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What covered companies filed with the SEC, day by day.

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‹ Wed, Dec 27, 2006

Thursday, December 28, 2006

120 filings · 86 companiesAll checks passed · Updated Nov 10

Fri, Dec 29, 2006 ›
The dayThursday, December 28

By time of day

23 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Reports

0 quarterly · 1 annual
  1. Daily Journal CorpDJCO · 10-K · Sep 30 · 13:05
    ——

Insiders

18 filings
Purchases$164.51K5 filings
Sales$6.05M13 filings
TWITitan International Inc · Cheri T Holley, Vice President & Secretary$1.78MSale · 88,110 sh
JAKKJakks Pacific Inc · Stephen G Berman, COO, President & Secretary$1.09MSale · 50,000 sh
JAKKJakks Pacific Inc · Jack Friedman, Chairman and CEO$1.09MSale · 50,000 sh
IMKTAIngles Markets Inc · Ingles Markets Inc Investment/profit Sharing Plan Trust, 10% owner$790.79KSale · 27,090 sh
OPYOppenheimer Holdings Inc · a Winn Oughtred, SECRETARY$496.34KSale · 15,000 sh
HERZHerzfeld Credit Income Fund, Inc · Thomas J Herzfeld, President$294.31KSale · 18,800 sh
Open insider activity

Agreements

5 filings
  1. 17:13IEP Icahn Enterprises L.P. · New agreement · Officers or directors
  2. 17:03NEU Newmarket Corp · New debt · New agreement
  3. 16:34GTHP Guided Therapeutics Inc · New debt · New agreement
  4. 09:11GOOD Gladstone Commercial Corp · New debt · New agreement
  5. 21:52NWBO Northwest Biotherapeutics Inc · New debt

Officers and directors

3 filings
  1. 18:01AHNRF Athena Gold Corp · Officers or directors
  2. 17:13IEP Icahn Enterprises L.P. · New agreement · Officers or directors
  3. 12:24ULBI Ultralife Corp · Officers or directors

Filings

23 listed

17:00

  1. 17:48
    PCYO Pure Cycle Corp · Stake amended

21:00

  1. 21:52
    NWBO Northwest Biotherapeutics Inc · New debt

09:00

  1. 09:11
    GOOD Gladstone Commercial Corp · New debt · New agreement
  2. 09:54
    NRT North European Oil Royalty Trust · Proxy statement

12:00

  1. 12:24
    ULBI Ultralife Corp · Officers or directors

13:00

  1. 13:05
    DJCO Daily Journal Corp · Annual report
  2. 13:24
    SGU Star Group, L.P. · Restated financials

15:00

  1. 15:30
    KLNG Koil Energy Solutions, Inc. · Acquisition or sale completed (amended)
  2. 15:32
    TWI Titan International Inc · Announcement
  3. 15:41
    HROW Harrow, Inc. · Auditor change

16:00

  1. 16:34
    GTHP Guided Therapeutics Inc · New debt · New agreement
  2. 16:59
    NMPGY Navios Maritime Holdings Inc. · Tender offer
  3. 16:59
    DHY UBS Asset Management High Yield Credit Fund · Proxy statement

17:00

  1. 17:03
    NEU Newmarket Corp · New debt · New agreement
  2. 17:13
    IEP Icahn Enterprises L.P. · New agreement · Officers or directors

18:00

  1. 18:01
    AHNRF Athena Gold Corp · Officers or directors

19:00

  1. 19:06
    WFCF Where Food Comes From, Inc. · Unregistered shares sold

—

  1. —
    UTGN UTG Inc · Current report
  2. —
    NUVR Nuvera Communications, Inc. · Current report
  3. —
    TLF Tandy Leather Factory Inc · Current report
  4. —
    BCLI Brainstorm Cell Therapeutics Inc. · Current report
  5. —
    — Iberdrola, S.A. · Merger communication
  6. —
    COHN Cohen & Co Inc. · Current report
23 of 23

Index

Forms filed

  • Insider filing442
  • Current report8-K16
  • Foreign issuer report6-K12
  • NSAR-B10
  • Insider filing, amended4/A8
  • N-Q5
  • CORRESP3
  • Initial ownership32
  • Proxy statementDEF 14A2
  • N-CSR2
  • NSAR-A2
  • UPLOAD2
  • Annual report10-K1
  • 10KSB1
  • 10QSB/A1
  • Delisting251
  • Prospectus supplement424B31
  • Merger communication4251
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • N-CSRS1
  • NSAR-A/A1
  • Preliminary proxy statementPRE 14A1
  • Stake amendedSC 13D/A1
  • Tender offerSC TO-I1
  • SC TO-T/A1

29 companies

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