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What covered companies filed with the SEC, day by day.

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  10. 29
‹ Thu, Sep 28, 2006

Friday, September 29, 2006

149 filings · 122 companiesAll checks passed · Updated Nov 10

Mon, Oct 2, 2006 ›
The dayFriday, September 29

By time of day

34 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Reports

1 quarterly · 1 annual
  1. Ennis, Inc.EBF · 10-Q · Aug 31 · 22:18
    ——
  2. James Hardie Industries plcJHX · 20-F · Mar 31 · —
    ——

Insiders

11 filings
Purchases$7.22K2 filings
Sales$410.19K9 filings
TRTTrio-Tech International · Victor Hock Ming Ting, Vice President, CFO$137.46KSale · 12,000 sh
TRTTrio-Tech International · Victor Hock Ming Ting, Vice President, CFO$95.57KSale · 9,500 sh
WYYWidepoint Corp · Daniel Turissini, VP & Chief Technology Officer$59.74KSale · 20,600 sh
SAFTSafety Insurance Group Inc · Daniel D Loranger, VP - MIS & CIO$52.54KSale · 1,070 sh
TRTTrio-Tech International · S W Yong, Chief Executive Officer$22.16KSale · 2,000 sh
AERGApplied Energetics, Inc. · Stephen William McCahon, Executive VP Engineering$16.92KSale · 3,074 sh
Open insider activity

Agreements

5 filings
  1. 17:04RAIL FreightCar America, Inc. · New agreement
  2. 16:31WMG Warner Music Group Corp. · New agreement
  3. 15:15JOB GEE Group Inc. · New agreement
  4. 13:30— Kuber Resources Corp · New agreement
  5. 17:43OTLC Oncotelic Therapeutics, Inc. · New agreement

Officers and directors

2 filings
  1. 21:15BESS Bimergen Energy Corp · Officers or directors
  2. 17:24SENEA Seneca Foods Corp · Officers or directors

Filings

34 listed

17:00

  1. 17:43
    OTLC Oncotelic Therapeutics, Inc. · New agreement

21:00

  1. 21:47
    PPC Pilgrims Pride Corp · Tender offer

22:00

  1. 22:18
    EBF Ennis, Inc. · Quarterly report
  2. 22:55
    TRAK ReposiTrak, Inc. · Late filing notice

06:00

  1. 06:15
    NWBO Northwest Biotherapeutics Inc · Amended registration statement

08:00

  1. 08:45
    ASG Liberty ALL Star Growth Fund Inc. · Proxy statement
  2. 08:45
    USA Liberty ALL Star Equity Fund · Proxy statement

10:00

  1. 10:01
    TWIN Twin Disc Inc · Proxy statement

13:00

  1. 13:30
    — Kuber Resources Corp · New agreement
  2. 13:34
    PNBK Patriot National Bancorp Inc · Announcement
  3. 13:56
    IDXG Interpace Biosciences, Inc. · Announcement

14:00

  1. 14:20
    MCRI Monarch Casino & Resort Inc · Announcement

15:00

  1. 15:15
    JOB GEE Group Inc. · New agreement
  2. 15:19
    TWN Taiwan Fund Inc · Investor disclosure
  3. 15:30
    CYD China Yuchai International Ltd · Stake amended
  4. 15:32
    MNOV Medicinova Inc · Announcement
  5. 15:49
    KF Korea Fund Inc · Tender offer

16:00

  1. 16:05
    APLD Applied Digital Corp. · Announcement
  2. 16:29
    PCYN Procyon Corp · Late filing notice
  3. 16:31
    WMG Warner Music Group Corp. · New agreement

17:00

  1. 17:00
    VISM Visium Technologies, Inc. · Late filing notice
  2. 17:04
    RAIL FreightCar America, Inc. · New agreement
  3. 17:23
    RWAX TAP Real Estate Technologies, Inc. · Registration statement
  4. 17:24
    SENEA Seneca Foods Corp · Officers or directors
  5. 17:33
    REX REX American Resources Corp · Announcement

18:00

  1. 18:24
    MLP Maui Land & Pineapple Co Inc · Restructuring costs

21:00

  1. 21:15
    BESS Bimergen Energy Corp · Officers or directors

—

  1. —
    LINK Interlink Electronics Inc · Stake reported
  2. —
    JHX James Hardie Industries plc · Annual report
  3. —
    SUND Sundance Strategies, Inc. · Current report
  4. —
    UTSI Utstarcom Holdings Corp. · Current report
  5. —
    — International Star Inc · Current report
  6. —
    LINK Interlink Electronics Inc · Current report
  7. —
    COHN Cohen & Co Inc. · Current report
34 of 34

Index

Forms filed

  • N-Q26
  • Insider filing425
  • Current report8-K20
  • Foreign issuer report6-K19
  • Initial ownership37
  • CORRESP5
  • NSAR-B4
  • UPLOAD4
  • 10KSB3
  • Proxy statementDEF 14A3
  • Late filing noticeNT 10-K3
  • NT 20-F2
  • Quarterly report10-Q1
  • Notice of intent to sell1441
  • Annual report20-F1
  • Prospectus supplement424B51
  • 4971
  • Insider filing, amended4/A1
  • Annual ownership51
  • 8-A12B/A1
  • Proxy materialDEFA14A1
  • EFFECT1
  • F-31
  • F-3ASR1
  • N-23C3A1
  • N-CSR1
  • N-Q/A1
  • NSAR-A1
  • Preliminary proxy statementPRE 14A1
  • PREC14A1
  • REGDEX1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • Tender offerSC TO-I1
  • SC TO-I/A1
  • Tender offerSC TO-T1
  • SC TO-T/A1
  • SUPPL1

37 companies

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