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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 30, 2006

Friday, December 1, 2006

154 filings · 83 companiesAll checks passed · Updated Nov 10

Mon, Dec 4, 2006 ›
The dayFriday, December 1

By time of day

24 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

2 announced

Pre-market2

  • 07:07INNIInnovaro, Inc.
  • 07:07WMGWarner Music Group Corp.

Reports

3 quarterly · 3 annual
  1. Warner Music Group Corp.WMG · 10-K · Sep 30 · 08:03
    ——
  2. Cato CorpCATO · 10-Q · Oct 28 · 08:30
    ——
  3. Tenax Therapeutics, Inc.TENX · 10-Q · Oct 31 · 13:53
    ——
  4. Ingles Markets IncIMKTA · 10-K · Sep 30 · 17:15
    ——
  5. Innsuites Hospitality TrustIHT · 10-Q · Oct 31 · 20:39
    ——
  6. Hannan Metals Ltd.HANNF · 20-F · May 31 · —
    ——

Insiders

19 filings
Purchases$969.47K8 filings
Sales$1.28M11 filings
ULBIUltralife Corp · Grace Brothers Ltd, 10% owner$796.33KPurchase · 77,432 sh
GOODGladstone Commercial Corp · Terry LEE Brubaker, COO$648.13KSale · 32,211 sh
SHOEShoe Station Group Inc · Timothy T Baker, EXEC. VP - STORE OPERATIONS$274.92KSale · 10,200 sh
JCTCJewett Cameron Trading Co Ltd · Donald M Boone, President/CEO/Treasurer$81.60KSale · 5,500 sh
JCTCJewett Cameron Trading Co Ltd · Michael Charles Nasser, Corporate Secretary$75.06KSale · 5,000 sh
KZIAKazia Therapeutics Ltd · Austin Josiah T, 10% owner$68.51KPurchase · 6,800 sh
Open insider activity

Agreements

2 filings
  1. 16:34ULH Universal Logistics Holdings, Inc. · New agreement
  2. 16:32TOVX Theriva Biologics, Inc. · Unregistered shares sold · New agreement

Officers and directors

3 filings
  1. 12:13MFIC MidCap Financial Investment Corp · Officers or directors
  2. 09:37IGC IGC Pharma, Inc. · Officers or directors
  3. 08:47FWDI Forward Industries, Inc. · Officers or directors

Filings

24 listed

07:00

  1. 07:07
    INNI Innovaro, Inc. · Results, pre-market
  2. 07:07
    WMG Warner Music Group Corp. · Results, pre-market

08:00

  1. 08:03
    WMG Warner Music Group Corp. · Annual report
  2. 08:30
    CATO Cato Corp · Quarterly report
  3. 08:47
    FWDI Forward Industries, Inc. · Officers or directors

09:00

  1. 09:37
    IGC IGC Pharma, Inc. · Officers or directors

12:00

  1. 12:13
    MFIC MidCap Financial Investment Corp · Officers or directors
  2. 12:35
    B Barrick Mining Corp · Stake reported

13:00

  1. 13:53
    TENX Tenax Therapeutics, Inc. · Quarterly report

16:00

  1. 16:04
    KF Korea Fund Inc · Stake amended
  2. 16:32
    TOVX Theriva Biologics, Inc. · Unregistered shares sold · New agreement
  3. 16:34
    ULH Universal Logistics Holdings, Inc. · New agreement
  4. 16:49
    PROV Provident Financial Holdings Inc · Impairment

17:00

  1. 17:12
    SRL Scully Royalty Ltd. · Stake amended
  2. 17:15
    IMKTA Ingles Markets Inc · Annual report
  3. 17:24
    MLCO Melco Resorts & Entertainment LTD · Registration statement

20:00

  1. 20:39
    IHT Innsuites Hospitality Trust · Quarterly report

22:00

  1. 22:30
    SNOA Sonoma Pharmaceuticals, Inc. · Amended registration statement

—

  1. —
    JBK Lehman ABS Corp Goldman Sachs CAP 1 SEC Backed SER 2004-6 · Current report
  2. —
    REOS ReoStar Energy CORP · Current report
  3. —
    CYAN Cyanotech Corp · Current report
  4. —
    HANNF Hannan Metals Ltd. · Annual report
  5. —
    SRRE Sunrise Real Estate Group Inc · Current report
  6. —
    COHN Cohen & Co Inc. · Current report
24 of 24

Index

Forms filed

  • Insider filing452
  • Annual ownership533
  • Current report8-K13
  • Initial ownership311
  • Foreign issuer report6-K11
  • Initial ownership, amended3/A7
  • Quarterly report10-Q3
  • Annual report10-K2
  • Shelf registrationS-32
  • Stake amendedSC 13D/A2
  • UPLOAD2
  • 10QSB/A1
  • Annual report20-F1
  • 40-6C/A1
  • Prospectus supplement424B31
  • Exchange listing8-A12B1
  • CORRESP1
  • Registration statementF-11
  • Free writing prospectusFWP1
  • N-2/A1
  • POS AM1
  • REGDEX1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • SB-2/A1
  • Stake reportedSC 13D1
  • SC TO-T/A1

30 companies

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