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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 28, 2006

Friday, December 29, 2006

162 filings · 104 companiesAll checks passed · Updated Nov 10

Mon, Jan 1, 2007 ›
The dayFriday, December 29

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

1 announced

After-hours1

  • 17:00GTHPGuided Therapeutics Inc

Reports

0 quarterly · 8 annual
  1. ARK Restaurants CorpARKR · 10-K · Sep 30 · 14:14
    ——
  2. North European Oil Royalty TrustNRT · 10-K · Oct 31 · 14:40
    ——
  3. International Tower Hill Mines LtdTHM · 20-F · Dec 29 · 15:05
    ——
  4. Live Ventures IncLIVE · 10-K · Sep 30 · 17:06
    ——
  5. Amcon Distributing CoDIT · 10-K · Sep 30 · 17:24
    ——
  6. Janel CorpJANL · 10-K · Sep 30 · 21:03
    ——
  7. Flanigans Enterprises IncBDL · 10-K · Sep 30 · —
    ——
  8. Inotiv, Inc.— · 10-K · Sep 30 · —
    ——

Insiders

25 filings
Purchases$1.65M16 filings
Sales$3.95M9 filings
FTEKFuel Tech, Inc. · Douglas G Bailey, Deputy Chairman$1.25MSale · 50,000 sh
GDVGabelli Dividend & Income Trust · Gamco Investors, Inc. et AL$881.06KSale · 41,000 sh
CDZICadiz Inc · Keith Brackpool, Cheif Executive Officer$615.00KSale · 30,000 sh
IAInnovative Solutions & Support Inc · STRS Ohio, 10% owner$499.50KPurchase · 30,000 sh
GOODGladstone Commercial Corp · Michela a English, Director$478.03KSale · 24,000 sh
INTZIntrusion Inc · G Ward Paxton, Chairman President & CEO$400.00KPurchase · 1,000,000 sh
Open insider activity

Agreements

3 filings
  1. 14:59SCND Scientific Industries Inc · New agreement
  2. 14:54LNN Lindsay Corp · Acquisition or sale completed · New debt · New agreement
  3. 13:59ISCO International Stem Cell CORP · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors

Officers and directors

4 filings
  1. 13:59ISCO International Stem Cell CORP · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
  2. 12:40JCTC Jewett Cameron Trading Co Ltd · Officers or directors
  3. 12:35ZDPY Zoned Properties, Inc. · Officers or directors
  4. 12:32FBSI First Bancshares Inc · Bylaws or fiscal year changed · Officers or directors

Filings

29 listed

02:00

  1. 02:16
    YHGJ Yunhong Green CTI Ltd. · Registration statement

08:00

  1. 08:10
    WMG Warner Music Group Corp. · Announcement

09:00

  1. 09:18
    FTFT Future FinTech Group Inc. · Late filing notice

10:00

  1. 10:19
    EVG Eaton Vance Short Duration Diversified Income Fund · Proxy statement

12:00

  1. 12:32
    FBSI First Bancshares Inc · Bylaws or fiscal year changed · Officers or directors
  2. 12:35
    ZDPY Zoned Properties, Inc. · Officers or directors
  3. 12:40
    JCTC Jewett Cameron Trading Co Ltd · Officers or directors

13:00

  1. 13:26
    EQS Equus Total Return, Inc. · Proxy statement
  2. 13:47
    CONC Conectisys Corp · Late filing notice
  3. 13:59
    ISCO International Stem Cell CORP · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors

14:00

  1. 14:14
    ARKR ARK Restaurants Corp · Annual report
  2. 14:40
    NRT North European Oil Royalty Trust · Annual report
  3. 14:45
    CSPI CSP Inc · Late filing notice
  4. 14:54
    LNN Lindsay Corp · Acquisition or sale completed · New debt · New agreement
  5. 14:59
    SCND Scientific Industries Inc · New agreement

15:00

  1. 15:05
    THM International Tower Hill Mines Ltd · Annual report

16:00

  1. 16:26
    THM International Tower Hill Mines Ltd · Amended annual report
  2. 16:35
    SEB Seaboard Corp · Announcement
  3. 16:52
    GNSS Genasys Inc. · Investor disclosure

17:00

  1. 17:00
    GTHP Guided Therapeutics Inc · Results, after-hours
  2. 17:06
    LIVE Live Ventures Inc · Annual report
  3. 17:24
    DIT Amcon Distributing Co · Annual report

21:00

  1. 21:03
    JANL Janel Corp · Annual report

22:00

  1. 22:06
    JOB GEE Group Inc. · Stake amended

—

  1. —
    BDL Flanigans Enterprises Inc · Annual report
  2. —
    — Inotiv, Inc. · Current report
  3. —
    — Inotiv, Inc. · Annual report
  4. —
    — Cabo Verde Capital Inc. · Late filing notice
  5. —
    WTBA West Bancorporation Inc · Current report
29 of 29

Index

Forms filed

  • Insider filing457
  • NT-NCSR15
  • Current report8-K12
  • NSAR-B9
  • NT-NSAR9
  • Annual report10-K7
  • Initial ownership, amended3/A6
  • Foreign issuer report6-K6
  • 10KSB4
  • Insider filing, amended4/A4
  • Late filing noticeNT 10-K4
  • Asset-backed distribution report10-D2
  • 24F-2NT2
  • Initial ownership32
  • Proxy statementDEF 14A2
  • N-CSR/A2
  • Preliminary proxy statementPRE 14A2
  • SB-2/A2
  • UPLOAD2
  • 10QSB1
  • Annual report20-F1
  • Amended annual report20-F/A1
  • EFFECT1
  • F-101
  • F-X1
  • N-CSR1
  • N-Q1
  • PRE 14C1
  • REGDEX1
  • Registration statementS-11
  • Stake amendedSC 13D/A1
  • SC 14F11

34 companies

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