News

What covered companies filed with the SEC, day by day.

‹ Wed, Aug 30, 2006

Thursday, August 31, 2006

169 filings · 140 companiesAll checks passed · Updated Nov 10

Fri, Sep 1, 2006 ›

The dayThursday, August 31

GUREGulf Resources, Inc.Change in control · Officers or directors20:37

Gulf Resources, Inc.: Change in control · Officers or directors

By time of day

25 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

4 without a time on file

Results

2 announced

Pre-market1

06:08RELLRichardson Electronics, Ltd.

After-hours1

17:06OTEXOpen Text Corp

Reports

5 quarterly · 2 annual

CompanyRevenueOn the year

Richardson Electronics, Ltd.RELL · 10-Q · Mar 4 · 12:49
——
Richardson Electronics, Ltd.RELL · 10-K/A · May 28 · 12:56
——
Richardson Electronics, Ltd.RELL · 10-Q/A · Sep 3 · 13:02
——
Richardson Electronics, Ltd.RELL · 10-Q/A · Dec 3 · 13:07
——
Richardson Electronics, Ltd.RELL · 10-K · Jun 3 · 13:14
——
Global Asset Management Group, Inc.GAMG · 10-Q · Mar 31 · 16:13
——
Neonode Inc.NEON · 10-Q · Jul 31 · —
——

Insiders

26 filings

Purchases$1.00M14 filings

Sales$8.48M12 filings

FRTFederal Realty Investment Trust · Donald C Wood, Trustee, President & CEO$6.49MSale · 89,160 sh

NEUNewmarket Corp · Bruce R Hazelgrove III, VP - Corporate Resources$1.21MSale · 20,000 sh

OTLCOncotelic Therapeutics, Inc. · PER Olof Soderberg, Director$294.15KPurchase · 84,200 sh

ARKRARK Restaurants Corp · Richardson Kevin A II, 10% owner$284.31KPurchase · 12,000 sh

FRDFriedman Industries Inc · Harold Friedman, Director$203.15KSale · 23,900 sh

IAInnovative Solutions & Support Inc · STRS Ohio, 10% owner$177.50KPurchase · 12,500 sh

Open insider activity

Officers and directors

2 filings

Filings

25 listed

12:00

13:00

15:00

15:25AERG
AERG Applied Energetics, Inc. · Announcement

16:00

17:00

20:00

20:37GURE
GURE Gulf Resources, Inc. · Change in control · Officers or directors

21:00

21:16MUA
MUA BlackRock Muniassets Fund, Inc. · Proxy statement

—

25 of 25

Index

Forms filed

Insider filing438
40-17G23
Proxy voting recordN-PX22
Foreign issuer report6-K17
N-CSRS15
Current report8-K10
UPLOAD8
CORRESP4
Proxy statementDEF 14A4
Quarterly report10-Q3
Amended quarterly report10-Q/A2
Initial ownership32
Proxy materialDEFA14A2
PRE 14C2
Stake amendedSC 13D/A2
Annual report10-K1
Amended annual report10-K/A1
10KSB/A1
Prospectus supplement424B31
Prospectus424B41
Insider filing, amended4/A1
Current report (amended)8-K/A1
Amended registration statementF-1/A1
N-23C3A1
N-CSR1
N-PX/A1
NSAR-A1
NSAR-B1
SC 14F11
SUPPL1

28 companies

A

Applied Energetics, Inc.AERG
Aptose Biosciences Inc.
ARK Restaurants CorpARKR

B

C

Clearone IncCLRO

D

Decentral Life, Inc.WDLF

F

G

H

Herzfeld Credit Income Fund, IncHERZ

I

J

Jones Soda Co.JSDA

L

Lightpath Technologies IncLPTH

M

Mannatech IncMTEX

N

Nathans Famous, Inc.
Neonode Inc.NEON
New Oriental Education & Technology Group Inc.EDU
Newmarket CorpNEU

O

Oncotelic Therapeutics, Inc.OTLC
Open Text CorpOTEX

R

Richardson Electronics, Ltd.RELL×6

T

TCW Strategic Income Fund IncTSI

W

Warner Music Group Corp.WMG