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What covered companies filed with the SEC, day by day.

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‹ Fri, Oct 20, 2006

Monday, October 23, 2006

141 filings · 102 companiesAll checks passed · Updated Nov 10

Tue, Oct 24, 2006 ›
The dayMonday, October 23
Delisting noticesINTG19:06

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

8 announced

Pre-market1

  • 09:01PLBCPlumas Bancorp

Market hours5

  • 11:06BOTJBank of the James Financial Group Inc
  • 11:33PBTPermian Basin Royalty Trust
  • 14:26SJTSan Juan Basin Royalty Trust
  • 15:15PROVProvident Financial Holdings Inc
  • 15:28TWINTwin Disc Inc

After-hours2

  • 16:28NAIINatural Alternatives International Inc
  • 17:05KFFBKentucky First Federal Bancorp

Reports

1 quarterly · 1 annual
  1. Golden Minerals CoAUMN · 10-K/A · Dec 31 · 21:14
    ——
  2. Mosaic ImmunoEngineering Inc.CPMV · 10-Q · Aug 31 · —
    ——

Insiders

9 filings
Purchases$3.67M6 filings
Sales$1.86M3 filings
ABCPAmBase Corp · Richard a Bianco, President & CEO$3.64MPurchase · 6,615,531 sh
LIVELive Ventures Inc · Mathew & Markson, Ltd, 10% owner$1.60MSale · 2,000,000 sh
LSTRLandstar System Inc · Larry S Thomas, Vice President - CIO$232.58KSale · 5,000 sh
ACUAcme United Corp · Asen R Scott, 10% owner$32.24KSale · 2,148 sh
DIMCDimeco Inc · Henry M Skier, Director$11.33KPurchase · 300 sh
CFBKCF Bankshares Inc. · Mark Allio, Chairman & CEO$10.13KPurchase · 1,250 sh
Open insider activity

Agreements

5 filings
  1. 16:51OPY Oppenheimer Holdings Inc · New agreement (amended)
  2. 16:37GAIN Gladstone Investment Corporation · New agreement
  3. 15:22GPJA Georgia Power Co · New agreement
  4. 14:59SGU Star Group, L.P. · New agreement
  5. 13:31MDWK MDWerks, Inc. · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 15:44LTBR Lightbridge Corp · Officers or directors
  2. 15:28TWIN Twin Disc Inc · Officers or directors · Results, market hours

Filings

29 listed

17:00

  1. 17:58
    IEP Icahn Enterprises L.P. · Announcement

19:00

  1. 19:06
    INTG Intergroup Corp · Delisting notice

21:00

  1. 21:25
    NOA North American Construction Group Ltd. · Amended registration statement

01:00

  1. 01:41
    NLST Netlist Inc · Amended registration statement

09:00

  1. 09:00
    CSIQ Canadian Solar Inc. · Registration statement
  2. 09:01
    PLBC Plumas Bancorp · Results, pre-market

11:00

  1. 11:06
    BOTJ Bank of the James Financial Group Inc · Results, market hours
  2. 11:33
    PBT Permian Basin Royalty Trust · Results, market hours

13:00

  1. 13:30
    PCMC Public Co Management Corp · Restated financials
  2. 13:31
    MDWK MDWerks, Inc. · Unregistered shares sold · New agreement

14:00

  1. 14:26
    SJT San Juan Basin Royalty Trust · Results, market hours
  2. 14:59
    SGU Star Group, L.P. · New agreement

15:00

  1. 15:15
    PROV Provident Financial Holdings Inc · Results, market hours
  2. 15:22
    GPJA Georgia Power Co · New agreement
  3. 15:28
    TWIN Twin Disc Inc · Officers or directors · Results, market hours
  4. 15:44
    LTBR Lightbridge Corp · Officers or directors

16:00

  1. 16:28
    NAII Natural Alternatives International Inc · Results, after-hours
  2. 16:34
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  3. 16:35
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement
  4. 16:37
    GAIN Gladstone Investment Corporation · New agreement
  5. 16:51
    OPY Oppenheimer Holdings Inc · New agreement (amended)

17:00

  1. 17:05
    KFFB Kentucky First Federal Bancorp · Results, after-hours
  2. 17:22
    EQS Equus Total Return, Inc. · Investor disclosure

18:00

  1. 18:33
    SOTK Sono TEK Corp · Investor disclosure

21:00

  1. 21:14
    AUMN Golden Minerals Co · Amended annual report
  2. 21:26
    MTR Mesa Royalty Trust · Investor disclosure

—

  1. —
    — Cabo Verde Capital Inc. · Current report
  2. —
    CPMV Mosaic ImmunoEngineering Inc. · Quarterly report
  3. —
    — International Star Inc · Current report
29 of 29

Index

Forms filed

  • Current report8-K23
  • Insider filing422
  • 40-17G17
  • Foreign issuer report6-K15
  • 40-17G/A12
  • Initial ownership310
  • UPLOAD6
  • CORRESP5
  • N-30B-24
  • 10QSB/A2
  • Amended annual report10-K/A1
  • Quarterly report10-Q1
  • Delisting by the exchange25-NSE1
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • 8-A12B/A1
  • Exchange listing8-A12G1
  • Current report (amended)8-K/A1
  • CERTNYS1
  • Proxy materialDEFA14A1
  • DFAN14A1
  • EFFECT1
  • Registration statementF-11
  • Amended registration statementF-1/A1
  • Free writing prospectusFWP1
  • N-21
  • N-8A1
  • REGDEX1
  • S-11MEF1
  • Amended registration statementS-1/A1
  • SB-2/A1
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1
  • SC TO-C1
  • SC TO-T/A1

36 companies

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