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What covered companies filed with the SEC, day by day.

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  7. 30
  8. 1
  9. 4
‹ Fri, Dec 1, 2006

Monday, December 4, 2006

167 filings · 85 companiesAll checks passed · Updated Nov 10

Tue, Dec 5, 2006 ›
The dayMonday, December 4

By time of day

31 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

1 announced

Pre-market1

  • 08:42IMKTAIngles Markets Inc

Insiders

11 filings
Purchases$3.48M6 filings
Sales$2.47M5 filings
ULBIUltralife Corp · Grace Brothers Ltd, 10% owner$2.31MPurchase · 223,606 sh
AUMNGolden Minerals Co · Keith R Hulley, Director$1.55MSale · 89,200 sh
KFKorea Fund Inc · Emerging Markets Country Fund$1.13MPurchase · 28,000 sh
SAFTSafety Insurance Group Inc · Daniel D Loranger, VP - MIS & CIO$582.61KSale · 11,070 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, President and CEO$299.25KSale · 35,000 sh
LARKLandmark Bancorp Inc · Mark J Oliphant, Market President$33.62KSale · 1,200 sh
Open insider activity

Agreements

5 filings
  1. 21:46BESS Bimergen Energy Corp · New agreement
  2. 17:24POCI Precision Optics Corporation, Inc. · New agreement
  3. 16:41SLNG Stabilis Solutions, Inc. · Unregistered shares sold · New agreement
  4. 16:19GTHP Guided Therapeutics Inc · New debt · New agreement
  5. 15:30ARKR ARK Restaurants Corp · New agreement

Officers and directors

2 filings
  1. 17:48BKTI BK Technologies Corp · Officers or directors (amended)
  2. 17:26ZIVO Zivo Bioscience, Inc. · Officers or directors

Filings

31 listed

17:00

  1. 17:45
    IBOC International Bancshares Corp · Investor disclosure
  2. 17:57
    NOA North American Construction Group Ltd. · Stake reported

18:00

  1. 18:30
    CVV CVD Equipment Corp · Announcement

08:00

  1. 08:42
    IMKTA Ingles Markets Inc · Results, pre-market

09:00

  1. 09:16
    SCND Scientific Industries Inc · Investor disclosure
  2. 09:39
    GPJA Georgia Power Co · Announcement

12:00

  1. 12:31
    FBSI First Bancshares Inc · Announcement

13:00

  1. 13:52
    STEW SRH Total Return Fund, Inc. · Stake amended
  2. 13:54
    HWBK Hawthorn Bancshares, Inc. · Announcement

14:00

  1. 14:32
    BRN Barnwell Industries Inc · Announcement

15:00

  1. 15:30
    ARKR ARK Restaurants Corp · New agreement

16:00

  1. 16:19
    GTHP Guided Therapeutics Inc · New debt · New agreement
  2. 16:41
    SLNG Stabilis Solutions, Inc. · Unregistered shares sold · New agreement
  3. 16:53
    BLGO Biolargo, Inc. · Unregistered shares sold
  4. 16:57
    IEP Icahn Enterprises L.P. · Merger communication

17:00

  1. 17:19
    SNUS-PH Santander Holdings USA, Inc. · Stake amended
  2. 17:24
    POCI Precision Optics Corporation, Inc. · New agreement
  3. 17:26
    ZIVO Zivo Bioscience, Inc. · Officers or directors
  4. 17:48
    BKTI BK Technologies Corp · Officers or directors (amended)

18:00

  1. 18:14
    BABB BAB, Inc. · Auditor change

21:00

  1. 21:46
    BESS Bimergen Energy Corp · New agreement

—

  1. —
    — MV Oil Trust · Amended registration statement
  2. —
    TGLO Theglobe Com Inc · Stake reported
  3. —
    — NextSource Materials Inc. · Proxy statement
  4. —
    UTL Unitil Corp · Current report
  5. —
    QMCI Quotemedia Inc · Current report
  6. —
    — Iberdrola, S.A. · Merger communication
  7. —
    — Iberdrola, S.A. · Merger communication
  8. —
    — Iberdrola, S.A. · Merger communication
  9. —
    — Iberdrola, S.A. · Merger communication
  10. —
    — Iberdrola, S.A. · Merger communication
31 of 31

Index

Forms filed

  • Annual ownership551
  • Insider filing433
  • Foreign issuer report6-K20
  • Current report8-K18
  • Initial ownership39
  • Merger communication4256
  • CORRESP6
  • UPLOAD3
  • Initial ownership, amended3/A2
  • Prospectus supplement424B52
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • SUPPL2
  • Prospectus supplement424B31
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • DEFR14A1
  • EFFECT1
  • REGDEX1
  • Amended registration statementS-1/A1
  • SB-1/A1
  • SB-2/A1

35 companies

A

B

C

F

G

H

I

K

L

M

  • MV Oil Trust

N

P

Q

S

T

U

Z