Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 3
  2. 4
  3. 5
  4. 6
  5. 10
  6. 11
  7. 12
  8. 13
  9. 16
‹ Fri, Oct 13, 2006

Monday, October 16, 2006

113 filings · 87 companiesAll checks passed · Updated Nov 10

Tue, Oct 17, 2006 ›
The dayMonday, October 16

By time of day

30 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

5 announced

Market hours4

  • 10:34UNBUnion Bankshares Inc
  • 11:22OPHCOptimumBank Holdings, Inc.
  • 12:17CCELCryo Cell International Inc
  • 15:55PFBXPeoples Financial Corp

After-hours1

  • 16:25MSBMesabi Trust

Reports

1 quarterly · 0 annual
  1. Vaso CorpVASO · 10-Q · Aug 31 · 16:06
    ——

Insiders

6 filings
Purchases$302.11K4 filings
Sales$108.20K2 filings
TRTTrio-Tech International · Zeff Daniel, 10% owner$180.18KPurchase · 13,700 sh
RFILR F Industries Ltd · Howard F Hill, Chief Executive Officer$78.10KSale · 10,117 sh
TRTTrio-Tech International · Zeff Daniel, 10% owner$50.73KPurchase · 4,340 sh
TRTTrio-Tech International · Zeff Daniel, 10% owner$43.47KPurchase · 3,760 sh
—STRATA Skin Sciences, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$30.10KSale · 5,400 sh
TRTTrio-Tech International · Zeff Daniel, 10% owner$27.73KPurchase · 2,400 sh
Open insider activity

Agreements

3 filings
  1. 16:57GTBP GT Biopharma, Inc. · Agreement ended
  2. 16:36NXPL NextPlat Corp · Agreement ended (amended)
  3. 14:11LBSR Liberty Star Uranium & Metals Corp. · New agreement

Officers and directors

5 filings
  1. 19:55DHTI Dalrada Technology Group, Inc. · Officers or directors
  2. 16:36DHTI Dalrada Technology Group, Inc. · Officers or directors
  3. 14:47TOVX Theriva Biologics, Inc. · Officers or directors
  4. 13:10PLUR Pluri Inc. · Officers or directors
  5. 11:32CHUC Charlie's Holdings, Inc. · Officers or directors

Filings

30 listed

17:00

  1. 17:41
    — CS Diagnostics Corp. · Auditor change

20:00

  1. 20:14
    FWDI Forward Industries, Inc. · Announcement
  2. 20:15
    GAIN Gladstone Investment Corporation · Announcement

07:00

  1. 07:33
    INNI Innovaro, Inc. · Announcement
  2. 07:35
    MZTI Marzetti Co · Proxy statement

09:00

  1. 09:45
    GOOD Gladstone Commercial Corp · Announcement

10:00

  1. 10:33
    TY Tri-Continental Corp · Investor disclosure
  2. 10:34
    UNB Union Bankshares Inc · Results, market hours

11:00

  1. 11:22
    OPHC OptimumBank Holdings, Inc. · Results, market hours
  2. 11:32
    CHUC Charlie's Holdings, Inc. · Officers or directors

12:00

  1. 12:17
    CCEL Cryo Cell International Inc · Results, market hours

13:00

  1. 13:10
    PLUR Pluri Inc. · Officers or directors
  2. 13:31
    AETN Aeternum Health, Inc. · Late filing notice

14:00

  1. 14:11
    LBSR Liberty Star Uranium & Metals Corp. · New agreement
  2. 14:47
    TOVX Theriva Biologics, Inc. · Officers or directors

15:00

  1. 15:37
    HDSN Hudson Technologies Inc · Proxy statement
  2. 15:55
    PFBX Peoples Financial Corp · Results, market hours

16:00

  1. 16:06
    VASO Vaso Corp · Quarterly report
  2. 16:21
    YHGJ Yunhong Green CTI Ltd. · Proxy statement
  3. 16:25
    MSB Mesabi Trust · Results, after-hours
  4. 16:36
    NXPL NextPlat Corp · Agreement ended (amended)
  5. 16:36
    DHTI Dalrada Technology Group, Inc. · Officers or directors
  6. 16:57
    GTBP GT Biopharma, Inc. · Agreement ended

17:00

  1. 17:29
    HNRG Hallador Energy Co · Acquisition or sale completed (amended)

18:00

  1. 18:52
    JANL Janel Corp · Announcement

19:00

  1. 19:55
    DHTI Dalrada Technology Group, Inc. · Officers or directors
  2. 19:59
    ARTW Arts WAY Manufacturing Co Inc · Current report

—

  1. —
    UTSI Utstarcom Holdings Corp. · Current report
  2. —
    MRPT Macreport Net Inc · Late filing notice
  3. —
    CPMV Mosaic ImmunoEngineering Inc. · Late filing notice
30 of 30

Index

Forms filed

  • Current report8-K21
  • Insider filing416
  • Foreign issuer report6-K13
  • 10QSB11
  • Initial ownership38
  • SUPPL6
  • 40-17G4
  • Prospectus supplement424B33
  • Proxy statementDEF 14A3
  • Late filing noticeNT 10-Q3
  • Delisting by the exchange25-NSE2
  • Insider filing, amended4/A2
  • Current report (amended)8-K/A2
  • CORRESP2
  • 10KSB/A1
  • Quarterly report10-Q1
  • 10QSB/A1
  • Prospectus supplement424B51
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • Proxy materialDEFA14A1
  • EFFECT1
  • F-10/A1
  • F-6EF1
  • Free writing prospectusFWP1
  • N-21
  • N-2/A1
  • REGDEX1
  • Amended shelf registrationS-3/A1
  • SB-21
  • SC TO-T/A1

32 companies

A

C

D

F

G

H

I

J

L

M

N

O

P

R

S

  • STRATA Skin Sciences, Inc.

T

U

V

Y