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News

What covered companies filed with the SEC, day by day.

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  5. 31
  6. 1
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  9. 5
  10. 6
‹ Sun, Nov 5, 2006

Monday, November 6, 2006

154 filings · 114 companiesAll checks passed · Updated Nov 10

Tue, Nov 7, 2006 ›
The dayMonday, November 6
Delisting noticesSVBL10:03

By time of day

52 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

10 announced

Pre-market2

  • 06:54FRTFederal Realty Investment Trust
  • 08:16CNTHPConnecticut Light & Power Co

Market hours6

  • 11:23IBOCInternational Bancshares Corp
  • 11:38SBRSabine Royalty Trust
  • 11:52NSSCNapco Security Technologies, Inc
  • 12:14MCYMercury General Corp
  • 15:17DMLPDorchester Minerals, L.P.
  • 15:33INTTIntest Corp

After-hours2

  • 16:12CHCIComstock Holding Companies, Inc.
  • 16:45OTEXOpen Text Corp

Reports

15 quarterly · 0 annual
  1. Cross Timbers Royalty TrustCRT · 10-Q · Sep 30 · 17:35
    ——
  2. Federal Realty Investment TrustFRT · 10-Q · Sep 30 · 06:56
    ——
  3. Innovaro, Inc.INNI · 10-Q · Sep 30 · 07:18
    ——
  4. Nathans Famous, Inc.— · 10-Q · Sep 24 · 08:06
    ——
  5. ERP Operating Ltd PartnershipVRMK · 10-Q · Sep 30 · 15:05
    ——
  6. Robert Half Inc.RHI · 10-Q · Sep 30 · 15:45
    ——
  7. Global Asset Management Group, Inc.GAMG · 10-Q · Sep 30 · 15:50
    ——
  8. MidCap Financial Investment CorpMFIC · 10-Q · Sep 30 · 16:01
    ——
  9. Petmed Express IncPETS · 10-Q · Sep 30 · 16:03
    ——
  10. Westamerica BancorporationWABC · 10-Q · Sep 30 · 16:24
    ——

Insiders

13 filings
Purchases$320.81K4 filings
Sales$17.01M9 filings
TZOOTravelzoo · Tzoo Inc, 10% owner$7.35MSale · 233,700 sh
TZOOTravelzoo · Ralph Bartel, Chief Executive Officer$7.28MSale · 231,363 sh
RHIRobert Half Inc. · Paul F Gentzkow, President and COO$1.72MSale · 47,000 sh
GLQClough Global Equity Fund · Clough Charles JR$308.25KPurchase · 15,000 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, President and CEO$289.80KSale · 35,000 sh
PRSOPeraso Inc. · Wing YU Leung, Executive VP and CTO$185.25KSale · 25,000 sh
Open insider activity

Agreements

5 filings
  1. 21:21SKAS Saker Aviation Services, Inc. · Agreement ended · Officers or directors
  2. 17:30TOVX Theriva Biologics, Inc. · Change in control · Auditor change · Shell status changed · New agreement · Officers or directors
  3. 16:32CATX Perspective Therapeutics, Inc. · New agreement
  4. 16:27PPIH Perma-Pipe International Holdings, Inc. · New debt · New agreement
  5. 13:53CNTY Century Casinos Inc · New agreement

Officers and directors

6 filings
  1. 21:21SKAS Saker Aviation Services, Inc. · Agreement ended · Officers or directors
  2. 17:30TOVX Theriva Biologics, Inc. · Change in control · Auditor change · Shell status changed · New agreement · Officers or directors
  3. 13:32MGTI MGT Capital Investments, Inc. · Officers or directors
  4. 13:11EQS Equus Total Return, Inc. · Officers or directors
  5. 12:14MCY Mercury General Corp · Officers or directors · Results, market hours
  6. 08:05— Nathans Famous, Inc. · Bylaws or fiscal year changed · Officers or directors

Filings

52 listed

17:00

  1. 17:35
    HWBK Hawthorn Bancshares, Inc. · Announcement
  2. 17:35
    CRT Cross Timbers Royalty Trust · Quarterly report

06:00

  1. 06:54
    FRT Federal Realty Investment Trust · Results, pre-market
  2. 06:56
    FRT Federal Realty Investment Trust · Quarterly report
  3. 06:59
    INNI Innovaro, Inc. · Stake reported

07:00

  1. 07:18
    INNI Innovaro, Inc. · Quarterly report

08:00

  1. 08:05
    — Nathans Famous, Inc. · Bylaws or fiscal year changed · Officers or directors
  2. 08:06
    — Nathans Famous, Inc. · Quarterly report
  3. 08:16
    CNTHP Connecticut Light & Power Co · Results, pre-market

09:00

  1. 09:47
    SCND Scientific Industries Inc · Proxy statement

10:00

  1. 10:03
    SVBL Silver Bull Resources, Inc. · Delisting notice
  2. 10:44
    CSIQ Canadian Solar Inc. · Amended registration statement

11:00

  1. 11:23
    IBOC International Bancshares Corp · Results, market hours
  2. 11:38
    SBR Sabine Royalty Trust · Results, market hours
  3. 11:52
    NSSC Napco Security Technologies, Inc · Results, market hours

12:00

  1. 12:14
    MCY Mercury General Corp · Officers or directors · Results, market hours
  2. 12:44
    CLRO Clearone Inc · Tender offer

13:00

  1. 13:11
    EQS Equus Total Return, Inc. · Officers or directors
  2. 13:32
    MGTI MGT Capital Investments, Inc. · Officers or directors
  3. 13:51
    IFNNY Infineon Technologies AG · Stake amended
  4. 13:53
    CNTY Century Casinos Inc · New agreement

14:00

  1. 14:14
    — Kuber Resources Corp · Acquisition or sale completed

15:00

  1. 15:05
    VRMK ERP Operating Ltd Partnership · Quarterly report
  2. 15:17
    DMLP Dorchester Minerals, L.P. · Results, market hours
  3. 15:33
    INTT Intest Corp · Results, market hours
  4. 15:43
    INBP Integrated Biopharma Inc · Proxy statement
  5. 15:45
    RHI Robert Half Inc. · Quarterly report
  6. 15:50
    GAMG Global Asset Management Group, Inc. · Quarterly report

16:00

  1. 16:01
    MFIC MidCap Financial Investment Corp · Quarterly report
  2. 16:03
    PETS Petmed Express Inc · Quarterly report
  3. 16:12
    CHCI Comstock Holding Companies, Inc. · Results, after-hours
  4. 16:24
    WABC Westamerica Bancorporation · Quarterly report
  5. 16:27
    PPIH Perma-Pipe International Holdings, Inc. · New debt · New agreement
  6. 16:30
    ANIK Anika Therapeutics, Inc. · Investor disclosure
  7. 16:32
    CATX Perspective Therapeutics, Inc. · New agreement
  8. 16:33
    GPJA Georgia Power Co · Quarterly report
  9. 16:37
    KRO Kronos Worldwide Inc · Quarterly report
  10. 16:44
    PTN Palatin Technologies Inc · Investor disclosure
  11. 16:45
    OTEX Open Text Corp · Results, after-hours
  12. 16:46
    NORD Nordicus Partners Corp · Quarterly report
40 of 52

Index

Forms filed

  • Current report8-K28
  • Foreign issuer report6-K25
  • Insider filing420
  • Insider filing, amended4/A19
  • Quarterly report10-Q15
  • CORRESP6
  • UPLOAD6
  • N-CSRS4
  • Stake amendedSC 13D/A4
  • SUPPL3
  • Initial ownership32
  • Proxy statementDEF 14A2
  • POS AM2
  • REGDEX2
  • Passive stake amendedSC 13G/A2
  • 10KSB1
  • Delisting251
  • Prospectus supplement424B31
  • Amended registration statementF-1/A1
  • N-2/A1
  • N-CSR1
  • Employee plan registrationS-81
  • SB-2/A1
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1
  • SC TO-C1
  • Tender offerSC TO-I1
  • SC TO-I/A1
  • SC TO-T/A1

52 companies

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