI Aura Systems Inc · New agreement · Officers or directors

Officers and directors

4 filings
  1. 16:29SEED Origin Agritech LTD · Change in control · Shareholder rights changed · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Officers or directors · Results, after-hours
  2. 15:17XELB XCel Brands, Inc. · Officers or directors · Results, market hours
  3. 14:33CDIX Cardiff Lexington Corp · Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
  4. 12:27AUSI Aura Systems Inc · New agreement · Officers or directors

Filings

140 listed

17:00

  1. 17:37
    CHCI Comstock Holding Companies, Inc. · Quarterly report
  2. 17:44
    MXC Mexco Energy Corp · Quarterly report
  3. 17:47
    ELLO Ellomay Capital Ltd. · Stake reported

18:00

  1. 18:07
    ASTC Astrotech Corp · Quarterly report
  2. 18:22
    THMG Thunder Mountain Gold Inc · Announcement
  3. 18:48
    PLX Protalix BioTherapeutics, Inc. · Quarterly report

19:00

  1. 19:06
    IEP Icahn Enterprises L.P. · Quarterly report

22:00

  1. 22:34
    AWCA Awaysis Capital, Inc. · Late filing notice

01:00

  1. 01:35
    MLP Maui Land & Pineapple Co Inc · Code of ethics changed

06:00

  1. 06:16
    CVR Chicago Rivet & Machine Co · Quarterly report
  2. 06:47
    LITS Lite Strategy, Inc. · Quarterly report

07:00

  1. 07:09
    EQS Equus Total Return, Inc. · Results, pre-market
  2. 07:19
    RWAX TAP Real Estate Technologies, Inc. · Amended quarterly report
  3. 07:47
    ACU Acme United Corp · Quarterly report

08:00

  1. 08:27
    CVR Chicago Rivet & Machine Co · Results, pre-market
  2. 08:39
    AWX Avalon Holdings Corp · Quarterly report
  3. 08:47
    MGTI MGT Capital Investments, Inc. · Quarterly report
  4. 08:51
    TZOO Travelzoo · Quarterly report

09:00

  1. 09:11
    SIFY Sify Technologies Ltd · Stake amended
  2. 09:14
    MGHL Morgan Group Holding Co · Investor disclosure
  3. 09:22
    ULH Universal Logistics Holdings, Inc. · Quarterly report
  4. 09:32
    UNB Union Bankshares Inc · Quarterly report
  5. 09:39
    SMTI Sanara MedTech Inc. · Late filing notice
  6. 09:49
    TLF Tandy Leather Factory Inc · Quarterly report
  7. 09:55
    UBCP United Bancorp Inc · Quarterly report

10:00

  1. 10:25
    APT Alpha Pro Tech Ltd · Quarterly report
  2. 10:26
    AIFF Firefly Neuroscience, Inc. · Results, market hours
  3. 10:27
    NEPH Nephros Inc · Results, market hours
  4. 10:29
    NRT North European Oil Royalty Trust · Results, market hours
  5. 10:37
    ALNT Allient Inc · Quarterly report

12:00

  1. 12:03
    INTI Inhibitor Therapeutics, Inc. · Announcement
  2. 12:04
    EQS Equus Total Return, Inc. · Quarterly report
  3. 12:05
    RAIL FreightCar America, Inc. · Quarterly report
  4. 12:05
    LNN Lindsay Corp · Annual report
  5. 12:07
    QBAK Qualstar Corp · Quarterly report
  6. 12:14
    EP Empire Petroleum Corp · Late filing notice
  7. 12:16
    KTCC Key Tronic Corp · Quarterly report
  8. 12:20
    PTBS Potomac Bancshares Inc · Quarterly report
  9. 12:27
    AUSI Aura Systems Inc · New agreement · Officers or directors
  10. 12:31
    CVU CPI Aerostructures Inc · Quarterly report
40 of 140

Index

Forms filed

  • 10QSB100
  • Quarterly report10-Q77
  • Insider filing457
  • Initial ownership333
  • Current report8-K28
  • Foreign issuer report6-K27
  • Late filing noticeNT 10-Q22
  • 10QSB/A4
  • Institutional holdings13F-HR3
  • Stake reportedSC 13D3
  • UPLOAD3
  • Amended annual report10-K/A2
  • CORRESP2
  • N-2/A2
  • REGDEX2
  • Employee plan registrationS-82
  • Stake amendedSC 13D/A2
  • Annual report10-K1
  • Amended quarterly report10-Q/A1
  • Amended annual report20-F/A1
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • Merger communication4251
  • 497AD1
  • Insider filing, amended4/A1
  • 6-K/A1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • CERTAMX1
  • Proxy statementDEF 14A1
  • N-Q1
  • POS AM1
  • S-2/A1
  • SB-2/A1
  • Passive stake amendedSC 13G/A1
  • SC TO-T/A1

132 companies

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