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News

What covered companies filed with the SEC, day by day.

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  7. 14
  8. 15
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  10. 17
‹ Thu, Nov 16, 2006

Friday, November 17, 2006

142 filings · 106 companiesAll checks passed · Updated Nov 10

Mon, Nov 20, 2006 ›
The dayFriday, November 17

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

5 announced

Market hours1

  • 10:55JOUTJohnson Outdoors Inc

After-hours4

  • 17:53NTICNorthern Technologies International Corp
  • 18:16FITYFifty 1 Labs, Inc.
  • 16:32CRTCross Timbers Royalty Trust
  • 16:34Hugoton Royalty Trust

Reports

3 quarterly · 0 annual
  1. Princeton Capital CorpPIAC · 10-Q · Sep 30 · 18:03
    ——
  2. Spindletop Oil & Gas CoSPND · 10-Q · Sep 30 · —
    ——
  3. Carver Bancorp IncCARV · 10-Q/A · Sep 30 · —
    ——

Insiders

22 filings
Purchases$286.19K12 filings
Sales$9.03M10 filings
RAILFreightCar America, Inc. · John E Carroll Jr, President and CEO$5.36MSale · 95,152 sh
—STRATA Skin Sciences, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$1.75MSale · 271,572 sh
SWKHLSWK Holdings Corp · Empire Capital Management, L.L.C., 10% owner$1.03MSale · 300,000 sh
WMGWarner Music Group Corp. · Michael D Fleisher, EVP and CFO$522.74KSale · 20,000 sh
UONEUrban One, Inc. · L Ross Love, Director$185.06KSale · 26,000 sh
WMGWarner Music Group Corp. · David H Johnson, EVP and General Counsel$78.43KSale · 3,000 sh
Open insider activity

Agreements

2 filings
  1. 19:50NXPL NextPlat Corp · Unregistered shares sold · New agreement
  2. 15:23DHC Diversified Healthcare Trust · New debt · New agreement

Officers and directors

2 filings
  1. 17:32BDCO Blue Dolphin Energy Co · Officers or directors
  2. 17:53NTIC Northern Technologies International Corp · Impairment · Officers or directors · Results, after-hours

Filings

29 listed

17:00

  1. 17:53
    NTIC Northern Technologies International Corp · Impairment · Officers or directors · Results, after-hours

18:00

  1. 18:03
    PIAC Princeton Capital Corp · Quarterly report
  2. 18:16
    FITY Fifty 1 Labs, Inc. · Results, after-hours

21:00

  1. 21:04
    ESEA Euroseas Ltd. · Registration statement

06:00

  1. 06:03
    IEP Icahn Enterprises L.P. · Announcement

07:00

  1. 07:48
    NOA North American Construction Group Ltd. · Amended registration statement

10:00

  1. 10:55
    JOUT Johnson Outdoors Inc · Results, market hours

12:00

  1. 12:06
    PNMXO Public Service Co of New Mexico · Investor disclosure
  2. 12:42
    TSBK Timberland Bancorp Inc · Announcement

14:00

  1. 14:30
    IVDN Innovative Designs Inc · Announcement
  2. 14:40
    TOVX Theriva Biologics, Inc. · Stake reported
  3. 14:41
    TOVX Theriva Biologics, Inc. · Stake reported

15:00

  1. 15:23
    DHC Diversified Healthcare Trust · New debt · New agreement
  2. 15:35
    TGTX TG Therapeutics, Inc. · Proxy statement

16:00

  1. 16:32
    CRT Cross Timbers Royalty Trust · Results, after-hours
  2. 16:34
    — Hugoton Royalty Trust · Results, after-hours
  3. 16:42
    TOVX Theriva Biologics, Inc. · Stake reported
  4. 16:45
    MODD Modular Medical, Inc. · Investor disclosure (amended)

17:00

  1. 17:04
    NOA North American Construction Group Ltd. · Amended registration statement
  2. 17:32
    BDCO Blue Dolphin Energy Co · Officers or directors

19:00

  1. 19:50
    NXPL NextPlat Corp · Unregistered shares sold · New agreement

—

  1. —
    SPND Spindletop Oil & Gas Co · Quarterly report
  2. —
    CARV Carver Bancorp Inc · Amended quarterly report
  3. —
    SPST Superstar Platforms Inc. · Current report
  4. —
    CAPC Capstone Companies, Inc. · Current report
  5. —
    CAPC Capstone Companies, Inc. · Current report
  6. —
    CDSG China Dongsheng International, Inc. · Current report (amended)
  7. —
    BKTH Megola Inc · Current report
  8. —
    LINK Interlink Electronics Inc · Current report
29 of 29

Index

Forms filed

  • Insider filing437
  • Foreign issuer report6-K20
  • Current report8-K17
  • 10QSB8
  • CORRESP7
  • Initial ownership34
  • 40-17G4
  • Annual ownership54
  • UPLOAD4
  • Stake reportedSC 13D3
  • Passive stake reportedSC 13G3
  • Quarterly report10-Q2
  • 10QSB/A2
  • Prospectus supplement424B22
  • Current report (amended)8-K/A2
  • Amended registration statementF-1/A2
  • N-Q2
  • SB-2/A2
  • SC TO-C2
  • SUPPL2
  • 10KSB1
  • Amended quarterly report10-Q/A1
  • 20FR12G1
  • 40-6C/A1
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Proxy statementDEF 14A1
  • EFFECT1
  • Registration statementF-11
  • REGDEX1
  • Shelf registrationS-31
  • Employee plan registrationS-81
  • SC TO-T/A1

32 companies

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F

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  • Hugoton Royalty Trust

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