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News

What covered companies filed with the SEC, day by day.

  1. 27
  2. 30
  3. 31
  4. 1
  5. 2
  6. 3
  7. 5
  8. 6
  9. 7
  10. 8
‹ Tue, Nov 7, 2006

Wednesday, November 8, 2006

161 filings · 134 companiesAll checks passed · Updated Nov 10

Thu, Nov 9, 2006 ›
The dayWednesday, November 8

By time of day

63 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

7 announced

Pre-market1

  • 09:27ARMPArmata Pharmaceuticals, Inc.

After-hours6

  • 16:09RCMTRCM Technologies, Inc.
  • 16:19GAIAGaia, Inc
  • 16:36TSBKTimberland Bancorp Inc
  • 17:06MLRMiller Industries Inc
  • 17:07PTBSPotomac Bancshares Inc
  • 21:05JJSFJ&J Snack Foods Corp

Reports

36 quarterly · 0 annual
  1. Lite Strategy, Inc.LITS · 10-Q · Nov 6 · 18:04
    ——
  2. Ceva IncCEVA · 10-Q · Sep 30 · 07:58
    ——
  3. Hills BancorporationHBIA · 10-Q · Sep 30 · 09:56
    ——
  4. Anika Therapeutics, Inc.ANIK · 10-Q · Sep 30 · 10:25
    ——
  5. Rand Capital CorpRAND · 10-Q · Sep 30 · 10:59
    ——
  6. Oppenheimer Holdings IncOPY · 10-Q · Sep 30 · 12:27
    ——
  7. Capstone Holding Corp.CAPS · 10-Q · Sep 30 · 13:02
    ——
  8. First Keystone CorpFKYS · 10-Q · Sep 30 · 13:05
    ——
  9. First Northern Community BancorpFNRN · 10-Q · Sep 30 · 14:07
    ——
  10. Plumas BancorpPLBC · 10-Q · Sep 30 · 14:35
    ——

Insiders

11 filings
Purchases$113.35K6 filings
Sales$650.00K5 filings
UONEUrban One, Inc. · L Ross Love, Director$276.34KSale · 40,000 sh
PEBKPeoples Bancorp of North Carolina Inc · Lance a Sellers, EVP and Chief Credit Officer$143.03KSale · 4,800 sh
APTAlpha Pro Tech Ltd · Scheerer Michael, Sr VP- Sales & marketing$116.78KSale · 50,000 sh
APTAlpha Pro Tech Ltd · Scheerer Michael, Sr VP- Sales & marketing$87.45KPurchase · 100,000 sh
MXEMexico Equity & Income Fund Inc · Deutsche Bank AG, 10% owner$65.77KSale · 2,800 sh
LTCLTC Properties Inc · Pamela Shelley-Kessler, VP, Controller & Secretary$48.09KSale · 1,800 sh
Open insider activity

Agreements

2 filings
  1. 16:41ISCO International Stem Cell CORP · New agreement
  2. 11:24OPNW OpenWorld, Inc. · New debt · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 22:21BYFC Broadway Financial Corp de · Officers or directors
  2. 11:27HWKN Hawkins Inc · Officers or directors

Filings

63 listed

18:00

  1. 18:04
    LITS Lite Strategy, Inc. · Quarterly report
  2. 18:16
    FGPR Ferrellgas Partners L P · Stake amended

21:00

  1. 21:50
    NOA North American Construction Group Ltd. · Amended registration statement

23:00

  1. 23:53
    BIOM Biomolecular Life Holdings, Inc. · Announcement

02:00

  1. 02:36
    CAPR Capricor Therapeutics, Inc. · Auditor change

07:00

  1. 07:58
    CEVA Ceva Inc · Quarterly report

09:00

  1. 09:27
    ARMP Armata Pharmaceuticals, Inc. · Results, pre-market
  2. 09:56
    HBIA Hills Bancorporation · Quarterly report

10:00

  1. 10:25
    ANIK Anika Therapeutics, Inc. · Quarterly report
  2. 10:59
    RAND Rand Capital Corp · Quarterly report

11:00

  1. 11:24
    OPNW OpenWorld, Inc. · New debt · Unregistered shares sold · New agreement
  2. 11:27
    HWKN Hawkins Inc · Officers or directors

12:00

  1. 12:08
    SFST Southern First Bancshares Inc · Current report
  2. 12:27
    OPY Oppenheimer Holdings Inc · Quarterly report
  3. 12:44
    PETS Petmed Express Inc · Announcement · Investor disclosure

13:00

  1. 13:02
    CAPS Capstone Holding Corp. · Quarterly report
  2. 13:05
    FKYS First Keystone Corp · Quarterly report

14:00

  1. 14:07
    FNRN First Northern Community Bancorp · Quarterly report
  2. 14:30
    KTH Structured Products Corp Corts TR for Peco Energy CAP TR III · Announcement
  3. 14:35
    PLBC Plumas Bancorp · Quarterly report
  4. 14:35
    FA First Advantage Corp · Quarterly report

15:00

  1. 15:18
    FNLC First Bancorp, Inc · Quarterly report
  2. 15:28
    MBWM Mercantile Bank Corp · Quarterly report
  3. 15:33
    IBOC International Bancshares Corp · Quarterly report
  4. 15:51
    THFF First Financial Corp · Quarterly report
  5. 15:53
    ARTNA Artesian Resources Corp · Quarterly report
  6. 15:59
    IOR Income Opportunity Realty Investors Inc · Proxy statement

16:00

  1. 16:05
    ENJ Entergy New Orleans, LLC · Quarterly report
  2. 16:05
    EMP Entergy Mississippi, LLC · Quarterly report
  3. 16:05
    EAI Entergy Arkansas, LLC · Quarterly report
  4. 16:05
    ELC Entergy Louisiana, LLC · Quarterly report
  5. 16:09
    RCMT RCM Technologies, Inc. · Results, after-hours
  6. 16:09
    RAIL FreightCar America, Inc. · Quarterly report
  7. 16:19
    GAIA Gaia, Inc · Results, after-hours
  8. 16:22
    NKSH National Bankshares Inc · Quarterly report
  9. 16:25
    UHAL U-Haul Holding Co · Quarterly report
  10. 16:33
    HGBL Heritage Global Inc. · Quarterly report
  11. 16:36
    TSBK Timberland Bancorp Inc · Results, after-hours
  12. 16:39
    KF Korea Fund Inc · Stake amended
  13. 16:41
    ISCO International Stem Cell CORP · New agreement
40 of 63

Index

Forms filed

  • Quarterly report10-Q35
  • Foreign issuer report6-K28
  • Current report8-K23
  • Insider filing416
  • EFFECT7
  • UPLOAD6
  • Initial ownership35
  • 10QSB4
  • N-CSR4
  • Passive stake reportedSC 13G4
  • Insider filing, amended4/A3
  • Passive stake amendedSC 13G/A3
  • Prospectus supplement424B32
  • Stake amendedSC 13D/A2
  • 10KSB/A1
  • Amended quarterly report10-Q/A1
  • 10QSB/A1
  • 4971
  • 5/A1
  • Exchange listing8-A12B1
  • 8-A12B/A1
  • CORRESP1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • Amended registration statementF-1/A1
  • N-2MEF1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • REGDEX/A1
  • Merger registrationS-41
  • SB-2/A1
  • SC TO-C1
  • SC TO-T/A1

65 companies

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