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What covered companies filed with the SEC, day by day.

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‹ Wed, Sep 27, 2006

Thursday, September 28, 2006

156 filings · 131 companiesAll checks passed · Updated Nov 10

Fri, Sep 29, 2006 ›
The dayThursday, September 28

By time of day

42 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

1 announced

Market hours1

  • 10:47EPMEvolution Petroleum Corp

Reports

0 quarterly · 6 annual
  1. Southern Missouri Bancorp, Inc.SMBC · 10-K · Jun 30 · 13:04
    ——
  2. Vaso CorpVASO · 10-K/A · May 31 · 13:38
    ——
  3. Kentucky First Federal BancorpKFFB · 10-K · Jun 30 · 15:31
    ——
  4. Integrated Biopharma IncINBP · 10-K · Jun 30 · 16:06
    ——
  5. Qualstar CorpQBAK · 10-K · Jun 30 · 16:55
    ——
  6. Lightpath Technologies IncLPTH · 10-K · Jun 30 · —
    ——

Insiders

11 filings
Purchases$1.01M3 filings
Sales$1.23M8 filings
ULBIUltralife Corp · Grace Brothers Ltd, 10% owner$992.11KPurchase · 108,551 sh
GLADGladstone Capital Corp · Capital Corp Gladstone, COO$499.13KSale · 22,500 sh
GOODGladstone Commercial Corp · George Stelljes III, CIO$175.44KSale · 8,700 sh
IMKTAIngles Markets Inc · Ingles Markets Inc Investment/profit Sharing Plan Trust, 10% owner$174.53KSale · 6,603 sh
DMLPDorchester Minerals, L.P. · Lucent Technologies Inc. Master Pension Trust, 10% owner$173.58KSale · 7,003 sh
TRTTrio-Tech International · Victor Hock Ming Ting, Vice President, CFO$79.04KSale · 8,000 sh
Open insider activity

Agreements

7 filings
  1. 21:08AUMN Golden Minerals Co · Acquisition or sale completed · New agreement
  2. 16:48NAII Natural Alternatives International Inc · New debt · New agreement
  3. 16:43PPC Pilgrims Pride Corp · New debt · New agreement
  4. 15:48OCC Optical Cable Corp · Agreement ended · New agreement
  5. 14:02DAIO Data I/O Corp · New debt
  6. 13:41NEU Newmarket Corp · New agreement
  7. 11:22SCRH Scores Holding Co Inc · New agreement

Officers and directors

2 filings
  1. 16:33PAAI Paradium.AI, Inc. · Auditor change · Officers or directors (amended)
  2. 12:48DJCO Daily Journal Corp · Officers or directors

Filings

42 listed

09:00

  1. 09:35
    FREVS First Real Estate Investment Trust of New Jersey, Inc. · Announcement

10:00

  1. 10:27
    FBSI First Bancshares Inc · Late filing notice
  2. 10:47
    EPM Evolution Petroleum Corp · Results, market hours
  3. 10:49
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement

11:00

  1. 11:22
    SCRH Scores Holding Co Inc · New agreement
  2. 11:33
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement

12:00

  1. 12:18
    FEIM Frequency Electronics Inc · Announcement
  2. 12:48
    DJCO Daily Journal Corp · Officers or directors

13:00

  1. 13:04
    SMBC Southern Missouri Bancorp, Inc. · Annual report
  2. 13:08
    MGLD Marygold Companies, Inc. · Late filing notice
  3. 13:38
    VASO Vaso Corp · Amended annual report
  4. 13:41
    NEU Newmarket Corp · New agreement

14:00

  1. 14:02
    DAIO Data I/O Corp · New debt
  2. 14:09
    TY Tri-Continental Corp · Announcement
  3. 14:18
    OVTZ Oculus Inc. · Announcement

15:00

  1. 15:00
    TAYD Taylor Devices, Inc. · Proxy statement
  2. 15:31
    KFFB Kentucky First Federal Bancorp · Annual report
  3. 15:40
    FEOVF Oceanic Iron ORE Corp · Amended annual report
  4. 15:48
    OCC Optical Cable Corp · Agreement ended · New agreement

16:00

  1. 16:06
    INBP Integrated Biopharma Inc · Annual report
  2. 16:33
    PAAI Paradium.AI, Inc. · Auditor change · Officers or directors (amended)
  3. 16:41
    TPHS Trinity Place Holdings Inc. · Announcement
  4. 16:43
    PPC Pilgrims Pride Corp · New debt · New agreement
  5. 16:44
    POCI Precision Optics Corporation, Inc. · Late filing notice
  6. 16:48
    NAII Natural Alternatives International Inc · New debt · New agreement
  7. 16:55
    QBAK Qualstar Corp · Annual report

17:00

  1. 17:00
    FGPR Ferrellgas Partners L P · Investor disclosure

18:00

  1. 18:26
    BMRA Biomerica Inc · Proxy statement

21:00

  1. 21:08
    AUMN Golden Minerals Co · Acquisition or sale completed · New agreement

—

  1. —
    — Inotiv, Inc. · Current report
  2. —
    ULBI Ultralife Corp · Stake amended
  3. —
    — Bio-Path Holdings, Inc. · Late filing notice
  4. —
    — NextSource Materials Inc. · Late filing notice
  5. —
    SFRX Seafarer Exploration Corp · Current report
  6. —
    HSTC HST Global, Inc. · Current report
  7. —
    EFOI Energy Focus, Inc · Current report
  8. —
    INVU Investview, Inc. · Current report
  9. —
    RGP Resources Connection, Inc. · Current report
  10. —
    LPTH Lightpath Technologies Inc · Proxy statement
  11. —
    LPTH Lightpath Technologies Inc · Annual report
40 of 42

Index

Forms filed

  • Current report8-K25
  • N-Q22
  • Initial ownership321
  • Insider filing419
  • 10KSB10
  • Foreign issuer report6-K7
  • Annual report10-K5
  • Late filing noticeNT 10-K5
  • UPLOAD5
  • N-CSR4
  • CORRESP3
  • Proxy statementDEF 14A3
  • Proxy materialDEFA14A3
  • Passive stake amendedSC 13G/A3
  • Asset-backed distribution report10-D2
  • POS AM2
  • REGDEX2
  • SC TO-C2
  • Amended annual report10-K/A1
  • Amended annual report20-F/A1
  • Prospectus supplement424B31
  • Current report (amended)8-K/A1
  • CERTNYS1
  • EFFECT1
  • NSAR-B1
  • NT 20-F1
  • SB-21
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • SC TO-I/A1
  • SUPPL1

46 companies

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