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News

What covered companies filed with the SEC, day by day.

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‹ Wed, Nov 2, 2005

Thursday, November 3, 2005

118 filings · 96 companiesAll checks passed · Updated Nov 11

Fri, Nov 4, 2005 ›
The dayThursday, November 3

By time of day

50 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

9 announced

Pre-market1

  • 08:22OXSQOxford Square Capital Corp.

Market hours3

  • 08:43VISKViskase Holdings, Inc.
  • 13:15OXSQOxford Square Capital Corp.
  • 14:54DMLPDorchester Minerals, L.P.

After-hours5

  • 16:14HKHCHorizon Kinetics Holding Corp
  • 16:21INTZIntrusion Inc
  • 16:39CLARClarus Corp
  • 17:16OTEXOpen Text Corp
  • 17:25LARKLandmark Bancorp Inc

Reports

11 quarterly · 1 annual
  1. Harmony Gold Mining Co LtdHMY · 20-F · Jun 30 · 18:41
    ——
  2. Armata Pharmaceuticals, Inc.ARMP · 10-Q · Sep 30 · 07:00
    ——
  3. Georgia Power Co— · 10-Q · Sep 30 · 11:41
    ——
  4. Oppenheimer Holdings IncOPY · 10-Q · Sep 30 · 12:24
    ——
  5. Weis Markets IncWMK · 10-Q · Sep 24 · 14:53
    ——
  6. International Bancshares CorpIBOC · 10-Q · Sep 30 · 15:27
    ——
  7. MidCap Financial Investment CorpMFIC · 10-Q · Sep 30 · 16:02
    ——
  8. Horizon Kinetics Holding CorpHKHC · 10-Q · Nov 3 · 16:24
    ——
  9. Integrated Biopharma IncINBP · 10-Q · Sep 30 · 16:27
    ——
  10. Clarus CorpCLAR · 10-Q · Sep 30 · 16:27
    ——

Insiders

11 filings
Purchases$196.35K5 filings
Sales$3.12M6 filings
PETSPetmed Express Inc · Marc MD Puleo, Director$2.12MSale · 171,616 sh
PRSOPeraso Inc. · Wing YU Leung, Executive VP and CTO$394.50KSale · 75,000 sh
IAFAbrdn Australia Equity Fund, Inc. · Bankgesellschaft Berlin AG, 10% owner$347.98KSale · 27,200 sh
FOTBFirst Ottawa Bancshares, Inc. · William James Walsh, Director$115.82KPurchase · 1,680 sh
AATCAutoscope Technologies Corp · Panos G Michalopoulos, Director$112.51KSale · 9,303 sh
PROVProvident Financial Holdings Inc · ROY Taylor, Director$109.90KSale · 4,224 sh
Open insider activity

Agreements

7 filings
  1. 16:29PBSV Pharma-Bio Serv, Inc. · New agreement
  2. 16:06NHTC Natural Health Trends Corp · Unregistered shares sold · New agreement
  3. 15:59CIX Compx International Inc · New agreement
  4. 15:36CAPS Capstone Holding Corp. · New agreement
  5. 11:01FWDI Forward Industries, Inc. · New agreement
  6. 10:50FDBC Fidelity D & D Bancorp Inc · Agreement ended · New agreement
  7. 19:56YBGJ Yubo International Biotech Ltd · Change in control · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 17:14ZIVO Zivo Bioscience, Inc. · Officers or directors
  2. 19:56HGBL Heritage Global Inc. · Officers or directors

Filings

50 listed

17:00

  1. 17:58
    FHB First Hawaiian, Inc. · Announcement

18:00

  1. 18:09
    LBSR Liberty Star Uranium & Metals Corp. · Announcement
  2. 18:41
    HMY Harmony Gold Mining Co Ltd · Annual report

19:00

  1. 19:56
    HGBL Heritage Global Inc. · Officers or directors
  2. 19:56
    YBGJ Yubo International Biotech Ltd · Change in control · Unregistered shares sold · New agreement

07:00

  1. 07:00
    ARMP Armata Pharmaceuticals, Inc. · Quarterly report

08:00

  1. 08:22
    OXSQ Oxford Square Capital Corp. · Results, pre-market
  2. 08:43
    VISK Viskase Holdings, Inc. · Results, market hours

10:00

  1. 10:50
    FDBC Fidelity D & D Bancorp Inc · Agreement ended · New agreement

11:00

  1. 11:01
    FWDI Forward Industries, Inc. · New agreement
  2. 11:41
    — Georgia Power Co · Quarterly report

12:00

  1. 12:22
    SHOE Shoe Station Group Inc · Current report
  2. 12:24
    OPY Oppenheimer Holdings Inc · Quarterly report

13:00

  1. 13:15
    OXSQ Oxford Square Capital Corp. · Results, market hours (amended)
  2. 13:22
    CWCO Consolidated Water Co. Ltd. · Auditor change

14:00

  1. 14:21
    FTFT Future FinTech Group Inc. · Auditor change (amended)
  2. 14:31
    VRMK ERP Operating Ltd Partnership · Announcement
  3. 14:53
    WMK Weis Markets Inc · Quarterly report
  4. 14:54
    DMLP Dorchester Minerals, L.P. · Results, market hours

15:00

  1. 15:27
    IBOC International Bancshares Corp · Quarterly report
  2. 15:36
    CAPS Capstone Holding Corp. · New agreement
  3. 15:39
    DOX Amdocs Ltd · Stake amended
  4. 15:45
    IEHC IEH Corp · Late filing notice
  5. 15:59
    CIX Compx International Inc · New agreement
  6. 15:59
    TLS Telos Corp · Announcement

16:00

  1. 16:02
    MFIC MidCap Financial Investment Corp · Quarterly report
  2. 16:06
    NHTC Natural Health Trends Corp · Unregistered shares sold · New agreement
  3. 16:14
    HKHC Horizon Kinetics Holding Corp · Results, after-hours
  4. 16:21
    INTZ Intrusion Inc · Results, after-hours
  5. 16:24
    HKHC Horizon Kinetics Holding Corp · Quarterly report
  6. 16:27
    INBP Integrated Biopharma Inc · Quarterly report
  7. 16:27
    CLAR Clarus Corp · Quarterly report
  8. 16:29
    RLGT Radiant Logistics, Inc · Stake reported
  9. 16:29
    PBSV Pharma-Bio Serv, Inc. · New agreement
  10. 16:34
    MFIC MidCap Financial Investment Corp · Current report
  11. 16:39
    CLAR Clarus Corp · Results, after-hours
  12. 16:39
    RLGT Radiant Logistics, Inc · Stake reported
  13. 16:46
    SKAS Saker Aviation Services, Inc. · Stake reported
  14. 16:54
    DMLP Dorchester Minerals, L.P. · Quarterly report

17:00

  1. 17:14
    ZIVO Zivo Bioscience, Inc. · Officers or directors
40 of 50

Index

Forms filed

  • Current report8-K28
  • Insider filing421
  • Foreign issuer report6-K18
  • Quarterly report10-Q11
  • Annual ownership510
  • 10QSB3
  • Current report (amended)8-K/A3
  • Stake reportedSC 13D3
  • UPLOAD3
  • CORRESP2
  • N-CSR2
  • NSAR-A/A2
  • SUPPL2
  • Institutional holdings13F-HR1
  • Annual report20-F1
  • Prospectus supplement424B21
  • Annual report to shareholdersARS1
  • CERTNYS1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • Amended registration statementF-1/A1
  • Late filing noticeNT 10-Q1
  • Stake amendedSC 13D/A1

51 companies

A

C

D

E

F

G

  • Georgia Power Co

H

I

L

M

N

O

P

R

S

T

U

V

W

Y

Z