Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 5
  2. 6
  3. 7
  4. 8
  5. 9
  6. 12
  7. 13
  8. 14
  9. 15
  10. 16
‹ Thu, Dec 15, 2005

Friday, December 16, 2005

122 filings · 73 companiesAll checks passed · Updated Nov 11

Mon, Dec 19, 2005 ›
The dayFriday, December 16

By time of day

20 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Reports

0 quarterly · 2 annual
  1. Clearone IncCLRO · 10-K · Jun 30 · 17:27
    ——
  2. Sifco Industries IncSIF · 10-K · Sep 30 · —
    ——

Insiders

25 filings
Purchases$244.74K12 filings
Sales$5.25M13 filings
AERGApplied Energetics, Inc. · Joseph Hayden, Executive VP Programs$1.66MSale · 175,000 sh
AERGApplied Energetics, Inc. · Thomas C Dearmin, President, CEO, CFO$1.65MSale · 175,000 sh
PETSPetmed Express Inc · Menderes Akdag, CEO and President$1.09MSale · 75,000 sh
PETSPetmed Express Inc · Marc MD Puleo, Director$362.75KSale · 25,000 sh
IMKTAIngles Markets Inc · Ingles Markets Inc Investment/profit Sharing Plan Trust, 10% owner$247.61KSale · 15,000 sh
DAIOData I/O Corp · Industries Inc Bisco, Director$85.16KSale · 20,000 sh
Open insider activity

Agreements

3 filings
  1. 21:11DYAI Dyadic International Inc · New agreement
  2. 16:28ELTP Elite Pharmaceuticals Inc · New agreement
  3. 14:41FMAO Farmers & Merchants Bancorp Inc · New agreement

Officers and directors

4 filings
  1. 15:52GOOD Gladstone Commercial Corp · Officers or directors
  2. 15:51GAIN Gladstone Investment Corporation · Officers or directors
  3. 15:38GLAD Gladstone Capital Corp · Officers or directors
  4. 14:04RAND Rand Capital Corp · Officers or directors (amended)

Filings

20 listed

19:00

  1. 19:27
    SRCO Sparta Commercial Services, Inc. · Late filing notice

12:00

  1. 12:31
    RWAX TAP Real Estate Technologies, Inc. · Announcement

13:00

  1. 13:53
    PCCYF Petrochina Co Ltd · Amended annual report

14:00

  1. 14:04
    RAND Rand Capital Corp · Officers or directors (amended)
  2. 14:08
    RAND Rand Capital Corp · Delisting notice
  3. 14:34
    PNBK Patriot National Bancorp Inc · Announcement
  4. 14:41
    FMAO Farmers & Merchants Bancorp Inc · New agreement

15:00

  1. 15:15
    BMNM Bimini Capital Management, Inc. · Investor disclosure
  2. 15:38
    GLAD Gladstone Capital Corp · Officers or directors
  3. 15:51
    GAIN Gladstone Investment Corporation · Officers or directors
  4. 15:52
    GOOD Gladstone Commercial Corp · Officers or directors

16:00

  1. 16:28
    ELTP Elite Pharmaceuticals Inc · New agreement
  2. 16:39
    TGTX TG Therapeutics, Inc. · Announcement

17:00

  1. 17:27
    CLRO Clearone Inc · Annual report

21:00

  1. 21:11
    DYAI Dyadic International Inc · New agreement
  2. 21:20
    AEMD Aethlon Medical Inc · Stake amended
  3. 21:22
    AEMD Aethlon Medical Inc · Stake amended

—

  1. —
    POWL Powell Industries Inc · Current report
  2. —
    SIF Sifco Industries Inc · Annual report
  3. —
    SIF Sifco Industries Inc · Proxy statement
20 of 20

Index

Forms filed

  • Insider filing449
  • Foreign issuer report6-K13
  • Current report8-K12
  • Insider filing, amended4/A11
  • Initial ownership35
  • CORRESP4
  • Prospectus supplement424B33
  • Annual report10-K2
  • 10QSB/A2
  • 4972
  • SB-22
  • Stake amendedSC 13D/A2
  • UPLOAD2
  • 10QSB1
  • Amended annual report20-F/A1
  • Current report (amended)8-K/A1
  • CERTAMX1
  • Proxy statementDEF 14A1
  • N-2/A1
  • N-CSR1
  • NSAR-B1
  • Late filing noticeNT 10-Q1
  • REGDEX1
  • SB-2/A1
  • SC TO-T/A1
  • SUPPL1

23 companies

A

B

C

D

E

F

G

I

P

R

S

T