Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 6
  2. 7
  3. 8
  4. 9
  5. 12
  6. 13
  7. 14
  8. 15
  9. 16
  10. 19
‹ Fri, Dec 16, 2005

Monday, December 19, 2005

104 filings · 82 companiesAll checks passed · Updated Nov 11

Tue, Dec 20, 2005 ›
The dayMonday, December 19

By time of day

30 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

4 announced

Market hours2

  • 14:34LIVELive Ventures Inc
  • 15:26NICHNitches Inc

After-hours2

  • 16:21Hugoton Royalty Trust
  • 16:22CRTCross Timbers Royalty Trust

Reports

0 quarterly · 1 annual
  1. Live Ventures IncLIVE · 10-K · Sep 30 · 14:52
    ——

Insiders

11 filings
Purchases$937.48K5 filings
Sales$1.32M6 filings
MXFMexico Fund Inc · Pimienta Jose Luis Gomez, Director$1.09MSale · 35,400 sh
PFNPIMCO Income Strategy Fund II · Gross William H$574.79KPurchase · 33,000 sh
PFNPIMCO Income Strategy Fund II · Gross William H$296.31KPurchase · 17,000 sh
DMLPDorchester Minerals, L.P. · Lucent Technologies Inc. Master Pension Trust, 10% owner$155.37KSale · 5,898 sh
GGTGabelli Multimedia Trust Inc. · Gamco Investors, Inc. et AL, 10% owner$59.81KPurchase · 5,900 sh
DAIOData I/O Corp · Industries Inc Bisco, Director$51.08KSale · 11,000 sh
Open insider activity

Agreements

5 filings
  1. 17:17ASUR Asure Software Inc · Shareholder rights changed · New agreement
  2. 17:17PROV Provident Financial Holdings Inc · New agreement
  3. 17:14CMTV Community Bancorp · New agreement
  4. 14:15INTT Intest Corp · New agreement
  5. 10:58PBT Permian Basin Royalty Trust · New agreement

Officers and directors

4 filings
  1. 17:05SWKHL SWK Holdings Corp · Officers or directors
  2. 16:47EAXR Ealixir, Inc. · Officers or directors
  3. 16:16BMXI Brookmount Explorations Inc · Change in control · Unregistered shares sold · Officers or directors
  4. 16:04LIVE Live Ventures Inc · Officers or directors

Filings

30 listed

23:00

  1. 23:47
    DPLS DarkPulse, Inc. · Announcement

10:00

  1. 10:58
    PBT Permian Basin Royalty Trust · New agreement

11:00

  1. 11:12
    CVCO Cavco Industries, Inc. · Stake amended

14:00

  1. 14:15
    INTT Intest Corp · New agreement
  2. 14:34
    LIVE Live Ventures Inc · Results, market hours
  3. 14:52
    LIVE Live Ventures Inc · Annual report

15:00

  1. 15:26
    NICH Nitches Inc · Results, market hours

16:00

  1. 16:04
    LIVE Live Ventures Inc · Officers or directors
  2. 16:09
    DAIO Data I/O Corp · Stake amended
  3. 16:09
    CFBK CF Bankshares Inc. · Announcement
  4. 16:12
    FMAO Farmers & Merchants Bancorp Inc · Investor disclosure
  5. 16:16
    BMXI Brookmount Explorations Inc · Change in control · Unregistered shares sold · Officers or directors
  6. 16:21
    — Hugoton Royalty Trust · Results, after-hours
  7. 16:22
    CRT Cross Timbers Royalty Trust · Results, after-hours
  8. 16:47
    EAXR Ealixir, Inc. · Officers or directors
  9. 16:49
    HDSN Hudson Technologies Inc · Announcement
  10. 16:51
    TV Grupo Televisa, S.A.B. · Stake amended

17:00

  1. 17:02
    CHUC Charlie's Holdings, Inc. · Announcement
  2. 17:02
    ERH Allspring Utilities & High Income Fund · Tender offer
  3. 17:05
    SWKHL SWK Holdings Corp · Officers or directors
  4. 17:14
    PTN Palatin Technologies Inc · Announcement
  5. 17:14
    CMTV Community Bancorp · New agreement
  6. 17:17
    PROV Provident Financial Holdings Inc · New agreement
  7. 17:17
    ASUR Asure Software Inc · Shareholder rights changed · New agreement
  8. 17:17
    MODD Modular Medical, Inc. · Announcement

21:00

  1. 21:50
    LGL LGL Group Inc · Announcement

—

  1. —
    STLY HG Holdings, Inc. · Current report
  2. —
    GIC Global Industrial Co · Current report
  3. —
    CYAN Cyanotech Corp · Current report
  4. —
    ALTX Altex Industries Inc · Current report
30 of 30

Index

Forms filed

  • Insider filing434
  • Current report8-K25
  • Foreign issuer report6-K17
  • Initial ownership33
  • REGDEX3
  • Stake amendedSC 13D/A3
  • SUPPL3
  • 10KSB/A2
  • Annual report10-K1
  • 10QSB1
  • 10QSB/A1
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Exchange listing8-A12G1
  • CERTNYS1
  • Information statementDEF 14C1
  • N-Q1
  • REGDEX/A1
  • Merger registrationS-41
  • Tender offerSC TO-I1
  • UPLOAD1

33 companies

A

B

C

D

E

F

G

H

I

L

M

N

P

S