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What covered companies filed with the SEC, day by day.

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  10. 2
‹ Fri, Sep 29, 2006

Monday, October 2, 2006

93 filings · 71 companiesAll checks passed · Updated Nov 10

Tue, Oct 3, 2006 ›
The dayMonday, October 2

By time of day

24 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

2 announced

Pre-market1

  • 08:59DITAmcon Distributing Co

Market hours1

  • 14:54POCIPrecision Optics Corporation, Inc.

Reports

2 quarterly · 1 annual
  1. HDFC Bank LtdHDB · 20-F · Mar 31 · 06:58
    ——
  2. Amcon Distributing CoDIT · 10-Q · Dec 31 · 08:41
    ——
  3. Amcon Distributing CoDIT · 10-Q · Mar 31 · 08:43
    ——

Insiders

9 filings
Purchases$91.01K3 filings
Sales$2.74M6 filings
SAFTSafety Insurance Group Inc · David e Krupa, VP - Claims Operations$1.37MSale · 27,900 sh
RGPResources Connection, Inc. · Stephen Giusto, Executive Vice President & CFO$678.75KSale · 25,000 sh
TRTTrio-Tech International · Hwee POH LIM, Vice President of Testing$420.12KSale · 38,000 sh
FRTFederal Realty Investment Trust · Mark S Ordan, Director$178.15KSale · 2,400 sh
UONEUrban One, Inc. · L Ross Love, Director$76.52KSale · 12,200 sh
WTIW&T Offshore Inc · Tracy W Krohn, CEO, Chairman, President$67.21KPurchase · 2,300 sh
Open insider activity

Agreements

4 filings
  1. 17:21KFY Korn Ferry · New agreement
  2. 17:21CBAT CBAK Energy Technology Ltd · Agreement ended · New agreement
  3. 16:55SRCO Sparta Commercial Services, Inc. · Unregistered shares sold · New agreement
  4. 16:10TSBK Timberland Bancorp Inc · New agreement

Officers and directors

5 filings
  1. 17:03FA First Advantage Corp · Officers or directors
  2. 16:44CWCO Consolidated Water Co. Ltd. · Officers or directors
  3. 15:46FRT Federal Realty Investment Trust · Officers or directors
  4. 12:53VISM Visium Technologies, Inc. · Officers or directors
  5. 11:29HWBK Hawthorn Bancshares, Inc. · Officers or directors

Filings

24 listed

06:00

  1. 06:58
    HDB HDFC Bank Ltd · Annual report

08:00

  1. 08:41
    DIT Amcon Distributing Co · Quarterly report
  2. 08:43
    DIT Amcon Distributing Co · Quarterly report
  3. 08:59
    DIT Amcon Distributing Co · Results, pre-market

11:00

  1. 11:29
    HWBK Hawthorn Bancshares, Inc. · Officers or directors

12:00

  1. 12:53
    VISM Visium Technologies, Inc. · Officers or directors

14:00

  1. 14:54
    POCI Precision Optics Corporation, Inc. · Results, market hours

15:00

  1. 15:34
    IBOC International Bancshares Corp · Announcement
  2. 15:46
    FRT Federal Realty Investment Trust · Officers or directors
  3. 15:51
    TY Tri-Continental Corp · Announcement

16:00

  1. 16:03
    FIZZ National Beverage Corp · Announcement
  2. 16:10
    TSBK Timberland Bancorp Inc · New agreement
  3. 16:21
    UELMO Union Electric Co · Announcement
  4. 16:44
    CWCO Consolidated Water Co. Ltd. · Officers or directors
  5. 16:46
    III Information Services Group Inc. · Amended registration statement
  6. 16:53
    APLD Applied Digital Corp. · Announcement
  7. 16:55
    SRCO Sparta Commercial Services, Inc. · Unregistered shares sold · New agreement

17:00

  1. 17:03
    FA First Advantage Corp · Officers or directors
  2. 17:21
    CBAT CBAK Energy Technology Ltd · Agreement ended · New agreement
  3. 17:21
    KFY Korn Ferry · New agreement

19:00

  1. 19:46
    NXPL NextPlat Corp · Announcement

20:00

  1. 20:06
    BNBX BNB Plus Corp. · Restated financials

—

  1. —
    INVU Investview, Inc. · Current report (amended)
  2. —
    — CBAK Energy Technology, Inc. · Current report
24 of 24

Index

Forms filed

  • Insider filing431
  • Current report8-K19
  • Foreign issuer report6-K11
  • SUPPL4
  • Initial ownership33
  • Employee plan registrationS-83
  • Quarterly report10-Q2
  • Exchange listing8-A12B2
  • CORRESP2
  • UPLOAD2
  • 10KSB1
  • 13F-NT1
  • Annual report20-F1
  • 4971
  • Current report (amended)8-K/A1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • RW1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • SB-2/A1
  • SC TO-C1
  • SC TO-I/A1
  • SC TO-T/A1

29 companies

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B

C

F

H

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K

N

P

R

S

T

U

V

W