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What covered companies filed with the SEC, day by day.

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  9. 26
‹ Thu, Jan 25, 2007

Friday, January 26, 2007

192 filings · 137 companiesAll checks passed · Updated Nov 10

Mon, Jan 29, 2007 ›
The dayFriday, January 26
Delisting noticesCHUC16:46CREG19:25

By time of day

42 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Results

8 announced

Pre-market1

  • 08:49GHMGraham Corp

Market hours6

  • 09:43CSBBCSB Bancorp, Inc.
  • 09:49UNBUnion Bankshares Inc
  • 10:22JOUTJohnson Outdoors Inc
  • 11:18UBOHUnited Bancshares Inc
  • 12:29RJETRepublic Airways Holdings Inc.
  • 15:58FCAPFirst Capital Inc

After-hours1

  • 17:21DHCDiversified Healthcare Trust

Reports

0 quarterly · 1 annual
  1. ASML Holding NVASML · 20-F · Dec 31 · 17:17
    ——

Insiders

20 filings
Purchases$187.44K7 filings
Sales$2.73M13 filings
RGPResources Connection, Inc. · Kate W Duchene, Chief Legal Officer & EVP HR$1.25MSale · 40,258 sh
NROMNoble Romans Inc · LP Geovest Capital Partners, Director$361.29KSale · 85,000 sh
AERGApplied Energetics, Inc. · Stephen William McCahon, EVP Engineering$317.42KSale · 59,926 sh
AERGApplied Energetics, Inc. · Joseph Hayden, EVP Programs$211.61KSale · 39,951 sh
SNUS-PHSantander Holdings USA, Inc. · M Robert Rose, Chief Credit Risk Mgmt Officer$196.40KSale · 8,000 sh
APYXApyx Medical Corp · J Robert Saron, Vice President$157.14KSale · 18,000 sh
Open insider activity

Agreements

4 filings
  1. 17:08VISM Visium Technologies, Inc. · New agreement
  2. 10:34PTIX Protagenic Therapeutics, Inc.\new · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 06:01CREX Creative Realities, Inc. · New agreement
  4. 23:29CREG Smart Powerr Corp. · Change in control · Delisting notice · New agreement · Officers or directors

Officers and directors

4 filings
  1. 20:03BYFC Broadway Financial Corp de · Officers or directors
  2. 17:12PNBK Patriot National Bancorp Inc · Officers or directors
  3. 10:34PTIX Protagenic Therapeutics, Inc.\new · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  4. 23:29CREG Smart Powerr Corp. · Change in control · Delisting notice · New agreement · Officers or directors

Filings

42 listed

19:00

  1. 19:21
    PRSI Portsmouth Square Inc · Proxy statement

21:00

  1. 21:23
    INTG Intergroup Corp · Proxy statement

23:00

  1. 23:29
    CREG Smart Powerr Corp. · Change in control · Delisting notice · New agreement · Officers or directors

06:00

  1. 06:01
    CREX Creative Realities, Inc. · New agreement

08:00

  1. 08:49
    GHM Graham Corp · Results, pre-market

09:00

  1. 09:43
    CSBB CSB Bancorp, Inc. · Results, market hours
  2. 09:49
    UNB Union Bankshares Inc · Results, market hours

10:00

  1. 10:22
    JOUT Johnson Outdoors Inc · Results, market hours
  2. 10:34
    PTIX Protagenic Therapeutics, Inc.\new · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 10:39
    EONGY E.ON SE · Tender offer

11:00

  1. 11:18
    UBOH United Bancshares Inc · Results, market hours

12:00

  1. 12:29
    RJET Republic Airways Holdings Inc. · Results, market hours

13:00

  1. 13:03
    TWN Taiwan Fund Inc · Investor disclosure
  2. 13:06
    JOUT Johnson Outdoors Inc · Proxy statement
  3. 13:42
    CMS-PB Consumers Energy Co · Announcement

14:00

  1. 14:02
    OVTZ Oculus Inc. · Announcement
  2. 14:03
    TSSI TSS, Inc. · Stake reported
  3. 14:29
    WABC Westamerica Bancorporation · Announcement
  4. 14:32
    ENVB Enveric Biosciences, Inc. · Announcement

15:00

  1. 15:10
    TSSI TSS, Inc. · Stake amended
  2. 15:15
    TYG Tortoise Energy Infrastructure Corp · Proxy statement
  3. 15:16
    RAND Rand Capital Corp · Investor disclosure
  4. 15:31
    ASTH Astrana Health, Inc. · Auditor change
  5. 15:56
    XXII 22nd Century Group, Inc. · Auditor change
  6. 15:58
    FCAP First Capital Inc · Results, market hours

16:00

  1. 16:04
    BMNM Bimini Capital Management, Inc. · Investor disclosure
  2. 16:15
    DBB Invesco DB Base Metals Fund · Announcement
  3. 16:15
    DBA Invesco DB Agriculture Fund · Announcement
  4. 16:15
    DBE Invesco DB Energy Fund · Announcement
  5. 16:15
    DBP Invesco DB Precious Metals Fund · Announcement
  6. 16:15
    DBO Invesco DB Oil Fund · Announcement
  7. 16:25
    DBC Invesco DB Commodity Index Tracking Fund · Announcement
  8. 16:28
    XELB XCel Brands, Inc. · Auditor change
  9. 16:46
    CHUC Charlie's Holdings, Inc. · Delisting notice

17:00

  1. 17:08
    VISM Visium Technologies, Inc. · New agreement
  2. 17:10
    NICH Nitches Inc · Proxy statement
  3. 17:12
    PNBK Patriot National Bancorp Inc · Officers or directors
  4. 17:17
    ASML ASML Holding NV · Annual report
  5. 17:21
    DHC Diversified Healthcare Trust · Restated financials · Results, after-hours

19:00

  1. 19:25
    CREG Smart Powerr Corp. · Delisting notice · Unregistered shares sold (amended)
40 of 42

Index

Forms filed

  • Insider filing436
  • Current report8-K32
  • Annual ownership522
  • Foreign issuer report6-K13
  • Passive stake reportedSC 13G12
  • UPLOAD10
  • N-Q8
  • Prospectus supplement424B36
  • CORRESP6
  • Proxy statementDEF 14A5
  • Passive stake amendedSC 13G/A5
  • Employee plan registrationS-83
  • Initial ownership32
  • 485BPOS2
  • EFFECT2
  • NSAR-B2
  • REGDEX2
  • Shelf registrationS-32
  • SUPPL2
  • 10KSB1
  • Institutional holdings13F-HR1
  • Annual report20-F1
  • 20FR12G/A1
  • Prospectus424B41
  • 4971
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • CERTAMX1
  • Information statementDEF 14C1
  • Free writing prospectusFWP1
  • N-2/A1
  • N-CSRS1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • SB-21
  • SB-2/A1
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • Tender offerSC TO-T1

46 companies

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