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News

What covered companies filed with the SEC, day by day.

  1. 6
  2. 10
  3. 11
  4. 12
  5. 13
  6. 16
  7. 17
  8. 18
  9. 19
‹ Wed, Oct 18, 2006

Thursday, October 19, 2006

124 filings · 94 companiesAll checks passed · Updated Nov 10

Fri, Oct 20, 2006 ›
The dayThursday, October 19
Delisting noticesTAYD14:27

By time of day

30 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

11 announced

Pre-market1

  • 07:51JAKKJakks Pacific Inc

Market hours5

  • 09:52UTMDUtah Medical Products Inc
  • 09:59FDBCFidelity D & D Bancorp Inc
  • 11:23HTLDHeartland Express Inc
  • 13:01ECIAEncision Inc
  • 15:08MRTNMarten Transport Ltd

After-hours5

  • 16:05JUVFJuniata Valley Financial Corp
  • 16:15CVCOCavco Industries, Inc.
  • 16:16RHIRobert Half Inc.
  • 17:23LSTRLandstar System Inc
  • 17:59ICCCImmucell Corp

Reports

0 quarterly · 1 annual
  1. Acorn Energy, Inc.ACFN · 10-K/A · Dec 31 · 13:56
    ——

Insiders

9 filings
Purchases$65.79K7 filings
Sales$1.05M2 filings
AERGApplied Energetics, Inc. · Thomas C Dearmin, Vice Chairman$850.83KSale · 200,000 sh
PRSOPeraso Inc. · Wing YU Leung, Executive VP and CTO$196.25KSale · 25,000 sh
AURXNuo Therapeutics, Inc. · David Crews, Director$21.06KPurchase · 18,000 sh
RFILR F Industries Ltd · William Reynolds, Director$14.03KPurchase · 2,300 sh
LPTHLightpath Technologies Inc · Zhouling Wu, Corporate Vice President$12.05KPurchase · 5,000 sh
DCMDeFi Capital Markets, Inc. · James Ballard Huff, Chief Financial Officer$8.08KPurchase · 380 sh
Open insider activity

Agreements

3 filings
  1. 17:28LWAY Lifeway Foods, Inc. · New agreement (amended)
  2. 17:04CNTY Century Casinos Inc · New agreement
  3. 13:32BLGO Biolargo, Inc. · Agreement ended · Unregistered shares sold

Officers and directors

2 filings
  1. 16:05JUVF Juniata Valley Financial Corp · Officers or directors · Results, after-hours
  2. 13:57RWAX TAP Real Estate Technologies, Inc. · Officers or directors

Filings

30 listed

20:00

  1. 20:36
    MCRI Monarch Casino & Resort Inc · Announcement

06:00

  1. 06:02
    JAKK Jakks Pacific Inc · Announcement

07:00

  1. 07:51
    JAKK Jakks Pacific Inc · Results, pre-market

09:00

  1. 09:05
    ADMT ADM Tronics Unlimited, Inc. · Announcement
  2. 09:05
    GOOD Gladstone Commercial Corp · Bylaws or fiscal year changed
  3. 09:52
    UTMD Utah Medical Products Inc · Results, market hours
  4. 09:59
    FDBC Fidelity D & D Bancorp Inc · Results, market hours

11:00

  1. 11:23
    HTLD Heartland Express Inc · Results, market hours

13:00

  1. 13:01
    ECIA Encision Inc · Results, market hours
  2. 13:30
    IAF Abrdn Australia Equity Fund, Inc. · Stake amended
  3. 13:32
    BLGO Biolargo, Inc. · Agreement ended · Unregistered shares sold
  4. 13:56
    ACFN Acorn Energy, Inc. · Amended annual report
  5. 13:57
    RWAX TAP Real Estate Technologies, Inc. · Officers or directors

14:00

  1. 14:27
    TAYD Taylor Devices, Inc. · Delisting notice
  2. 14:46
    INBP Integrated Biopharma Inc · Unregistered shares sold

15:00

  1. 15:08
    MRTN Marten Transport Ltd · Results, market hours

16:00

  1. 16:05
    JUVF Juniata Valley Financial Corp · Officers or directors · Results, after-hours
  2. 16:15
    CVCO Cavco Industries, Inc. · Results, after-hours
  3. 16:16
    RHI Robert Half Inc. · Results, after-hours
  4. 16:37
    TY Tri-Continental Corp · Investor disclosure

17:00

  1. 17:04
    CNTY Century Casinos Inc · New agreement
  2. 17:10
    RAVE Rave Restaurant Group, Inc. · Debt acceleration
  3. 17:20
    ABCP AmBase Corp · Stake amended
  4. 17:23
    LSTR Landstar System Inc · Results, after-hours
  5. 17:28
    LWAY Lifeway Foods, Inc. · New agreement (amended)
  6. 17:59
    ICCC Immucell Corp · Results, after-hours

—

  1. —
    CAPC Capstone Companies, Inc. · Current report
  2. —
    COHN Cohen & Co Inc. · Current report (amended)
  3. —
    LPTH Lightpath Technologies Inc · Current report
  4. —
    WTBA West Bancorporation Inc · Current report
30 of 30

Index

Forms filed

  • Foreign issuer report6-K28
  • Current report8-K25
  • Insider filing421
  • Annual ownership510
  • CORRESP6
  • UPLOAD5
  • Current report (amended)8-K/A2
  • Proxy materialDEFA14A2
  • EFFECT2
  • N-30B-22
  • Stake amendedSC 13D/A2
  • Amended annual report10-K/A1
  • 10QSB1
  • Delisting251
  • Initial ownership31
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • 8-A12B/A1
  • Annual report to shareholdersARS1
  • AW1
  • Information statementDEF 14C1
  • Free writing prospectusFWP1
  • N-2/A1
  • POS AM1
  • REGDEX1
  • S-11/A1
  • S-8 POS1
  • SB-21
  • SB-2/A1

36 companies

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