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What covered companies filed with the SEC, day by day.

  1. 22
  2. 24
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  4. 28
  5. 29
  6. 30
  7. 1
  8. 4
  9. 5
‹ Mon, Dec 4, 2006

Tuesday, December 5, 2006

106 filings · 82 companiesAll checks passed · Updated Nov 10

Wed, Dec 6, 2006 ›
The dayTuesday, December 5

By time of day

21 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

1 announced

Market hours1

  • 13:30REXREX American Resources Corp

Insiders

12 filings
Purchases$3.41M3 filings
Sales$2.37M9 filings
ULBIUltralife Corp · Grace Brothers Ltd, 10% owner$3.34MPurchase · 324,540 sh
ANIXAnixa Biosciences Inc · Frank J Disanto, President$1.01MSale · 1,785,905 sh
MXEMexico Equity & Income Fund Inc · Deutsche Bank AG, 10% owner$695.89KSale · 24,304 sh
SAFTSafety Insurance Group Inc · N Edward Patrick JR, VP - Underwriting$383.42KSale · 7,380 sh
PRSOPeraso Inc. · Wing YU Leung, Executive VP and CTO$228.75KSale · 25,000 sh
KZIAKazia Therapeutics Ltd · Austin Josiah T, 10% owner$71.78KPurchase · 7,100 sh
Open insider activity

Agreements

2 filings
  1. 18:22GBR New Concept Energy, Inc. · Acquisition or sale completed · New agreement
  2. 16:34PPC Pilgrims Pride Corp · New debt · New agreement · Officers or directors

Officers and directors

6 filings
  1. 17:07FRD Friedman Industries Inc · Officers or directors
  2. 16:34PPC Pilgrims Pride Corp · New debt · New agreement · Officers or directors
  3. 15:14CHSCP CHS Inc · Bylaws or fiscal year changed · Officers or directors
  4. 14:05CRWE Crown Equity Holdings, Inc. · Officers or directors
  5. 14:01CVU CPI Aerostructures Inc · Officers or directors
  6. 20:31CATO Cato Corp · Officers or directors

Filings

21 listed

20:00

  1. 20:31
    CATO Cato Corp · Officers or directors

13:00

  1. 13:30
    REX REX American Resources Corp · Results, market hours

14:00

  1. 14:01
    CVU CPI Aerostructures Inc · Officers or directors
  2. 14:05
    CRWE Crown Equity Holdings, Inc. · Officers or directors
  3. 14:14
    SCND Scientific Industries Inc · Change in control · Acquisition or sale completed · Unregistered shares sold
  4. 14:20
    SLNG Stabilis Solutions, Inc. · Proxy statement

15:00

  1. 15:14
    CHSCP CHS Inc · Bylaws or fiscal year changed · Officers or directors
  2. 15:51
    CREX Creative Realities, Inc. · Unregistered shares sold

16:00

  1. 16:06
    MLR Miller Industries Inc · Stake amended
  2. 16:11
    CMS-PB Consumers Energy Co · Auditor change
  3. 16:34
    PPC Pilgrims Pride Corp · New debt · New agreement · Officers or directors
  4. 16:37
    ULBI Ultralife Corp · Stake amended

17:00

  1. 17:06
    LITS Lite Strategy, Inc. · Bylaws or fiscal year changed
  2. 17:07
    FRD Friedman Industries Inc · Officers or directors

18:00

  1. 18:11
    AXR Amrep Corp. · Stake reported
  2. 18:22
    GBR New Concept Energy, Inc. · Acquisition or sale completed · New agreement

—

  1. —
    STLY HG Holdings, Inc. · Current report
  2. —
    GRNL Greenlite Ventures Inc · Current report
  3. —
    PTOS P2 Solar, Inc. · Current report
  4. —
    — Iberdrola, S.A. · Merger communication
  5. —
    EFOI Energy Focus, Inc · Current report
21 of 21

Index

Forms filed

  • Insider filing431
  • Current report8-K16
  • Foreign issuer report6-K15
  • Initial ownership36
  • UPLOAD5
  • CORRESP4
  • EFFECT3
  • N-CSR3
  • Insider filing, amended4/A2
  • REGDEX2
  • Stake amendedSC 13D/A2
  • 10KSB1
  • 10KSB/A1
  • Notice of intent to sell1441
  • Prospectus supplement424B31
  • Merger communication4251
  • Exchange listing8-A12B1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • Free writing prospectusFWP1
  • N-23C-21
  • N-CSRS1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • REGDEX/A1
  • SB-2/A1
  • Stake reportedSC 13D1
  • SC TO-T/A1

28 companies

A

C

E

F

G

H

I

  • Iberdrola, S.A.

K

L

M

N

O

P

R

S

U