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What covered companies filed with the SEC, day by day.

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‹ Mon, Nov 27, 2006

Tuesday, November 28, 2006

145 filings · 91 companiesAll checks passed · Updated Nov 10

Wed, Nov 29, 2006 ›
The dayTuesday, November 28

By time of day

24 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Insiders

20 filings
Purchases$4.10B11 filings
Sales$294.67K9 filings
COHNCohen & Co Inc. · Shami Patel, COO and CIO$2.50BPurchase · 16,667 sh
COHNCohen & Co Inc. · Charles W Wolcott, Director$900.00MPurchase · 10,000 sh
COHNCohen & Co Inc. · John Longino, CFO and Treasurer$277.72MPurchase · 5,555 sh
COHNCohen & Co Inc. · Thomas Costello, Director$225.00MPurchase · 5,000 sh
COHNCohen & Co Inc. · Jack Haraburda, Director$144.00MPurchase · 4,000 sh
COHNCohen & Co Inc. · Rodney e Bennett, Director$36.00MPurchase · 2,000 sh
Open insider activity

Agreements

6 filings
  1. 22:08ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement
  2. 16:58IEP Icahn Enterprises L.P. · Acquisition or sale completed · New agreement
  3. 16:40CHUC Charlie's Holdings, Inc. · New debt · New agreement
  4. 15:53RAVE Rave Restaurant Group, Inc. · New agreement
  5. 10:14GOOD Gladstone Commercial Corp · New debt · New agreement
  6. 19:51FLUX Flux Power Holdings, Inc. · New agreement

Officers and directors

2 filings
  1. 17:17LODE Comstock Inc. · Bylaws or fiscal year changed · Officers or directors
  2. 16:51FA First Advantage Corp · Officers or directors

Filings

24 listed

19:00

  1. 19:51
    FLUX Flux Power Holdings, Inc. · New agreement

09:00

  1. 09:37
    DIT Amcon Distributing Co · Investor disclosure

10:00

  1. 10:14
    GOOD Gladstone Commercial Corp · New debt · New agreement

11:00

  1. 11:45
    GNSS Genasys Inc. · Announcement

15:00

  1. 15:20
    ECF Ellsworth Growth & Income Fund Ltd · Proxy statement
  2. 15:53
    RAVE Rave Restaurant Group, Inc. · New agreement
  3. 15:59
    IFNNY Infineon Technologies AG · Stake amended

16:00

  1. 16:17
    FGPR Ferrellgas Partners L P · Investor disclosure
  2. 16:28
    FNFI First Niles Financial Inc · Announcement
  3. 16:40
    CHUC Charlie's Holdings, Inc. · New debt · New agreement
  4. 16:44
    NPK National Presto Industries Inc · Auditor change
  5. 16:51
    FA First Advantage Corp · Officers or directors
  6. 16:58
    IEP Icahn Enterprises L.P. · Acquisition or sale completed · New agreement
  7. 16:58
    NTIP NETWORK-1 Technologies, Inc. · Announcement

17:00

  1. 17:10
    LARK Landmark Bancorp Inc · Announcement
  2. 17:17
    LODE Comstock Inc. · Bylaws or fiscal year changed · Officers or directors
  3. 17:27
    CMS-PB Consumers Energy Co · Acquisition or sale completed

22:00

  1. 22:08
    ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement

—

  1. —
    WDLF Decentral Life, Inc. · Late filing notice
  2. —
    TGLO Theglobe Com Inc · Current report
  3. —
    — Iberdrola, S.A. · Merger communication
  4. —
    — Iberdrola, S.A. · Merger communication
  5. —
    — Iberdrola, S.A. · Merger communication
  6. —
    NWPG Newport Gold, Inc. · Current report
24 of 24

Index

Forms filed

  • Insider filing427
  • Initial ownership322
  • Foreign issuer report6-K20
  • Current report8-K18
  • N-Q11
  • Annual ownership56
  • Prospectus supplement424B34
  • UPLOAD4
  • 10QSB/A3
  • Merger communication4253
  • CORRESP3
  • SUPPL3
  • EFFECT2
  • NSAR-A2
  • POS AM2
  • 10KSB/A1
  • 25/A1
  • 40-17G1
  • 4971
  • 6-K/A1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • Free writing prospectusFWP1
  • N-30D1
  • NSAR-B1
  • Late filing noticeNT 10-K1
  • PRE 14C1
  • SB-2/A1
  • Stake amendedSC 13D/A1

24 companies

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