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What covered companies filed with the SEC, day by day.

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‹ Wed, Jul 5, 2006

Thursday, July 6, 2006

104 filings · 81 companiesAll checks passed · Updated Nov 10

Fri, Jul 7, 2006 ›
The dayThursday, July 6

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

3 announced

Market hours1

  • 14:34OTEXOpen Text Corp

After-hours2

  • 16:22NAIINatural Alternatives International Inc
  • 17:28HOFTHooker Furnishings Corp

Reports

1 quarterly · 1 annual
  1. SWK Holdings CorpSWKHL · 10-Q · Sep 30 · 15:54
    ——
  2. SWK Holdings CorpSWKHL · 10-K · Dec 31 · 15:57
    ——

Insiders

15 filings
Purchases$11.02M10 filings
Sales$1.84M5 filings
SNUS-PHSantander Holdings USA, Inc. · Banco Santander Central Hispano SA, 10% owner$8.36MPurchase · 410,170 sh
SNUS-PHSantander Holdings USA, Inc. · Banco Santander Central Hispano SA, 10% owner$2.54MPurchase · 125,000 sh
PCYOPure Cycle Corp · TPC Ventures, LLC, 10% owner$1.44MSale · 140,000 sh
LTCLTC Properties Inc · Andre C Dimitriadis, Chairman & CEO$220.90KSale · 10,000 sh
DMLPDorchester Minerals, L.P. · Lucent Technologies Inc. Master Pension Trust, 10% owner$178.51KSale · 7,118 sh
BRNBarnwell Industries Inc · Jarvis David R, 10% owner$71.28KPurchase · 3,000 sh
Open insider activity

Agreements

6 filings
  1. 18:02ESMC Escalon Medical Corp · Auditor change · New agreement · Officers or directors
  2. 17:14CTSO Cytosorbents Corp · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 16:22NAII Natural Alternatives International Inc · Agreement ended · Officers or directors · Results, after-hours
  4. 15:07AGIG Abundia Global Impact Group, Inc. · New agreement · Officers or directors
  5. 14:34OTEX Open Text Corp · New agreement · Results, market hours
  6. 12:02OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors

Officers and directors

9 filings
  1. 18:02ESMC Escalon Medical Corp · Auditor change · New agreement · Officers or directors
  2. 17:22RAVE Rave Restaurant Group, Inc. · Officers or directors
  3. 17:14CTSO Cytosorbents Corp · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  4. 16:22NAII Natural Alternatives International Inc · Agreement ended · Officers or directors · Results, after-hours
  5. 15:07AGIG Abundia Global Impact Group, Inc. · New agreement · Officers or directors
  6. 14:27CDZI Cadiz Inc · Bylaws or fiscal year changed · Officers or directors
  7. 12:02OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors
  8. 11:21CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors

Filings

29 listed

20:00

  1. 20:28
    PRSI Portsmouth Square Inc · Stake amended

22:00

  1. 22:20
    PLX Protalix BioTherapeutics, Inc. · Officers or directors

06:00

  1. 06:21
    RDWR Radware Ltd · Amended annual report

11:00

  1. 11:21
    CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors
  2. 11:42
    TY Tri-Continental Corp · Bylaws or fiscal year changed

12:00

  1. 12:02
    OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors
  2. 12:58
    ESLT Elbit Systems Ltd · Amended annual report

13:00

  1. 13:54
    JAKK Jakks Pacific Inc · Auditor change (amended)

14:00

  1. 14:27
    CDZI Cadiz Inc · Bylaws or fiscal year changed · Officers or directors
  2. 14:34
    OTEX Open Text Corp · New agreement · Results, market hours

15:00

  1. 15:07
    AGIG Abundia Global Impact Group, Inc. · New agreement · Officers or directors
  2. 15:12
    RLBY Reliability Inc · Acquisition or sale completed
  3. 15:54
    SWKHL SWK Holdings Corp · Quarterly report
  4. 15:57
    SWKHL SWK Holdings Corp · Annual report

16:00

  1. 16:22
    NAII Natural Alternatives International Inc · Agreement ended · Officers or directors · Results, after-hours
  2. 16:36
    CAPS Capstone Holding Corp. · Unregistered shares sold
  3. 16:41
    LIVE Live Ventures Inc · Investor disclosure
  4. 16:53
    SEB Seaboard Corp · Current report

17:00

  1. 17:11
    SLNG Stabilis Solutions, Inc. · Announcement
  2. 17:14
    CTSO Cytosorbents Corp · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 17:22
    RAVE Rave Restaurant Group, Inc. · Officers or directors
  4. 17:28
    HOFT Hooker Furnishings Corp · Results, after-hours

18:00

  1. 18:02
    ESMC Escalon Medical Corp · Auditor change · New agreement · Officers or directors

—

  1. —
    AATC Autoscope Technologies Corp · Current report
  2. —
    AMS American Shared Hospital Services · Current report
  3. —
    — Salem Media Group, Inc. · Current report
  4. —
    PEBK Peoples Bancorp of North Carolina Inc · Current report
  5. —
    CIRX Cirtran Corp · Current report
  6. —
    AIFC AI Financial Corp · Current report
29 of 29

Index

Forms filed

  • Insider filing428
  • Current report8-K23
  • Foreign issuer report6-K16
  • UPLOAD6
  • N-CSRS4
  • SUPPL4
  • Initial ownership33
  • Insider filing, amended4/A3
  • N-CSR3
  • Amended annual report20-F/A2
  • Annual report10-K1
  • Quarterly report10-Q1
  • Current report (amended)8-K/A1
  • CORRESP1
  • Proxy materialDEFA14A1
  • NSAR-A/A1
  • REGDEX1
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • SB-2/A1
  • Stake amendedSC 13D/A1
  • SC TO-I/A1

35 companies

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