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What covered companies filed with the SEC, day by day.

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‹ Mon, Nov 13, 2006

Tuesday, November 14, 2006

337 filings · 272 companiesAll checks passed · Updated Nov 10

Wed, Nov 15, 2006 ›
The dayTuesday, November 14

By time of day

111 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

20 without a time on file

Results

7 announced

Market hours2

  • 10:43PPCPilgrims Pride Corp
  • 14:35CVUCPI Aerostructures Inc

After-hours5

  • 16:21SLNGStabilis Solutions, Inc.
  • 16:43BKYIBio Key International Inc
  • 16:55TOFBTofutti Brands Inc
  • 17:05CRMZCreditriskmonitor Com Inc
  • 17:27AAMEAtlantic American Corp

Reports

59 quarterly · 0 annual
  1. Mexco Energy CorpMXC · 10-Q · Sep 30 · 17:36
    ——
  2. Security National Financial CorpSNFCA · 10-Q · Sep 30 · 18:39
    ——
  3. SWK Holdings CorpSWKHL · 10-Q · Sep 30 · 19:57
    ——
  4. Magnachip Semiconductor CorpMX · 10-Q · Oct 1 · 06:19
    ——
  5. MGT Capital Investments, Inc.MGTI · 10-Q · Sep 30 · 09:43
    ——
  6. United Bancorp IncUBCP · 10-Q · Sep 30 · 10:19
    ——
  7. Kentucky First Federal BancorpKFFB · 10-Q · Sep 30 · 10:47
    ——
  8. CSB Bancorp, Inc.CSBB · 10-Q · Sep 30 · 10:59
    ——
  9. First Ottawa Bancshares, Inc.FOTB · 10-Q · Sep 30 · 11:09
    ——
  10. DeFi Capital Markets, Inc.DCM · 10-Q · Sep 30 · 12:02
    ——

Insiders

22 filings
Purchases$174.42K11 filings
Sales$3.76M11 filings
FTEKFuel Tech, Inc. · Stephen P Brady, Vice President of Operating Su$1.93MSale · 86,139 sh
RMTRoyce Micro-Cap Trust, Inc. · Charles M Royce, President$614.13KSale · 40,000 sh
—STRATA Skin Sciences, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$446.66KSale · 73,900 sh
SAFTSafety Insurance Group Inc · Peter J Manning, Director$313.68KSale · 6,000 sh
SAFTSafety Insurance Group Inc · Frederic H Lindeberg, Director$208.91KSale · 4,000 sh
DTFDTF Tax-Free Income 2028 Term Fund Inc · Carl F Pollard, Director$151.50KPurchase · 10,000 sh
Open insider activity

Agreements

2 filings
  1. 12:49OMCC Old Market Capital Corp · New agreement
  2. 23:07TRCK Track Group, Inc. · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 17:17SNUS-PH Santander Holdings USA, Inc. · Officers or directors
  2. 19:21RWAX TAP Real Estate Technologies, Inc. · Officers or directors (amended)

Filings

111 listed

17:00

  1. 17:36
    MXC Mexco Energy Corp · Quarterly report

18:00

  1. 18:39
    SNFCA Security National Financial Corp · Quarterly report

19:00

  1. 19:21
    RWAX TAP Real Estate Technologies, Inc. · Officers or directors (amended)
  2. 19:57
    SWKHL SWK Holdings Corp · Quarterly report

20:00

  1. 20:13
    BFNH Bioforce Nanosciences Holdings, Inc. · Current report (amended)

23:00

  1. 23:07
    TRCK Track Group, Inc. · Unregistered shares sold · New agreement

06:00

  1. 06:19
    MX Magnachip Semiconductor Corp · Quarterly report

09:00

  1. 09:35
    PPC Pilgrims Pride Corp · Investor disclosure
  2. 09:43
    MGTI MGT Capital Investments, Inc. · Quarterly report
  3. 09:48
    PPC Pilgrims Pride Corp · Investor disclosure
  4. 09:50
    XELB XCel Brands, Inc. · Late filing notice

10:00

  1. 10:19
    UBCP United Bancorp Inc · Quarterly report
  2. 10:43
    PPC Pilgrims Pride Corp · Results, market hours
  3. 10:47
    KFFB Kentucky First Federal Bancorp · Quarterly report
  4. 10:59
    CSBB CSB Bancorp, Inc. · Quarterly report

11:00

  1. 11:09
    FOTB First Ottawa Bancshares, Inc. · Quarterly report
  2. 11:36
    NICH Nitches Inc · Stake reported
  3. 11:42
    NICH Nitches Inc · Stake amended
  4. 11:59
    PLAG Planet Green Holdings Corp. · Late filing notice

12:00

  1. 12:02
    DCM DeFi Capital Markets, Inc. · Quarterly report
  2. 12:17
    MMTRS Mills Music Trust · Quarterly report
  3. 12:19
    ABCP AmBase Corp · Quarterly report
  4. 12:34
    GBUX Givbux, Inc. · Change in control (amended)
  5. 12:49
    OMCC Old Market Capital Corp · New agreement
  6. 12:59
    LWAY Lifeway Foods, Inc. · Late filing notice

13:00

  1. 13:05
    OMCC Old Market Capital Corp · Quarterly report
  2. 13:17
    UNB Union Bankshares Inc · Quarterly report
  3. 13:24
    FRD Friedman Industries Inc · Quarterly report
  4. 13:30
    SMBC Southern Missouri Bancorp, Inc. · Quarterly report
  5. 13:30
    ADMT ADM Tronics Unlimited, Inc. · Late filing notice
  6. 13:32
    PTBS Potomac Bancshares Inc · Quarterly report

14:00

  1. 14:34
    PNBK Patriot National Bancorp Inc · Quarterly report
  2. 14:35
    CVU CPI Aerostructures Inc · Results, market hours
  3. 14:44
    RLGT Radiant Logistics, Inc · Quarterly report
  4. 14:44
    SGRP SPAR Group, Inc. · Quarterly report
  5. 14:49
    JSDA Jones Soda Co. · Quarterly report

15:00

  1. 15:04
    REED Reed's, Inc. · Late filing notice
  2. 15:06
    PKBK Parke Bancorp, Inc. · Quarterly report
  3. 15:08
    DAIO Data I/O Corp · Quarterly report
  4. 15:16
    DROR Dror Ortho-Design, Inc. · Late filing notice
40 of 111

Index

Forms filed

  • 10QSB96
  • Quarterly report10-Q59
  • Insider filing447
  • Foreign issuer report6-K29
  • Late filing noticeNT 10-Q27
  • Current report8-K17
  • UPLOAD14
  • Current report (amended)8-K/A5
  • 10SB12G3
  • Proxy materialDEFA14A3
  • N-Q3
  • SUPPL3
  • 10QSB/A2
  • Prospectus supplement424B32
  • CERTNAS2
  • REGDEX2
  • 10KSB1
  • 10KSB/A1
  • Institutional holdings13F-HR1
  • Notice of intent to sell1441
  • 40FR12B1
  • Exchange listing8-A12G1
  • CORRESP1
  • Proxy statementDEF 14A1
  • EFFECT1
  • Free writing prospectusFWP1
  • F-X1
  • N-21
  • N-8A1
  • POS AM1
  • PRE 14C1
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • Employee plan registrationS-81
  • SB-21
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • SC TO-C1
  • SC TO-T/A1

109 companies

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