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What covered companies filed with the SEC, day by day.

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  10. 13
‹ Thu, Nov 9, 2006

Monday, November 13, 2006

287 filings · 219 companiesAll checks passed · Updated Nov 10

Tue, Nov 14, 2006 ›
The dayMonday, November 13
Delisting noticesGBR20:23

By time of day

80 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

12 announced

Pre-market4

  • 00:20AUMNGolden Minerals Co
  • 08:00AIRTAir T Inc
  • 08:41HWKNHawkins Inc
  • 09:26BMNMBimini Capital Management, Inc.

Market hours5

  • 10:14PNBKPatriot National Bancorp Inc
  • 10:15CWCOConsolidated Water Co. Ltd.
  • 11:18PTNPalatin Technologies Inc
  • 12:30AIFFFirefly Neuroscience, Inc.
  • 13:49HKHCHorizon Kinetics Holding Corp

After-hours3

  • 17:41MTEXMannatech Inc
  • 16:58EVIEVI Industries, Inc.
  • 17:05NPKNational Presto Industries Inc

Reports

44 quarterly · 1 annual
  1. Graybar Electric Co Inc— · 10-Q · Sep 30 · 17:41
    ——
  2. Astrotech CorpASTC · 10-Q · Sep 30 · 07:09
    ——
  3. Universal Logistics Holdings, Inc.ULH · 10-Q · Sep 30 · 07:32
    ——
  4. Air T IncAIRT · 10-Q · Sep 30 · 07:57
    ——
  5. Peoples Bancorp of North Carolina IncPEBK · 10-Q · Sep 30 · 08:02
    ——
  6. Riley Exploration Permian, Inc.REPX · 10-Q · Sep 30 · 08:39
    ——
  7. Key Tronic CorpKTCC · 10-Q · Sep 30 · 09:22
    ——
  8. CPS Technologies CorpCPSH · 10-Q · Sep 30 · 09:46
    ——
  9. Clearone IncCLRO · 10-Q · Sep 30 · 09:49
    ——
  10. BEL Fuse IncBELFA · 10-Q/A · Sep 30 · 09:53
    ——

Insiders

17 filings
Purchases$112.68K7 filings
Sales$2.51M10 filings
PKEPark Aerospace Corp · Brian e Shore, Board Chairman, Pres. and CEO$1.18MSale · 37,500 sh
FTEKFuel Tech, Inc. · Stephen P Brady, Vice President of Operating Su$387.10KSale · 16,361 sh
MCYMercury General Corp · Kenneth G Kitzmiller, Underwriting-Vice President$333.03KSale · 6,000 sh
XPLSolitario Resources Corp. · John Hainey, Director$215.49KSale · 60,000 sh
GOODGladstone Commercial Corp · Anthony W Parker, Director$193.85KSale · 9,400 sh
DMLPDorchester Minerals, L.P. · Lucent Technologies Inc. Master Pension Trust, 10% owner$90.19KSale · 3,686 sh
Open insider activity

Agreements

2 filings
  1. 20:27GTBP GT Biopharma, Inc. · New agreement
  2. 08:43MDWK MDWerks, Inc. · Unregistered shares sold · New agreement

Officers and directors

1 filing
  1. 08:00AIRT Air T Inc · Officers or directors · Results, pre-market

Filings

80 listed

17:00

  1. 17:41
    — Graybar Electric Co Inc · Quarterly report
  2. 17:41
    MTEX Mannatech Inc · Results, after-hours

00:00

  1. 00:20
    AUMN Golden Minerals Co · Results, pre-market

07:00

  1. 07:09
    ASTC Astrotech Corp · Quarterly report
  2. 07:32
    ULH Universal Logistics Holdings, Inc. · Quarterly report
  3. 07:38
    INNI Innovaro, Inc. · Announcement
  4. 07:57
    AIRT Air T Inc · Quarterly report

08:00

  1. 08:00
    AIRT Air T Inc · Officers or directors · Results, pre-market
  2. 08:02
    PEBK Peoples Bancorp of North Carolina Inc · Quarterly report
  3. 08:39
    REPX Riley Exploration Permian, Inc. · Quarterly report
  4. 08:41
    HWKN Hawkins Inc · Results, pre-market
  5. 08:43
    MDWK MDWerks, Inc. · Unregistered shares sold · New agreement

09:00

  1. 09:08
    BMNM Bimini Capital Management, Inc. · Late filing notice
  2. 09:22
    KTCC Key Tronic Corp · Quarterly report
  3. 09:26
    BMNM Bimini Capital Management, Inc. · Restated financials · Results, pre-market
  4. 09:46
    CPSH CPS Technologies Corp · Quarterly report
  5. 09:49
    CLRO Clearone Inc · Quarterly report
  6. 09:53
    BELFA BEL Fuse Inc · Amended quarterly report

10:00

  1. 10:14
    PNBK Patriot National Bancorp Inc · Results, market hours
  2. 10:15
    CWCO Consolidated Water Co. Ltd. · Results, market hours
  3. 10:50
    INTT Intest Corp · Quarterly report
  4. 10:58
    MARPS Marine Petroleum Trust · Quarterly report

11:00

  1. 11:09
    CVR Chicago Rivet & Machine Co · Quarterly report
  2. 11:18
    PTN Palatin Technologies Inc · Results, market hours
  3. 11:36
    MGHL Morgan Group Holding Co · Investor disclosure
  4. 11:41
    FOTB First Ottawa Bancshares, Inc. · Announcement
  5. 11:45
    SNOA Sonoma Pharmaceuticals, Inc. · Amended registration statement
  6. 11:45
    CCFN Muncy Columbia Financial Corp · Quarterly report
  7. 11:50
    TRT Trio-Tech International · Quarterly report

12:00

  1. 12:05
    LNN Lindsay Corp · Annual report
  2. 12:12
    DIMC Dimeco Inc · Quarterly report
  3. 12:30
    AIFF Firefly Neuroscience, Inc. · Results, market hours
  4. 12:34
    CITR CitroTech Inc. · Late filing notice

13:00

  1. 13:40
    INOD Innodata Inc · Quarterly report
  2. 13:48
    EACO Eaco Corp · Late filing notice
  3. 13:49
    HKHC Horizon Kinetics Holding Corp · Results, market hours

14:00

  1. 14:19
    SIGA Siga Technologies Inc · Amended quarterly report
  2. 14:35
    HKHC Horizon Kinetics Holding Corp · Quarterly report
  3. 14:39
    AWX Avalon Holdings Corp · Quarterly report
  4. 14:52
    SLV iShares Silver Trust · Quarterly report
40 of 80

Index

Forms filed

  • Foreign issuer report6-K52
  • Insider filing448
  • Quarterly report10-Q41
  • 10QSB38
  • Current report8-K24
  • Passive stake amendedSC 13G/A9
  • Insider filing, amended4/A7
  • Late filing noticeNT 10-Q7
  • Initial ownership36
  • Passive stake reportedSC 13G5
  • Institutional holdings13F-HR4
  • CORRESP4
  • Amended quarterly report10-Q/A3
  • Prospectus supplement424B33
  • SC TO-T/A3
  • SUPPL3
  • UPLOAD3
  • Proxy statementDEF 14A2
  • Information statementDEF 14C2
  • N-22
  • N-CSR/A2
  • SB-2/A2
  • Annual report10-K1
  • 10KSB1
  • 10QSB/A1
  • Notice of intent to sell1441
  • 15-12G1
  • Merger communication4251
  • Annual report to shareholdersARS1
  • CERTNYS1
  • Proxy materialDEFA14A1
  • EFFECT1
  • N-8A1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • REGDEX/A1
  • RW1
  • Amended registration statementS-1/A1
  • SC TO-C1

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