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What covered companies filed with the SEC, day by day.

  1. 27
  2. 28
  3. 29
  4. 30
  5. 1
  6. 4
  7. 5
  8. 6
  9. 7
  10. 8
‹ Thu, Dec 7, 2006

Friday, December 8, 2006

113 filings · 95 companiesAll checks passed · Updated Nov 10

Mon, Dec 11, 2006 ›
The dayFriday, December 8
Delisting noticesRAVE17:27

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

2 announced

Market hours2

  • 11:37HNNAHennessy Advisors Inc
  • 15:25POWLPowell Industries Inc

Reports

2 quarterly · 3 annual
  1. CBAK Energy Technology LtdCBAT · 10-K · Sep 30 · 16:16
    ——
  2. Mesabi TrustMSB · 10-Q · Oct 31 · 17:29
    ——
  3. REX American Resources CorpREX · 10-Q · Oct 31 · 19:30
    ——
  4. J&J Snack Foods CorpJJSF · 10-K · Sep 30 · 19:59
    ——
  5. CBAK Energy Technology, Inc.— · 10-K · Sep 30 · —
    ——

Insiders

4 filings
Purchases$0.000 filings
Sales$272.90K4 filings
BYFCBroadway Financial Corp de · Johnathan e Heywood, SVP/Chief Loan Officer$115.25KSale · 10,610 sh
CIXCompx International Inc · Darryl R Halbert, VP, CFO, Controller$74.19KSale · 4,000 sh
USLMUnited States Lime & Minerals Inc · M Michael Owens, VP & CFO$69.00KSale · 2,000 sh
CVVCVD Equipment Corp · Alan H Temple Jr, Director$14.46KSale · 2,000 sh
Open insider activity

Agreements

3 filings
  1. 17:29CITR CitroTech Inc. · New agreement
  2. 17:20IEP Icahn Enterprises L.P. · New agreement
  3. 09:01CWCO Consolidated Water Co. Ltd. · New agreement

Officers and directors

1 filing
  1. 17:16CREX Creative Realities, Inc. · Officers or directors

Filings

29 listed

19:00

  1. 19:31
    SCE-PG Southern California Edison Co · Announcement

08:00

  1. 08:31
    GIGM Gigamedia Ltd · Amended annual report

09:00

  1. 09:01
    CWCO Consolidated Water Co. Ltd. · New agreement
  2. 09:02
    ASUR Asure Software Inc · Current report

10:00

  1. 10:07
    MGF Aberdeen Government Markets Income Fund · Stake amended
  2. 10:07
    JMM Nuveen Multi-Market Income Fund · Stake amended
  3. 10:08
    WIW Western Asset Inflation-Linked Opportunities & Income Fund · Stake amended

11:00

  1. 11:07
    MGA Magna International Inc · Stake amended
  2. 11:37
    HNNA Hennessy Advisors Inc · Results, market hours

15:00

  1. 15:25
    POWL Powell Industries Inc · Results, market hours
  2. 15:33
    GRBK Green Brick Partners, Inc. · Registration statement

16:00

  1. 16:16
    CBAT CBAK Energy Technology Ltd · Annual report
  2. 16:19
    GNSS Genasys Inc. · Announcement

17:00

  1. 17:16
    CREX Creative Realities, Inc. · Officers or directors
  2. 17:19
    KINS Kingstone Companies, Inc. · Stake reported
  3. 17:20
    IEP Icahn Enterprises L.P. · New agreement
  4. 17:27
    RAVE Rave Restaurant Group, Inc. · Delisting notice
  5. 17:29
    MSB Mesabi Trust · Quarterly report
  6. 17:29
    CITR CitroTech Inc. · New agreement
  7. 17:36
    BESS Bimergen Energy Corp · Auditor change
  8. 17:36
    BESS Bimergen Energy Corp · Announcement

19:00

  1. 19:30
    REX REX American Resources Corp · Quarterly report
  2. 19:59
    JJSF J&J Snack Foods Corp · Annual report

—

  1. —
    STLY HG Holdings, Inc. · Current report
  2. —
    CIA Citizens, Inc. · Current report
  3. —
    CDSG China Dongsheng International, Inc. · Current report
  4. —
    — Gold Resource Corp · Current report
  5. —
    — Iberdrola, S.A. · Merger communication
  6. —
    — CBAK Energy Technology, Inc. · Annual report
29 of 29

Index

Forms filed

  • Current report8-K16
  • Insider filing414
  • Foreign issuer report6-K14
  • CORRESP6
  • Passive stake reportedSC 13G6
  • 10QSB/A5
  • 40-17G4
  • Stake amendedSC 13D/A4
  • Annual report10-K3
  • N-CSRS3
  • UPLOAD3
  • 10KSB/A2
  • Quarterly report10-Q2
  • Annual ownership52
  • EFFECT2
  • N-CSR2
  • Asset-backed distribution report10-D1
  • 10KSB1
  • 10-KT1
  • Employee plan annual report11-K1
  • Amended annual report20-F/A1
  • 40-6C/A1
  • Prospectus supplement424B31
  • Prospectus424B41
  • Merger communication4251
  • Insider filing, amended4/A1
  • Free writing prospectusFWP1
  • N-2/A1
  • NTN 20F1
  • Preliminary proxy statementPRE 14A1
  • PRER14A1
  • REGDEX1
  • REGDEX/A1
  • Registration statementS-11
  • Shelf registrationS-31
  • SB-21
  • SB-2/A1
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1
  • SC TO-T/A1
  • SUPPL1

32 companies

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