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What covered companies filed with the SEC, day by day.

  1. 8
  2. 9
  3. 10
  4. 11
  5. 12
  6. 16
  7. 17
  8. 18
  9. 19
‹ Thu, Jan 18, 2007

Friday, January 19, 2007

138 filings · 98 companiesAll checks passed · Updated Nov 10

Mon, Jan 22, 2007 ›
The dayFriday, January 19

By time of day

39 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

7 announced

Market hours3

  • 15:43FDBCFidelity D & D Bancorp Inc
  • 15:50CRTCross Timbers Royalty Trust
  • 15:50Hugoton Royalty Trust

After-hours4

  • 16:18WABCWestamerica Bancorporation
  • 16:30CZWICitizens Community Bancorp Inc.
  • 17:12SLSNSolesence, Inc.
  • 17:14SMBCSouthern Missouri Bancorp, Inc.

Insiders

9 filings
Purchases$2.70M3 filings
Sales$1.71M6 filings
EADAllspring Income Opportunities Fund · Michael H Koonce, Secretary$2.27MPurchase · 400 sh
SWKHLSWK Holdings Corp · Empire Capital Management, L.L.C., 10% owner$1.58MSale · 500,000 sh
TSSITSS, Inc. · Hummingbird Value Fund LP, 10% owner$402.33KPurchase · 74,000 sh
ODCOil-Dri Corp of America · Daniel S Jaffee, President and CEO$80.84KSale · 5,000 sh
FLNAFilana Therapeutics, Inc. · Black Bear Offshore Master Fund LP, 10% owner$34.93KPurchase · 4,043 sh
NORDNordicus Partners Corp · Szycher Michael, 10% owner$33.40KSale · 17,100 sh
Open insider activity

Agreements

5 filings
  1. 18:54AXR Amrep Corp. · Acquisition or sale completed · New debt · New agreement · Officers or directors
  2. 16:29USO United States Oil Fund, LP · New agreement (amended)
  3. 16:15TSSI TSS, Inc. · New agreement
  4. 14:36RIME Algorhythm Holdings, Inc. · Unregistered shares sold · New agreement
  5. 17:49IEP Icahn Enterprises L.P. · New debt · New agreement

Officers and directors

8 filings
  1. 20:49SHOE Shoe Station Group Inc · Officers or directors
  2. 18:54AXR Amrep Corp. · Acquisition or sale completed · New debt · New agreement · Officers or directors
  3. 16:23SLNG Stabilis Solutions, Inc. · Officers or directors
  4. 16:15NIMU NON Invasive Monitoring Systems Inc · Officers or directors
  5. 15:53ASTC Astrotech Corp · Officers or directors
  6. 15:48GTHP Guided Therapeutics Inc · Officers or directors
  7. 13:40FBSI First Bancshares Inc · Officers or directors
  8. 13:34GIC Global Industrial Co · Officers or directors

Filings

39 listed

17:00

  1. 17:49
    IEP Icahn Enterprises L.P. · New debt · New agreement
  2. 17:59
    ISCO International Stem Cell CORP · Auditor change (amended)

01:00

  1. 01:53
    YHGJ Yunhong Green CTI Ltd. · Amended registration statement

08:00

  1. 08:31
    TEI Templeton Emerging Markets Income Fund · Proxy statement

09:00

  1. 09:09
    EMF Templeton Emerging Markets Fund · Proxy statement
  2. 09:23
    SABA Saba Capital Income & Opportunities Fund II · Proxy statement

11:00

  1. 11:41
    TY Tri-Continental Corp · Investor disclosure

12:00

  1. 12:00
    EDU New Oriental Education & Technology Group Inc. · Registration statement
  2. 12:29
    SIM GRUPO SIMEC, S.A.B. de C.V. · Amended registration statement

13:00

  1. 13:34
    GIC Global Industrial Co · Officers or directors
  2. 13:40
    FBSI First Bancshares Inc · Officers or directors

14:00

  1. 14:35
    MGTI MGT Capital Investments, Inc. · Bylaws or fiscal year changed
  2. 14:36
    RIME Algorhythm Holdings, Inc. · Unregistered shares sold · New agreement
  3. 14:40
    GRVE Groove Botanicals Inc. · Investor disclosure

15:00

  1. 15:26
    USO United States Oil Fund, LP · Current report
  2. 15:43
    FDBC Fidelity D & D Bancorp Inc · Results, market hours
  3. 15:48
    GTHP Guided Therapeutics Inc · Officers or directors
  4. 15:50
    CRT Cross Timbers Royalty Trust · Results, market hours
  5. 15:50
    — Hugoton Royalty Trust · Results, market hours
  6. 15:51
    CMTV Community Bancorp · Announcement
  7. 15:52
    ASTC Astrotech Corp · Auditor change
  8. 15:53
    ASTC Astrotech Corp · Officers or directors

16:00

  1. 16:15
    TSSI TSS, Inc. · New agreement
  2. 16:15
    NIMU NON Invasive Monitoring Systems Inc · Officers or directors
  3. 16:18
    WABC Westamerica Bancorporation · Results, after-hours
  4. 16:23
    SLNG Stabilis Solutions, Inc. · Officers or directors
  5. 16:29
    USO United States Oil Fund, LP · New agreement (amended)
  6. 16:30
    CZWI Citizens Community Bancorp Inc. · Results, after-hours

17:00

  1. 17:12
    SLSN Solesence, Inc. · Results, after-hours
  2. 17:14
    SMBC Southern Missouri Bancorp, Inc. · Results, after-hours
  3. 17:20
    USO United States Oil Fund, LP · Registration statement

18:00

  1. 18:54
    AXR Amrep Corp. · Acquisition or sale completed · New debt · New agreement · Officers or directors

20:00

  1. 20:49
    SHOE Shoe Station Group Inc · Officers or directors

—

  1. —
    BDL Flanigans Enterprises Inc · Proxy statement
  2. —
    CRWS Crown Crafts Inc · Current report
  3. —
    CIRX Cirtran Corp · Current report
  4. —
    — NextSource Materials Inc. · Current report (amended)
  5. —
    — International Star Inc · Current report
  6. —
    — Iberdrola, S.A. · Merger communication
39 of 39

Index

Forms filed

  • Current report8-K27
  • Insider filing425
  • Annual ownership516
  • Foreign issuer report6-K15
  • Passive stake amendedSC 13G/A11
  • NSAR-B7
  • Initial ownership35
  • CORRESP4
  • Proxy statementDEF 14A4
  • Passive stake reportedSC 13G4
  • Current report (amended)8-K/A3
  • SUPPL2
  • 10KSB1
  • 10KSB/A1
  • 10QSB1
  • Prospectus424B41
  • Merger communication4251
  • Registration statementF-11
  • Amended registration statementF-1/A1
  • N-21
  • N-2/A1
  • N-6F1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • SB-21
  • SB-2/A1

42 companies

A

C

F

G

H

  • Hugoton Royalty Trust

I

M

N

O

S

T

U

W

Y