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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 14, 2006

Friday, December 15, 2006

159 filings · 98 companiesAll checks passed · Updated Nov 10

Mon, Dec 18, 2006 ›
The dayFriday, December 15

By time of day

34 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

2 announced

Pre-market1

  • 06:04GNSSGenasys Inc.

After-hours1

  • 16:03SGUStar Group, L.P.

Reports

3 quarterly · 2 annual
  1. Frequency Electronics IncFEIM · 10-Q · Oct 31 · 12:25
    ——
  2. Asure Software IncASUR · 10-Q · Oct 31 · 12:37
    ——
  3. Value Line IncVALU · 10-Q · Oct 31 · 21:10
    ——
  4. Tennessee Valley AuthorityTVE · 10-K · Sep 30 · —
    ——
  5. Sifco Industries IncSIF · 10-K · Sep 30 · —
    ——

Insiders

13 filings
Purchases$98.94K5 filings
Sales$1.57M8 filings
RMTRoyce Micro-Cap Trust, Inc. · Charles M Royce, President$776.51KSale · 50,000 sh
HERZHerzfeld Credit Income Fund, Inc · Thomas J Herzfeld, President$291.63KSale · 18,721 sh
JJSFJ&J Snack Foods Corp · Leonard M Lodish, Director$192.29KSale · 4,000 sh
DMLPDorchester Minerals, L.P. · Lucent Technologies Inc. Master Pension Trust, 10% owner$171.68KSale · 7,372 sh
USLMUnited States Lime & Minerals Inc · Johnney Bowers, VP - Manufactuting$71.47KSale · 2,000 sh
KZIAKazia Therapeutics Ltd · Austin Josiah T, 10% owner$70.08KPurchase · 6,800 sh
Open insider activity

Agreements

3 filings
  1. 22:03GRVE Groove Botanicals Inc. · New agreement
  2. 19:51SHOE Shoe Station Group Inc · New agreement
  3. 17:23KNOS Kronos Advanced Technologies Inc · Unregistered shares sold · New agreement

Officers and directors

7 filings
  1. 21:39SGU Star Group, L.P. · Officers or directors
  2. 21:22BDCO Blue Dolphin Energy Co · Officers or directors
  3. 17:13FKYS First Keystone Corp · Officers or directors
  4. 17:04ASTC Astrotech Corp · Officers or directors
  5. 17:00KFY Korn Ferry · Officers or directors
  6. 16:29KLNG Koil Energy Solutions, Inc. · Unregistered shares sold · Officers or directors
  7. 11:59CREX Creative Realities, Inc. · Officers or directors (amended)

Filings

34 listed

18:00

  1. 18:31
    MMMW Mass Megawatts Wind Power Inc · Investor disclosure

21:00

  1. 21:52
    GNSS Genasys Inc. · Late filing notice

06:00

  1. 06:04
    GNSS Genasys Inc. · Results, pre-market

07:00

  1. 07:30
    AXTI AXT Inc · Announcement

09:00

  1. 09:03
    NTTYY Nippon Telegraph & Telephone Corp · Stake amended

11:00

  1. 11:07
    TSBK Timberland Bancorp Inc · Proxy statement
  2. 11:59
    CREX Creative Realities, Inc. · Officers or directors (amended)

12:00

  1. 12:25
    FEIM Frequency Electronics Inc · Quarterly report
  2. 12:37
    ASUR Asure Software Inc · Quarterly report

13:00

  1. 13:17
    LPTH Lightpath Technologies Inc · Auditor change

15:00

  1. 15:09
    RTCJF Baijiayun Group Ltd · Amended registration statement
  2. 15:17
    SGU Star Group, L.P. · Late filing notice
  3. 15:43
    TSSI TSS, Inc. · Announcement

16:00

  1. 16:03
    SGU Star Group, L.P. · Results, after-hours
  2. 16:29
    KLNG Koil Energy Solutions, Inc. · Unregistered shares sold · Officers or directors
  3. 16:33
    NIMU NON Invasive Monitoring Systems Inc · Late filing notice
  4. 16:43
    KLNG Koil Energy Solutions, Inc. · Late filing notice

17:00

  1. 17:00
    KFY Korn Ferry · Officers or directors
  2. 17:04
    ASTC Astrotech Corp · Officers or directors
  3. 17:07
    REED Reed's, Inc. · Announcement
  4. 17:13
    FKYS First Keystone Corp · Officers or directors
  5. 17:14
    SRCO Sparta Commercial Services, Inc. · Late filing notice
  6. 17:23
    KNOS Kronos Advanced Technologies Inc · Unregistered shares sold · New agreement

19:00

  1. 19:51
    SHOE Shoe Station Group Inc · New agreement

21:00

  1. 21:10
    VALU Value Line Inc · Quarterly report
  2. 21:22
    BDCO Blue Dolphin Energy Co · Officers or directors
  3. 21:39
    SGU Star Group, L.P. · Officers or directors

22:00

  1. 22:03
    GRVE Groove Botanicals Inc. · New agreement

—

  1. —
    TVE Tennessee Valley Authority · Annual report
  2. —
    SIF Sifco Industries Inc · Annual report
  3. —
    SIF Sifco Industries Inc · Proxy statement
  4. —
    — Cabo Verde Capital Inc. · Current report
  5. —
    — Iberdrola, S.A. · Merger communication
  6. —
    — Apple iSports Group, Inc. · Late filing notice
34 of 34

Index

Forms filed

  • Insider filing444
  • Annual ownership519
  • Foreign issuer report6-K19
  • Current report8-K17
  • 10QSB7
  • Initial ownership36
  • CORRESP5
  • Late filing noticeNT 10-Q4
  • Quarterly report10-Q3
  • 10QSB/A3
  • Insider filing, amended4/A3
  • Annual report10-K2
  • Proxy statementDEF 14A2
  • Late filing noticeNT 10-K2
  • PRE 14C2
  • Employee plan registrationS-82
  • UPLOAD2
  • 10KSB/A1
  • 40-17G1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Merger communication4251
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • Amended registration statementF-1/A1
  • PREM14C1
  • REGDEX1
  • REGDEX/A1
  • Shelf registrationS-31
  • S-3MEF1
  • Stake amendedSC 13D/A1
  • Passive stake amendedSC 13G/A1
  • SC TO-C1
  • SUPPL1

37 companies

A

B

C

D

F

G

H

I

  • Iberdrola, S.A.

J

K

L

M

N

P

R

S

T

U

V