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What covered companies filed with the SEC, day by day.

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‹ Mon, Oct 2, 2006

Tuesday, October 3, 2006

109 filings · 71 companiesAll checks passed · Updated Nov 10

Wed, Oct 4, 2006 ›
The dayTuesday, October 3

By time of day

28 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Results

1 announced

Market hours1

  • 12:30HOFTHooker Furnishings Corp

Reports

1 quarterly · 1 annual
  1. Egain CorpEGAN · 10-K/A · Jun 30 · 15:11
    ——
  2. Trinity Place Holdings Inc.TPHS · 10-Q · Aug 26 · 16:35
    ——

Insiders

24 filings
Purchases$7.51M16 filings
Sales$695.24K8 filings
PNBKPatriot National Bancorp Inc · Opatrny Donald$4.99MPurchase · 227,000 sh
ULBIUltralife Corp · Grace Brothers Ltd, 10% owner$561.88KPurchase · 53,981 sh
ULBIUltralife Corp · Grace Brothers Ltd, 10% owner$395.75KPurchase · 41,942 sh
PNBKPatriot National Bancorp Inc · Charles F Howell, President & Vice Chairman$325.60KPurchase · 14,800 sh
CDZICadiz Inc · ING Groep NV, 10% owner$314.93KSale · 16,032 sh
ULBIUltralife Corp · Grace Brothers Ltd, 10% owner$280.55KPurchase · 27,845 sh
Open insider activity

Agreements

5 filings
  1. 16:51INOD Innodata Inc · New agreement · Officers or directors
  2. 15:17PROV Provident Financial Holdings Inc · New agreement
  3. 15:15PPC Pilgrims Pride Corp · New agreement
  4. 13:51MGEE MGE Energy Inc · New debt · New agreement
  5. 12:30HOFT Hooker Furnishings Corp · New agreement · Officers or directors · Results, market hours

Officers and directors

5 filings
  1. 20:28BESS Bimergen Energy Corp · Officers or directors
  2. 17:19CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors
  3. 17:12ACU Acme United Corp · Officers or directors
  4. 16:51INOD Innodata Inc · New agreement · Officers or directors
  5. 12:30HOFT Hooker Furnishings Corp · New agreement · Officers or directors · Results, market hours

Filings

28 listed

00:00

  1. 00:22
    DAC Danaos Corp · Amended registration statement

07:00

  1. 07:59
    ANIX Anixa Biosciences Inc · Proxy statement

12:00

  1. 12:27
    AMX America Movil SAB de CV · Stake amended
  2. 12:30
    HOFT Hooker Furnishings Corp · New agreement · Officers or directors · Results, market hours

13:00

  1. 13:30
    MTEX Mannatech Inc · Announcement
  2. 13:51
    MGEE MGE Energy Inc · New debt · New agreement
  3. 13:53
    PCYO Pure Cycle Corp · Stake amended

14:00

  1. 14:12
    ESOA Energy Services of America CORP · Announcement

15:00

  1. 15:10
    INTI Inhibitor Therapeutics, Inc. · Current report
  2. 15:11
    EGAN Egain Corp · Amended annual report
  3. 15:15
    PPC Pilgrims Pride Corp · New agreement
  4. 15:17
    PROV Provident Financial Holdings Inc · New agreement
  5. 15:42
    NMT Nuveen Massachusetts Quality Municipal Income Fund · Proxy statement
  6. 15:42
    NAZ Nuveen Arizona Quality Municipal Income Fund · Proxy statement
  7. 15:43
    NCA Nuveen California Municipal Income Fund · Proxy statement
  8. 15:58
    NAC Nuveen California Quality Municipal Income Fund · Proxy statement

16:00

  1. 16:03
    NKX Nuveen California Amt-Free Quality Municipal Income Fund · Proxy statement
  2. 16:23
    NPV Nuveen Virginia Quality Municipal Income Fund · Proxy statement
  3. 16:32
    PCSV PCS Edventures!, Inc. · Bylaws or fiscal year changed
  4. 16:35
    TPHS Trinity Place Holdings Inc. · Quarterly report
  5. 16:43
    SLSN Solesence, Inc. · Announcement
  6. 16:51
    INOD Innodata Inc · New agreement · Officers or directors

17:00

  1. 17:12
    ACU Acme United Corp · Officers or directors
  2. 17:19
    CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors

19:00

  1. 19:02
    PNRG Primeenergy Resources Corp · Stake amended
  2. 19:36
    JFR Nuveen Floating Rate Income Fund · Proxy statement

20:00

  1. 20:28
    BESS Bimergen Energy Corp · Officers or directors

—

  1. —
    CARV Carver Bancorp Inc · Current report
28 of 28

Index

Forms filed

  • Insider filing448
  • Foreign issuer report6-K14
  • Current report8-K14
  • Proxy statementDEF 14A8
  • CORRESP4
  • Initial ownership33
  • Stake amendedSC 13D/A3
  • UPLOAD3
  • SB-2/A2
  • Amended annual report10-K/A1
  • Quarterly report10-Q1
  • CERTNYS1
  • Amended registration statementF-1/A1
  • N-CSRS1
  • NSAR-A/A1
  • POS AM1
  • S-11/A1
  • Shelf registrationS-31
  • Passive stake reportedSC 13G1

31 companies

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