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News

What covered companies filed with the SEC, day by day.

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  8. 14
  9. 15
  10. 16
‹ Wed, Nov 15, 2006

Thursday, November 16, 2006

117 filings · 92 companiesAll checks passed · Updated Nov 10

Fri, Nov 17, 2006 ›
The dayThursday, November 16

By time of day

27 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

7 announced

Pre-market1

After-hours6

  • 16:04SHOEShoe Station Group Inc
  • 16:14POCIPrecision Optics Corporation, Inc.
  • 20:03GBRNew Concept Energy, Inc.
  • 21:00IORIncome Opportunity Realty Investors Inc
  • 21:02TCITranscontinental Realty Investors Inc
  • 21:04ARLAmerican Realty Investors Inc

Reports

2 quarterly · 1 annual
  1. Asure Software IncASUR · 10-K/A · Jul 31 · 15:14
    ——
  2. Interlink Electronics IncLINK · 10-Q · Mar 31 · —
    ——
  3. Interlink Electronics IncLINK · 10-Q · Jun 30 · —
    ——

Insiders

20 filings
Purchases$949.19K10 filings
Sales$2.14M10 filings
ALXAlexanders Inc · Russell B Wight JR, Director$687.35KSale · 2,000 sh
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$679.25KPurchase · 17,100 sh
NEUNewmarket Corp · Charles B Walker, Director$398.76KSale · 6,124 sh
GOODGladstone Commercial Corp · Paul W Adelgren, Director$278.10KSale · 13,500 sh
MLRMiller Industries Inc · Jeffrey I Badgley, President and Co-CEO$274.19KSale · 12,144 sh
NEUNewmarket Corp · Alex McLean, Senior VP Afton Chemical Corp$198.45KSale · 3,114 sh
Open insider activity

Agreements

3 filings
  1. 16:37ECIA Encision Inc · New debt · New agreement
  2. 13:09RSCF Reflect Scientific, Inc. · New agreement
  3. 01:58EAXR Ealixir, Inc. · New debt · Unregistered shares sold · New agreement

Officers and directors

3 filings
  1. 17:16FWDI Forward Industries, Inc. · Officers or directors
  2. 16:00GLGI Greystone Logistics, Inc. · Officers or directors
  3. 23:50DPLS DarkPulse, Inc. · Officers or directors

Filings

27 listed

23:00

  1. 23:50
    DPLS DarkPulse, Inc. · Officers or directors

01:00

  1. 01:58
    EAXR Ealixir, Inc. · New debt · Unregistered shares sold · New agreement

08:00

  1. 08:13
    SFST Southern First Bancshares Inc · Investor disclosure

09:00

  1. 09:02
    CATO Cato Corp · Results, pre-market

11:00

  1. 11:09
    TY Tri-Continental Corp · Investor disclosure

12:00

  1. 12:26
    HWBK Hawthorn Bancshares, Inc. · Announcement

13:00

  1. 13:09
    RSCF Reflect Scientific, Inc. · New agreement

14:00

  1. 14:25
    BVFL BV Financial, Inc. · Announcement

15:00

  1. 15:01
    FNFI First Niles Financial Inc · Proxy statement
  2. 15:14
    ASUR Asure Software Inc · Amended annual report
  3. 15:59
    TY Tri-Continental Corp · Investor disclosure

16:00

  1. 16:00
    GLGI Greystone Logistics, Inc. · Officers or directors
  2. 16:04
    SHOE Shoe Station Group Inc · Results, after-hours
  3. 16:14
    POCI Precision Optics Corporation, Inc. · Results, after-hours
  4. 16:19
    HERZ Herzfeld Credit Income Fund, Inc · Announcement
  5. 16:37
    ECIA Encision Inc · New debt · New agreement
  6. 16:42
    III Information Services Group Inc. · Amended registration statement

17:00

  1. 17:16
    FWDI Forward Industries, Inc. · Officers or directors

20:00

  1. 20:03
    GBR New Concept Energy, Inc. · Results, after-hours

21:00

  1. 21:00
    IOR Income Opportunity Realty Investors Inc · Results, after-hours
  2. 21:02
    TCI Transcontinental Realty Investors Inc · Results, after-hours
  3. 21:04
    ARL American Realty Investors Inc · Results, after-hours

—

  1. —
    SID National Steel Co · Merger communication
  2. —
    UTSI Utstarcom Holdings Corp. · Current report
  3. —
    LINK Interlink Electronics Inc · Quarterly report
  4. —
    LINK Interlink Electronics Inc · Quarterly report
  5. —
    EFOI Energy Focus, Inc · Current report
27 of 27

Index

Forms filed

  • Insider filing437
  • Current report8-K21
  • Foreign issuer report6-K18
  • UPLOAD8
  • 10QSB7
  • 40-17G3
  • CORRESP3
  • Quarterly report10-Q2
  • 424B12
  • Proxy materialDEFA14A2
  • Amended annual report10-K/A1
  • 10QSB/A1
  • Initial ownership31
  • Merger communication4251
  • Proxy statementDEF 14A1
  • Free writing prospectusFWP1
  • N-2/A1
  • N-30B-21
  • N-Q1
  • NTN 10Q1
  • Amended registration statementS-1/A1
  • SB-2/A1
  • SC 13E3/A1
  • SC TO-T/A1

31 companies

A

B

C

D

E

F

G

H

I

K

M

N

P

R

S

T

U