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News

What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 2, 2006

Friday, November 3, 2006

140 filings · 103 companiesAll checks passed · Updated Nov 10

Mon, Nov 6, 2006 ›
The dayFriday, November 3

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

10 announced

Market hours4

  • 08:39INNIInnovaro, Inc.
  • 08:53AILIHAmeren Illinois Co
  • 09:41SCE-PGSouthern California Edison Co
  • 12:53ALNTAllient Inc

After-hours6

  • 20:11PNMXOPublic Service Co of New Mexico
  • 15:07FKYSFirst Keystone Corp
  • 15:25CPSHCPS Technologies Corp
  • 16:26SEBSeaboard Corp
  • 16:45CZWICitizens Community Bancorp Inc.
  • 16:46GHCGraham Holdings Co

Reports

16 quarterly · 0 annual
  1. Odyssey Marine Exploration IncOMEX · 10-Q · Sep 30 · 07:31
    ——
  2. Landstar System IncLSTR · 10-Q · Sep 30 · 08:30
    ——
  3. Southern California Edison CoSCE-PG · 10-Q · Sep 30 · 10:06
    ——
  4. Nortech Systems IncNSYS · 10-Q · Sep 30 · 10:50
    ——
  5. CNA Financial CorpCNA · 10-Q · Sep 30 · 10:55
    ——
  6. Utah Medical Products IncUTMD · 10-Q · Sep 30 · 13:13
    ——
  7. Landmark Bancorp IncLARK · 10-Q · Sep 30 · 13:51
    ——
  8. Strattec Security CorpSTRT · 10-Q · Oct 1 · 16:01
    ——
  9. Cognex CorpCGNX · 10-Q · Oct 1 · 16:01
    ——
  10. Seaboard CorpSEB · 10-Q · Sep 30 · 16:28
    ——

Insiders

14 filings
Purchases$1.13M5 filings
Sales$11.10M9 filings
TZOOTravelzoo · Tzoo Inc, 10% owner$5.32MSale · 170,000 sh
TZOOTravelzoo · Ralph Bartel, Chief Executive Officer$5.27MSale · 168,300 sh
DEIDouglas Emmett Inc · Victor J Coleman, Director$1.05MPurchase · 50,000 sh
NVECNVE Corp · Robert Irish, Director$208.67KSale · 4,800 sh
OPYOppenheimer Holdings Inc · Richard Crystal, Director$99.08KSale · 3,000 sh
GHMGraham Corp · Cornelius S VAN Rees, Director$58.81KSale · 4,500 sh
Open insider activity

Agreements

7 filings
  1. 17:20SWKHL SWK Holdings Corp · New agreement
  2. 14:28RWAX TAP Real Estate Technologies, Inc. · New agreement (amended)
  3. 13:47ASTC Astrotech Corp · New agreement
  4. 12:44ACFN Acorn Energy, Inc. · Debt acceleration · New agreement
  5. 08:53AILIH Ameren Illinois Co · Agreement ended · Results, market hours
  6. 07:20NWBO Northwest Biotherapeutics Inc · New debt
  7. 19:11SENEA Seneca Foods Corp · Acquisition or sale completed · Bylaws or fiscal year changed · New debt · Unregistered shares sold · New agreement (amended)

Officers and directors

3 filings
  1. 21:28ARTW Arts WAY Manufacturing Co Inc · Officers or directors
  2. 17:05AMFN American Fusion, Inc. · Officers or directors
  3. 07:44BMNM Bimini Capital Management, Inc. · Officers or directors

Filings

43 listed

19:00

  1. 19:11
    SENEA Seneca Foods Corp · Acquisition or sale completed · Bylaws or fiscal year changed · New debt · Unregistered shares sold · New agreement (amended)

20:00

  1. 20:11
    PNMXO Public Service Co of New Mexico · Results, after-hours

21:00

  1. 21:52
    NOA North American Construction Group Ltd. · Amended registration statement

07:00

  1. 07:20
    NWBO Northwest Biotherapeutics Inc · New debt
  2. 07:31
    OMEX Odyssey Marine Exploration Inc · Quarterly report
  3. 07:44
    BMNM Bimini Capital Management, Inc. · Officers or directors

08:00

  1. 08:30
    LSTR Landstar System Inc · Quarterly report
  2. 08:39
    INNI Innovaro, Inc. · Results, market hours
  3. 08:53
    AILIH Ameren Illinois Co · Agreement ended · Results, market hours

09:00

  1. 09:41
    SCE-PG Southern California Edison Co · Results, market hours

10:00

  1. 10:06
    SCE-PG Southern California Edison Co · Quarterly report
  2. 10:50
    NSYS Nortech Systems Inc · Quarterly report
  3. 10:55
    CNA CNA Financial Corp · Quarterly report

12:00

  1. 12:44
    ACFN Acorn Energy, Inc. · Debt acceleration · New agreement
  2. 12:53
    ALNT Allient Inc · Results, market hours
  3. 12:57
    ODC Oil-Dri Corp of America · Proxy statement

13:00

  1. 13:13
    UTMD Utah Medical Products Inc · Quarterly report
  2. 13:47
    ASTC Astrotech Corp · New agreement
  3. 13:51
    LARK Landmark Bancorp Inc · Quarterly report

14:00

  1. 14:28
    RWAX TAP Real Estate Technologies, Inc. · New agreement (amended)
  2. 14:40
    PED Pedevco Corp · Announcement

15:00

  1. 15:07
    FKYS First Keystone Corp · Results, after-hours
  2. 15:25
    CPSH CPS Technologies Corp · Results, after-hours
  3. 15:37
    IBOC International Bancshares Corp · Investor disclosure

16:00

  1. 16:01
    STRT Strattec Security Corp · Quarterly report
  2. 16:01
    CGNX Cognex Corp · Quarterly report
  3. 16:26
    SEB Seaboard Corp · Results, after-hours
  4. 16:28
    SEB Seaboard Corp · Quarterly report
  5. 16:33
    XPL Solitario Resources Corp. · Quarterly report
  6. 16:41
    FLNA Filana Therapeutics, Inc. · Quarterly report
  7. 16:45
    CZWI Citizens Community Bancorp Inc. · Results, after-hours
  8. 16:46
    APT Alpha Pro Tech Ltd · Quarterly report
  9. 16:46
    GHC Graham Holdings Co · Results, after-hours

17:00

  1. 17:05
    AMFN American Fusion, Inc. · Officers or directors
  2. 17:20
    SWKHL SWK Holdings Corp · New agreement
  3. 17:21
    CVCO Cavco Industries, Inc. · Quarterly report
  4. 17:21
    OTLC Oncotelic Therapeutics, Inc. · Quarterly report
  5. 17:54
    PRKA Parks America, Inc · Acquisition or sale completed

21:00

  1. 21:28
    ARTW Arts WAY Manufacturing Co Inc · Officers or directors

—

  1. —
    AMS American Shared Hospital Services · Current report
40 of 43

Index

Forms filed

  • Insider filing439
  • Current report8-K23
  • Foreign issuer report6-K18
  • Quarterly report10-Q16
  • UPLOAD7
  • Prospectus supplement424B34
  • 40-6C/A3
  • CORRESP3
  • Initial ownership32
  • Current report (amended)8-K/A2
  • EFFECT2
  • Amended shelf registrationS-3/A2
  • 10QSB/A1
  • Prospectus supplement424B51
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • CERTAMX1
  • Proxy statementDEF 14A1
  • Amended registration statementF-1/A1
  • N-2/A1
  • N-30B-21
  • N-CSR1
  • N-CSRS1
  • N-CSRS/A1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • Merger registrationS-41
  • SB-2/A1
  • Passive stake reportedSC 13G1
  • SC TO-I/A1
  • SUPPL1

46 companies

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