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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 3, 2005

Friday, November 4, 2005

132 filings · 94 companiesAll checks passed · Updated Nov 11

Mon, Nov 7, 2005 ›
The dayFriday, November 4

By time of day

41 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

8 announced

Market hours5

  • 09:40SCE-PGSouthern California Edison Co
  • 11:15IDXGInterpace Biosciences, Inc.
  • 12:01SBRSabine Royalty Trust
  • 13:23GHCGraham Holdings Co
  • 13:41PTBSPotomac Bancshares Inc

After-hours3

  • 16:18SEBSeaboard Corp
  • 17:06SFDLSecurity Federal Corp
  • 19:39PNRGPrimeenergy Resources Corp

Reports

13 quarterly · 0 annual
  1. Century Casinos IncCNTY · 10-Q · Nov 3 · 20:13
    ——
  2. Oncotelic Therapeutics, Inc.OTLC · 10-Q · Sep 30 · 10:30
    ——
  3. Sabine Royalty TrustSBR · 10-Q · Sep 30 · 11:57
    ——
  4. Wisconsin Electric Power CoWELPP · 10-Q · Sep 30 · 12:12
    ——
  5. Strattec Security CorpSTRT · 10-Q · Oct 2 · 12:58
    ——
  6. Nortech Systems IncNSYS · 10-Q · Sep 30 · 13:20
    ——
  7. Compx International IncCIX · 10-Q · Sep 30 · 14:39
    ——
  8. Seaboard CorpSEB · 10-Q · Oct 1 · 16:18
    ——
  9. Kronos Worldwide IncKRO · 10-Q · Sep 30 · 16:42
    ——
  10. Southern California Edison CoSCE-PG · 10-Q · Sep 30 · 16:46
    ——

Insiders

26 filings
Purchases$1.81M17 filings
Sales$14.21M9 filings
BKTIBK Technologies Corp · Sanders Morris Harris Inc$12.44MSale · 2,583,553 sh
GABGabelli Equity Trust Inc · Mario J Gabelli, Chairman$1.17MPurchase · 166,751 sh
FTEKFuel Tech, Inc. · Steven C Argabright, President & COO$915.90KSale · 100,000 sh
ORBTOrbit International Corp · Dennis Sunshine, President and CEO$333.00KSale · 30,000 sh
NFJVirtus Dividend, Interest & Premium Strategy Fund · David C Flattum, Director$299.01KPurchase · 13,600 sh
ORBTOrbit International Corp · Bruce Reissman, Executive VP and COO$281.32KSale · 25,000 sh
Open insider activity

Agreements

6 filings
  1. 21:11AURX Nuo Therapeutics, Inc. · New agreement
  2. 17:08LIVE Live Ventures Inc · Agreement ended · New agreement · Officers or directors
  3. 16:52SIGA Siga Technologies Inc · Unregistered shares sold · New agreement
  4. 16:03FBSI First Bancshares Inc · New agreement · Officers or directors
  5. 15:36EVI EVI Industries, Inc. · New agreement
  6. 14:16SGU Star Group, L.P. · New agreement

Officers and directors

2 filings
  1. 17:08LIVE Live Ventures Inc · Agreement ended · New agreement · Officers or directors
  2. 16:03FBSI First Bancshares Inc · New agreement · Officers or directors

Filings

41 listed

17:00

  1. 17:40
    EPM Evolution Petroleum Corp · Proxy statement

20:00

  1. 20:13
    CNTY Century Casinos Inc · Quarterly report

01:00

  1. 01:01
    AUSI Aura Systems Inc · Investor disclosure

09:00

  1. 09:40
    SCE-PG Southern California Edison Co · Results, market hours

10:00

  1. 10:30
    OTLC Oncotelic Therapeutics, Inc. · Quarterly report
  2. 10:46
    UTMD Utah Medical Products Inc · Announcement

11:00

  1. 11:15
    IDXG Interpace Biosciences, Inc. · Results, market hours
  2. 11:57
    SBR Sabine Royalty Trust · Quarterly report

12:00

  1. 12:01
    SBR Sabine Royalty Trust · Results, market hours
  2. 12:12
    WELPP Wisconsin Electric Power Co · Quarterly report
  3. 12:15
    MNZO Exxsun Corp · Announcement
  4. 12:58
    STRT Strattec Security Corp · Quarterly report

13:00

  1. 13:20
    NSYS Nortech Systems Inc · Quarterly report
  2. 13:23
    GHC Graham Holdings Co · Results, market hours
  3. 13:41
    PTBS Potomac Bancshares Inc · Results, market hours

14:00

  1. 14:16
    SGU Star Group, L.P. · New agreement
  2. 14:19
    TWN Taiwan Fund Inc · Investor disclosure
  3. 14:39
    CIX Compx International Inc · Quarterly report

15:00

  1. 15:36
    EVI EVI Industries, Inc. · New agreement
  2. 15:45
    TRT Trio-Tech International · Restructuring costs · Acquisition or sale completed

16:00

  1. 16:03
    FBSI First Bancshares Inc · New agreement · Officers or directors
  2. 16:18
    SEB Seaboard Corp · Results, after-hours
  3. 16:18
    SEB Seaboard Corp · Quarterly report
  4. 16:42
    KRO Kronos Worldwide Inc · Quarterly report
  5. 16:46
    SCE-PG Southern California Edison Co · Quarterly report
  6. 16:47
    OVTZ Oculus Inc. · Announcement
  7. 16:47
    OVTZ Oculus Inc. · Quarterly report
  8. 16:52
    SIGA Siga Technologies Inc · Unregistered shares sold · New agreement

17:00

  1. 17:06
    SFDL Security Federal Corp · Results, after-hours
  2. 17:08
    LIVE Live Ventures Inc · Agreement ended · New agreement · Officers or directors
  3. 17:09
    PHK PIMCO High Income Fund · Proxy statement
  4. 17:09
    PFL PIMCO Income Strategy Fund · Proxy statement
  5. 17:09
    PFN PIMCO Income Strategy Fund II · Proxy statement
  6. 17:10
    SCGX Saxon Capital Group Inc · Announcement
  7. 17:15
    NAII Natural Alternatives International Inc · Quarterly report
  8. 17:28
    OXSQ Oxford Square Capital Corp. · Quarterly report

19:00

  1. 19:39
    PNRG Primeenergy Resources Corp · Results, after-hours (amended)

21:00

  1. 21:11
    AURX Nuo Therapeutics, Inc. · New agreement

—

  1. —
    CYAN Cyanotech Corp · Current report
  2. —
    TGLO Theglobe Com Inc · Current report
40 of 41

Index

Forms filed

  • Insider filing433
  • Current report8-K23
  • Initial ownership317
  • Foreign issuer report6-K14
  • Quarterly report10-Q13
  • Proxy statementDEF 14A4
  • UPLOAD4
  • 10QSB3
  • N-CSRS3
  • 40-17G2
  • Insider filing, amended4/A2
  • CORRESP2
  • 10KSB1
  • 10SB12G/A1
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • CERTNYS1
  • N-CSR1
  • POS AMI1
  • PRE 14C1
  • Employee plan registrationS-81
  • SB-2/A1
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1

44 companies

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