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What covered companies filed with the SEC, day by day.

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  10. 30
‹ Fri, Oct 27, 2006

Monday, October 30, 2006

155 filings · 114 companiesAll checks passed · Updated Nov 10

Tue, Oct 31, 2006 ›
The dayMonday, October 30

By time of day

32 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

3 announced

Pre-market1

  • 08:26MZTIMarzetti Co

After-hours2

  • 17:32GCBCGreene Bancorp, Inc.
  • 16:03AXTIAXT Inc

Reports

2 quarterly · 1 annual
  1. Alexanders IncALX · 10-Q · Sep 30 · 08:34
    ——
  2. Graham CorpGHM · 10-Q · Sep 30 · 16:31
    ——
  3. Asure Software IncASUR · 10-K · Jul 31 · 17:20
    ——

Insiders

19 filings
Purchases$382.04K9 filings
Sales$6.80M10 filings
SWKHLSWK Holdings Corp · Empire Capital Management, L.L.C., 10% owner$3.58MSale · 1,009,681 sh
JAKKJakks Pacific Inc · Jack Friedman, Chairman and CEO$2.23MSale · 100,000 sh
LNNLindsay Corp · Dirk Lenie, Vice President of Marketing$345.60KSale · 10,000 sh
CGNXCognex Corp · Eric Ceyrolle, Executive VP of Worldwide$233.34KSale · 10,000 sh
TRTTrio-Tech International · Richard M Horowitz, Director$150.92KSale · 12,000 sh
HCSGHealthcare Services Group Inc · Richard W Hudson, Vice President$131.79KSale · 4,700 sh
Open insider activity

Agreements

4 filings
  1. 16:03AXTI AXT Inc · Impairment · New agreement · Officers or directors · Results, after-hours
  2. 11:06ULH Universal Logistics Holdings, Inc. · New agreement
  3. 10:33PTIX Protagenic Therapeutics, Inc.\new · Change in control · Unregistered shares sold · New agreement · Officers or directors
  4. 19:11SCKT Socket Mobile, Inc. · New debt · New agreement

Officers and directors

2 filings
  1. 16:03AXTI AXT Inc · Impairment · New agreement · Officers or directors · Results, after-hours
  2. 10:33PTIX Protagenic Therapeutics, Inc.\new · Change in control · Unregistered shares sold · New agreement · Officers or directors

Filings

32 listed

17:00

  1. 17:32
    GCBC Greene Bancorp, Inc. · Results, after-hours

19:00

  1. 19:11
    SCKT Socket Mobile, Inc. · New debt · New agreement

08:00

  1. 08:26
    MZTI Marzetti Co · Results, pre-market
  2. 08:34
    ALX Alexanders Inc · Quarterly report

10:00

  1. 10:27
    PTN Palatin Technologies Inc · Proxy statement
  2. 10:33
    PTIX Protagenic Therapeutics, Inc.\new · Change in control · Unregistered shares sold · New agreement · Officers or directors

11:00

  1. 11:06
    ULH Universal Logistics Holdings, Inc. · New agreement

13:00

  1. 13:26
    EPM Evolution Petroleum Corp · Proxy statement

14:00

  1. 14:02
    TSSI TSS, Inc. · Announcement
  2. 14:13
    CSIQ Canadian Solar Inc. · Amended registration statement
  3. 14:26
    REPX Riley Exploration Permian, Inc. · Announcement
  4. 14:26
    DEI Douglas Emmett Inc · Announcement
  5. 14:39
    GLGI Greystone Logistics, Inc. · Announcement
  6. 14:54
    FBSI First Bancshares Inc · Announcement

15:00

  1. 15:08
    BOSC BOS Better Online Solutions Ltd · Amended annual report
  2. 15:34
    ASTC Astrotech Corp · Proxy statement

16:00

  1. 16:03
    AXTI AXT Inc · Impairment · New agreement · Officers or directors · Results, after-hours
  2. 16:09
    ELTP Elite Pharmaceuticals Inc · Announcement
  3. 16:24
    LITS Lite Strategy, Inc. · Proxy statement
  4. 16:28
    — CS Diagnostics Corp. · Auditor change (amended)
  5. 16:31
    GHM Graham Corp · Quarterly report
  6. 16:32
    NIMU NON Invasive Monitoring Systems Inc · Late filing notice

17:00

  1. 17:07
    NSSC Napco Security Technologies, Inc · Proxy statement
  2. 17:10
    CRSF Crisp Momentum Inc. · Late filing notice
  3. 17:18
    JMM Nuveen Multi-Market Income Fund · Proxy statement
  4. 17:20
    ASUR Asure Software Inc · Annual report
  5. 17:22
    SLNG Stabilis Solutions, Inc. · Announcement
  6. 17:23
    NICH Nitches Inc · Acquisition or sale completed

21:00

  1. 21:45
    BESS Bimergen Energy Corp · Auditor change (amended)

—

  1. —
    SUND Sundance Strategies, Inc. · Stake reported
  2. —
    SUND Sundance Strategies, Inc. · Stake reported
  3. —
    CIZN Citizens Holding Co · Current report
32 of 32

Index

Forms filed

  • Insider filing429
  • Foreign issuer report6-K21
  • Current report8-K15
  • N-Q7
  • NSAR-B7
  • 40-17F26
  • Proxy statementDEF 14A6
  • NSAR-A5
  • UPLOAD5
  • CORRESP4
  • Proxy materialDEFA14A3
  • SB-2/A3
  • Asset-backed distribution report10-D2
  • 10-D/A2
  • Quarterly report10-Q2
  • Initial ownership32
  • Current report (amended)8-K/A2
  • EFFECT2
  • Late filing noticeNT 10-K2
  • REGDEX2
  • Stake reportedSC 13D2
  • SC TO-T/A2
  • SUPPL2
  • Annual report10-K1
  • 10KSB/A1
  • 10QSB1
  • Employee plan annual report11-K1
  • Amended annual report20-F/A1
  • Initial ownership, amended3/A1
  • 424B11
  • Prospectus supplement424B31
  • 4971
  • Insider filing, amended4/A1
  • Annual report to shareholdersARS1
  • Amended registration statementF-1/A1
  • F-3/A1
  • Free writing prospectusFWP1
  • N-23C3A1
  • NO ACT1
  • NSAR-B/A1
  • NT 10-K/A1
  • PRER14A1
  • RW1
  • Passive stake amendedSC 13G/A1
  • SC TO-I/A1

37 companies

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